0001140361-16-086059.txt : 20161114
0001140361-16-086059.hdr.sgml : 20161111
20161114104951
ACCESSION NUMBER: 0001140361-16-086059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161109
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freeland Richard Joseph
CENTRAL INDEX KEY: 0001327988
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 161991956
MAIL ADDRESS:
STREET 1: 927 JUNCO DRIVE
CITY: COLUMBUS
STATE: IN
ZIP: 47201
4
1
doc1.xml
FORM 4
X0306
4
2016-11-09
0
0000026172
CUMMINS INC
CMI
0001327988
Freeland Richard Joseph
500 JACKSON STREET
COLUMBUS
IN
47201
0
1
0
0
President & COO
Common
2016-11-09
4
S
0
2500
135
D
3308
D
Common
17206
I
By Trust
Common
8000
I
By GRAT #1
Common
2611.45
I
By 401(k) Plan
Stock Option (Right-to-Buy)
19.42
2011-03-02
2019-03-02
Common
3650
3650
D
Stock Option (Right-to-Buy)
58.115
2012-03-01
2020-03-01
Common
10900
10900
D
Stock Option (Right-to-Buy)
120.28
2014-04-02
2022-04-02
Common
11030
11030
D
Stock Option (Right-to-Buy)
111.84
2015-04-02
2023-04-02
Common
16450
16450
D
Stock Option (Right-to-Buy)
149.34
2017-04-02
2024-04-02
Common
12290
12290
D
Stock Option (Right-to-Buy)
136.82
2018-04-02
2025-04-02
Common
22340
22340
D
Stock Option (Right-to-Buy)
109.09
2019-04-04
2026-04-04
Common
48500
48500
D
Stock Option (Right-to-Buy)
119.77
2013-05-02
2021-05-02
Common
8150
8150
D
Stock Option (Right-to-Buy)
154.2
2017-07-16
2024-07-16
Common
1960
1960
D
Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2015.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2016-11-10