| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
FEDERAL MOGUL CORP [ FDML ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/09/2013 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) 07/11/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 07/09/2013 | X(1) | 11,586(2) | A | $9.78 | 31,581 | D | |||
| Common Stock | 07/09/2013 | X(1) | 20(1)(3) | A | $9.78 | 60 | I(3) | By son | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Subscription Rights to Purchase Common Stock | $9.78 | 07/09/2013 | X | 11,586 | 06/07/2013(1) | 07/09/2013(1) | Common Stock | 11,586 | $0 | 0 | D | ||||
| Subscription Rights to Purchase Common Stock | $9.78 | 07/09/2013 | X | 20 | 06/07/2013(1) | 07/09/2013(1) | Common Stock | 20 | $0 | 0 | I | By son | |||
| Explanation of Responses: |
| 1. On June 7, 2013, Federal-Mogul Corporation (the "Company") distributed, to each holder of record as of June 7, 2013, subscription rights to purchase shares of common stock of the Company (the "Rights Offering") in accordance with the terms set forth in a prospectus supplement related to the Rights Offering dated June 7, 2013, as amended and supplemented. The subscription rights were exercisable until July 9, 2013. |
| 2. On July 9, 2013, the reporting person fully exercised his basic subscription privilege to purchase 10,338 shares of the Company's common stock and exercised his over-subscription privilege to purchase additional shares not subscribed for by other rights holders. After the filing of the original Form 4, it was determined that the reporting person will be allocated 1,243 shares of the Company's common stock in connection with his exercise of his over-subscription privilege. The reporting person has filed this Form 4/A to report the final number of shares allocated to him in connection with the Rights Offering, which is 1,243 shares more than the number reported in the original Form 4. |
| 3. Exercise of subscription rights to purchase common stock by Mr. Jueckstock's son. The total number of shares reported reflects the correction of an administrative error in the original Form 4 with respect to the calculation of the number of shares purchased through the exercise of the basic subscription privilege of the reporting person's son and the total the number of shares held indirectly by the reporting person. |
| Remarks: |
| Director, Co-Chief Executive Officer and Chief Executive Officer, OE Division |
| /s/ Rainer Jueckstock | 07/18/2013 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||