0001415889-21-005828.txt : 20211210 0001415889-21-005828.hdr.sgml : 20211210 20211210164032 ACCESSION NUMBER: 0001415889-21-005828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211209 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duncan David R CENTRAL INDEX KEY: 0001744991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38595 FILM NUMBER: 211485912 MAIL ADDRESS: STREET 1: 1900 16TH STREET, SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Western Financial Inc CENTRAL INDEX KEY: 0001327607 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371442266 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-531-8100 MAIL ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 4 1 form4-12102021_011224.xml X0306 4 2021-12-09 0001327607 First Western Financial Inc MYFW 0001744991 Duncan David R 1900 16TH STREET, SUITE 1200 DENVER CO 80202 true false false false Common Stock 2021-12-09 4 M 0 4087 25 A 38829 D Common Stock 2021-12-09 4 S 0 3568 29.70 D 35261 D Common Stock 13158 I By Electra Energy Company Common Stock 42160 I Sara C. Duncan GST Exempt Marital Trust Stock Option Right to Buy 25 2021-12-09 4 M 0 4087 0 D 2022-01-17 Common Stock 4087 0 D The reporting person has shared voting and investment control over the securities held by Electra Energy Company by through DKD, LLC, a limited liability company of which the reporting person is the sole member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years. /s/ Julie A. Courkamp, Attorney-in-Fact 2021-12-10