EX-99.D ADVSR CONTR 3 exhibit_d3.txt AMENDMENT TO SCHEDULE A OF THE INVESTMENT MANAGEMENT AGREEMENT SCHEDULE A FUNDS
ANNUAL RATE OF AVERAGE DAILY NET NAME OF FUND ASSETS EFFECTIVE DATE -------------- --------------------- ------------------ First Trust Dow Jones Select MicroCap Index(SM) Fund 0.50% December 6, 2010 First Trust Morningstar(R) Dividend Leaders(SM) Index Fund 0.30% December 20, 2010 First Trust NASDAQ-100 Equal Weighted Index(SM) Fund 0.40% December 6, 2010 First Trust NASDAQ-100-Technology Sector Index(SM) Fund 0.40% December 6, 2010 First Trust US IPO Index Fund 0.40% January 3, 2011 First Trust NYSE Arca Biotechnology Index Fund 0.40% January 3, 2011 First Trust Capital Strength ETF 0.50% January 3, 2011 First Trust Dow Jones Internet Index(SM) Fund 0.40% December 6, 2010 First Trust NASDAQ-100 Ex-Technology Sector Index(SM) Fund 0.40% December 6, 2010 First Trust NASDAQ(R) Clean Edge(R) Green Energy Index Fund 0.40% January 3, 2011 First Trust Total US Market AlphaDEX ETF 0.50% December 6, 2010 (fka First Trust Value Line(R) Equity Allocation Index Fund) First Trust Value Line(R) Dividend Index Fund 0.50% January 3, 2011 First Trust S&P REIT Index Fund 0.30% December 6, 2010 First Trust ISE-Revere Natural Gas Index Fund 0.40% January 20, 2011 First Trust ISE Water Index Fund 0.40% December 6, 2010 First Trust ISE Chindia Index Fund 0.40% January 3, 2011 First Trust Value Line(R) 100 Exchange-Traded Fund 0.50% January 3, 2011 First Trust NASDAQ(R) ABA Community Bank Index Fund 0.40% January 3, 2011
Updated January 6, 2015