0001415889-21-005589.txt : 20211130 0001415889-21-005589.hdr.sgml : 20211130 20211130165711 ACCESSION NUMBER: 0001415889-21-005589 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211129 FILED AS OF DATE: 20211130 DATE AS OF CHANGE: 20211130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zimlich Joseph C. CENTRAL INDEX KEY: 0001745088 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38595 FILM NUMBER: 211460242 MAIL ADDRESS: STREET 1: 1900 16TH STREET, SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Western Financial Inc CENTRAL INDEX KEY: 0001327607 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371442266 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-531-8100 MAIL ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 4 1 form4-11302021_011101.xml X0306 4 2021-11-29 0001327607 First Western Financial Inc MYFW 0001745088 Zimlich Joseph C. 1900 16TH STREET, SUITE 1200 DENVER CO 80202 true false false false Common Stock 2021-11-29 4 M 0 4078 25 A 36987 D Common Stock 2021-11-29 4 S 0 3391 30.09 D 33596 D Common Stock 2021-11-30 4 M 0 9 25 A 33605 D Common Stock 2021-11-30 4 S 0 8 30.91 D 33597 D Common Stock 90146 I By Bohemian Investments, LLC Common Stock 108597 I By BOCO Investments, LLC Stock Option Right to Buy 25 2021-11-29 4 M 0 4078 0 D 2022-01-17 Common Stock 4078 9 D Stock Option Right to Buy 25 2021-11-30 4 M 0 9 0 D 2022-01-17 Common Stock 9 0 D The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose. The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years. /s/ Julie A. Courkamp, Attorney-in-Fact 2021-11-30