0000899243-17-017621.txt : 20170630 0000899243-17-017621.hdr.sgml : 20170630 20170630161659 ACCESSION NUMBER: 0000899243-17-017621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170605 FILED AS OF DATE: 20170630 DATE AS OF CHANGE: 20170630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coleman Daniel CENTRAL INDEX KEY: 0001328944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17942406 MAIL ADDRESS: STREET 1: KCG HOLDINGS, INC. STREET 2: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-05 0 0001569391 KCG Holdings, Inc. KCG 0001328944 Coleman Daniel KCG HOLDINGS, INC., 300 VESEY STREET NEW YORK NY 10282 1 1 0 0 Chief Executive Officer Class A Common Stock, par value $0.01 per share 2017-06-05 4 X 0 53711 A 1652337 D Class A Common Stock, par value $0.01 per share 2017-06-05 4 S 0 31643 19.86 D 1620694 D Class A Warrants (right to buy) 11.70 2017-06-05 4 X 0 53711 0.00 D 2013-07-01 2017-07-01 Class A Common Stock 53711 0 D On June 5, 2017, the reporting person exercised warrants to purchase 53,711 shares of KCG common stock for $11.70 a share. The reporting person paid the exercise price of each on a cashless basis, resulting in KCG's withholding of 31,643 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 22,068 shares. KCG also paid $11.28 to the reporting person in lieu of a fractional share. /s/ Robert McQueen as attorney-in-fact for Daniel Coleman 2017-06-30