0001415889-20-002496.txt : 20201028 0001415889-20-002496.hdr.sgml : 20201028 20201028182709 ACCESSION NUMBER: 0001415889-20-002496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201028 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duncan David R CENTRAL INDEX KEY: 0001744991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38595 FILM NUMBER: 201269939 MAIL ADDRESS: STREET 1: 1900 16TH STREET, SUITE 1200 CITY: DENVER STATE: CO ZIP: 80202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Western Financial Inc CENTRAL INDEX KEY: 0001327607 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 371442266 STATE OF INCORPORATION: CO BUSINESS ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-531-8100 MAIL ADDRESS: STREET 1: 1900 SIXTEENTH ST, #1200 CITY: DENVER STATE: CO ZIP: 80202 4 1 form4-10282020_031058.xml X0306 4 2020-10-28 0001327607 First Western Financial Inc MYFW 0001744991 Duncan David R 1900 16TH STREET, SUITE 1200 DENVER CO 80202 true false false false Common Stock 2020-10-28 4 J 0 36522 0 D 0 I By Raymond T. Duncan Estate Trust Common Stock 2020-10-28 4 J 0 36522 0 A 36522 I Sara C. Duncan GST Exempt Marital Trust Common Stock 7117 D Common Stock 26792 I By DKD, LLC Common Stock 13158 I By Electra Energy Company Represents distribution of shares from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust. The reporting person is the trustee of each of these trusts. In prior reports, the reporting person reported beneficial ownership of 42,160 shares held by Raymond T. Duncan Estate Trust, which inadvertently over reported the number of share owned by the Raymond T. Duncan Estate Trust by 5,638 shares. The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the The reporting person is the sole member of DKD, LLC. The reporting person has shared voting and investment control over the securities held by Electra Energy Company by through DKD, LLC, a limited liability company of which the reporting person is the sole member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. /s/ Julie A. Courkamp, Attorney-in-Fact 2020-10-28