Authorized Participants Record:
1 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,987,822.42000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,910,542.01000000 |
Authorized Participants Record:
15 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,232,470.85000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,190,773.15000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 4,219,995.07000000 |
Authorized Participants Record:
26 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,019,771.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,012,831.33000000 |
Authorized Participants Record:
9 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,006,465.40000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 68,562,568.02000000 |
Authorized Participants Record:
11 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,226,027.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 66,990,118.17000000 |
Authorized Participants Record:
14 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 12,906,969.31000000 |
Authorized Participants Record:
23 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 23,466,199.88000000 |
Authorized Participants Record:
25 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 151,008,212.91000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 145,163,310.82000000 |
Authorized Participants Record:
3 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | RBC Capital Markets, LLC (f/k/a RBC Capital Markets Corp) |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 8,620,564.75000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 68,693,348.25000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 71,551,490.17000000 |
Authorized Participants Record:
12 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 51,601,276.66000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 37,864,031.60000000 |
Authorized Participants Record:
19 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 46,746,140.89000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 70,283,126.10000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,134,881.05000000 |
Authorized Participants Record:
8 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 22,042,982.92000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 289,441,854.53000000 |
Authorized Participants Record:
11 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,701,133.08000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 10,381,543.47000000 |
Authorized Participants Record:
13 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 207,690,584.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 738,578,486.03000000 |
Authorized Participants Record:
20 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 43,284,924.69000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 57,665,230.81000000 |
Authorized Participants Record:
21 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,114,622,410.03000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,114,306,301.26000000 |
Authorized Participants Record:
22 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 310,937,301.64000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 122,722,924.15000000 |
Authorized Participants Record:
26 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 37,846,663.41000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 171,964,805.84000000 |
Authorized Participants Record:
2 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 31,014,939.26000000 |
Authorized Participants Record:
7 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,971,253.75000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 59,371,402.90000000 |
Authorized Participants Record:
10 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,487,730.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 37,405,695.11000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 10,714,754.29000000 |
Authorized Participants Record:
12 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 34,322,393.26000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 14,172,763.41000000 |
Authorized Participants Record:
21 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 17,896,577.65000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,263,692.23000000 |
Authorized Participants Record:
24 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,041,211.61000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,054,188.65000000 |
Authorized Participants Record:
21 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 12,445,090.92000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,356,054.20000000 |
Authorized Participants Record:
5 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,175,057.83000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,169,754.59000000 |
Authorized Participants Record:
7 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 25,216,475.80000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 13,747,791.46000000 |
Authorized Participants Record:
13 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,795,233.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,356,389.94000000 |
Authorized Participants Record:
25 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 62,328,442.47000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 807,660,754.95000000 |
Authorized Participants Record:
7 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 137,926,483.74000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 565,500,883.16000000 |
Authorized Participants Record:
9 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 57,382,804.68000000 |
Authorized Participants Record:
10 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 9,546,613.37000000 |
Authorized Participants Record:
11 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 74,113,258.16000000 |
Authorized Participants Record:
17 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 466,097,513.61000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 646,789,202.88000000 |
Authorized Participants Record:
21 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 281,766,483.17000000 |
Authorized Participants Record:
1 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,252,125.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 6,136,536.36000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 14,293,042.90000000 |
Authorized Participants Record:
8 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,124,923.01000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 17,237,548.98000000 |
Authorized Participants Record:
11 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,304,292.99000000 |
Authorized Participants Record:
22 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 28,409,164.57000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 8,435,008.21000000 |
Authorized Participants Record:
9 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 16,474,636.63000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 28,931,338.30000000 |
Authorized Participants Record:
12 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 23,850,948.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,093,022.72000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 15,841,400.32000000 |
Authorized Participants Record:
1 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,210,137.93000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 16,029,741.47000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 283,796,990.87000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 25,557,599.60000000 |
Authorized Participants Record:
9 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 246,614,370.64000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 50,804,663.04000000 |
Authorized Participants Record:
15 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 215,208,548.64000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 56,986,748.46000000 |
Authorized Participants Record:
16 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,167,648.09000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 5,300,525.43000000 |
Authorized Participants Record:
19 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 96,372,914.91000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 19,848,298.47000000 |
Authorized Participants Record:
24 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 92,418,856.31000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 595,827,242.08000000 |
Authorized Participants Record:
2 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,623,102,369.63000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,660,964,255.45000000 |
Authorized Participants Record:
3 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 157,869,345.39000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 105,670,115.31000000 |
Authorized Participants Record:
16 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 14,766,540.76000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 67,784,986.25000000 |
Authorized Participants Record:
22 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 11,167,006.76000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,093,448.12000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 11,486,009.84000000 |
Authorized Participants Record:
6 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,837,411.60000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,054,839.04000000 |
Authorized Participants Record:
20 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,957,380.04000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 14,371,416.96000000 |
Authorized Participants Record:
2 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 82,772,803.36000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 35,715,486.01000000 |
Authorized Participants Record:
7 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,137,582,430.54000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,117,014,617.77000000 |
Authorized Participants Record:
10 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 228,672,518.51000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 23,313,090.87000000 |
Authorized Participants Record:
13 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 556,114,850.50000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 902,363,859.84000000 |
Authorized Participants Record:
14 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 217,072,820.39000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 242,148,143.90000000 |
Authorized Participants Record:
17 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,209,196,785.06000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,205,787,477.20000000 |
Authorized Participants Record:
19 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 144,105,584.98000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 39,394,411.00000000 |
Authorized Participants Record:
20 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 571,275,696.77000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 355,837,733.23000000 |
Authorized Participants Record:
21 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 358,385,989.54000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 209,183,735.60000000 |
Authorized Participants Record:
22 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 434,611,624.29000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 85,168,620.10000000 |
Authorized Participants Record:
23 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 292,325,651.84000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 435,031,798.05000000 |
Authorized Participants Record:
1 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 58,286,249.28000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 191,059,079.90000000 |
Authorized Participants Record:
2 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,455,042.99000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | JP Morgan Securities, Inc. |
b. SEC file number | 008-36950 |
c. CRD number | 000018718 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,433,285.50000000 |
Authorized Participants Record:
8 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,942,925.49000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 18,068,749.07000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 77,769,514.39000000 |
Authorized Participants Record:
11 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 13,720,072.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 73,995,810.53000000 |
Authorized Participants Record:
12 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,815,853.05000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 2,433,285.50000000 |
Authorized Participants Record:
14 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,493,273.42000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 7,337,500.66000000 |
Authorized Participants Record:
23 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,337,751.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 48,475,393.57000000 |
Authorized Participants Record:
25 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 971,073.72000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,483,158.35000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 54,194,938.44000000 |
Authorized Participants Record:
15 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,008,780.20000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 17,862,683.13000000 |
Authorized Participants Record:
18 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 21,223,316.96000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 21,802,155.62000000 |
Authorized Participants Record:
19 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,504,390.10000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 14,973,345.62000000 |
Authorized Participants Record:
25 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 9,255,039.99000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 63,940,581.74000000 |
Authorized Participants Record:
7 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,564,847.01000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 75,681,355.16000000 |
Authorized Participants Record:
8 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 71,235,630.75000000 |
Authorized Participants Record:
9 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 13,793,665.97000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 16,424,292.20000000 |
Authorized Participants Record:
13 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 39,578,024.85000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,071,835.56000000 |
Authorized Participants Record:
7 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 10,951,357.87000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 3,618,400.61000000 |
Authorized Participants Record:
22 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 11,661,670.43000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,187,654.91000000 |
Authorized Participants Record:
23 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 12,635,630.34000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 126,713,218.63000000 |
Authorized Participants Record:
8 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 14,377,592.65000000 |
Authorized Participants Record:
12 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 44,014,525.38000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 177,126,142.61000000 |
Authorized Participants Record:
14 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,864,603.08000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 134,653,468.50000000 |
Authorized Participants Record:
20 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,281,874.34000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,311,758.37000000 |
Authorized Participants Record:
24 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 008-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 008-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | IBKR Securities Services LLC |
b. SEC file number | 008-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 008-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 008-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 30,379,705.86000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 20,818,680.12000000 |
Authorized Participants Record:
6 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 008-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 008-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 742,673,493.43000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 133,627,238.27000000 |
Authorized Participants Record:
8 |
a. Full Name | Citigroup Global Markets, Inc. |
b. SEC file number | 008-08177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 37,826,738.37000000 |
Authorized Participants Record:
9 |
a. Full Name | Mizuho Securities USA Inc |
b. SEC file number | 008-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 008-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | HRT FINANCIAL LP |
b. SEC file number | 008-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 127,072,344.99000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 30,927,295.14000000 |
Authorized Participants Record:
12 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 008-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 008-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 113,130,253.19000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 111,015,849.85000000 |
Authorized Participants Record:
14 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 008-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 202,543,904.41000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 79,918,653.63000000 |
Authorized Participants Record:
15 |
a. Full Name | Jefferies LLC |
b. SEC file number | 008-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 008-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BMO NESBITT BURNS SECURITIES LTD. |
b. SEC file number | 008-50538 |
c. CRD number | 000044057 |
d. LEI, if any | 54JEJPF5RL5INKZRDO43 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 008-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 44,791,923.22000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 14,341,550.08000000 |
Authorized Participants Record:
19 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 008-00201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Electronic Transaction Clearing, Inc. |
b. SEC file number | 008-67790 |
c. CRD number | 000146122 |
d. LEI, if any | N/A |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 008-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 008-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 008-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 008-00129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 167,850,271.44000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 7,389,721.05000000 |
Authorized Participants Record:
26 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 008-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 83,976,227.71000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |