0001415889-21-005129.txt : 20211110 0001415889-21-005129.hdr.sgml : 20211110 20211110172300 ACCESSION NUMBER: 0001415889-21-005129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211109 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIPF ERIC D CENTRAL INDEX KEY: 0001219797 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38595 FILM NUMBER: 211397922 MAIL ADDRESS: STREET 1: 1601 DRY CREEK DRIVE CITY: LONGMONT STATE: CO ZIP: 80503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Western Financial Inc CENTRAL INDEX KEY: 0001327607 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371442266 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-531-8100 MAIL ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 4 1 form4-11102021_021147.xml X0306 4 2021-11-09 0001327607 First Western Financial Inc MYFW 0001219797 SIPF ERIC D 1900 16TH STREET, SUITE 1200 DENVER CO 80202 true false false false Common Stock 2021-11-09 4 M 0 1101 25 A 183455 D Common Stock 2021-11-09 4 S 0 1101 30.90 D 182354 D Common Stock 2021-11-10 4 M 0 1624 25 A 183978 D Common Stock 2021-11-10 4 S 0 1624 30.90 D 182354 D Common Stock 7086 I By Eric & Susan Sipf Family Foundation Stock Option Right to Buy 25 2021-11-09 4 M 0 1101 0 D 2022-01-17 Comon Stock 1101 1624 D Stock Option Right to Buy 25 2021-11-10 4 M 0 1624 0 D 2022-01-17 Common Stock 1624 0 D The reporting person serves as Chairman of the Eric & Susan Sipf Family Foundation. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years. /s/ Julie A. Courkamp, Attorney-in-Fact 2021-11-10