0001415889-21-001972.txt : 20210412 0001415889-21-001972.hdr.sgml : 20210412 20210412181807 ACCESSION NUMBER: 0001415889-21-001972 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20210412 DATE AS OF CHANGE: 20210412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duncan David R CENTRAL INDEX KEY: 0001744991 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38595 FILM NUMBER: 21821626 MAIL ADDRESS: STREET 1: 1900 16TH STREET, SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Western Financial Inc CENTRAL INDEX KEY: 0001327607 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371442266 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-531-8100 MAIL ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 4/A 1 form4a-04122021_030449.xml X0306 4/A 2020-05-01 2020-05-05 0001327607 First Western Financial Inc MYFW 0001744991 Duncan David R 1900 16TH STREET, SUITE 1200 DENVER CO 80202 true false false false Common Stock 2020-05-01 4 A 0 2001 0 A 33909 D Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person. Includes shares 26,792 shares received in a pro rata distribution from Rawah Partners, LLC, of which the reporting person serves as the Manager. On May 5, 2020, the reporting person filed a Form 4 reporting that such shares were indirectly owned by DKD, LLC, a limited liability company of which the reporting person is the sole member; however, such shares should have been reporting as directly owned by the reporting person. /s/ Julie A. Courkamp, Attorney-in-Fact 2021-04-12