0001140361-17-029203.txt : 20170728 0001140361-17-029203.hdr.sgml : 20170728 20170728194206 ACCESSION NUMBER: 0001140361-17-029203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170726 FILED AS OF DATE: 20170728 DATE AS OF CHANGE: 20170728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Guthrie Michael CENTRAL INDEX KEY: 0001607880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36449 FILM NUMBER: 17991281 MAIL ADDRESS: STREET 1: TRUECAR, INC., 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TrueCar, Inc. CENTRAL INDEX KEY: 0001327318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 043807511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 800-200-2000 MAIL ADDRESS: STREET 1: 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: Zag com Inc DATE OF NAME CHANGE: 20050516 4 1 doc1.xml FORM 4 X0306 4 2017-07-26 0 0001327318 TrueCar, Inc. TRUE 0001607880 Guthrie Michael C/O TRUECAR, INC. 120 BROADWAY, SUITE 200 SANTA MONICA CA 90401 0 1 0 0 CFO Common Stock 2017-07-26 4 S 0 69653 19.7942 D 359847 D Common Stock 2017-07-26 4 S 0 700 20.56 D 359147 D Common Stock 2017-07-27 4 M 0 132252 7.92 A 491399 D Common Stock 2017-07-27 4 S 0 112177 18.7340 D 379222 D Common Stock 2017-07-27 4 S 0 34711 19.3883 D 344511 D Common Stock 2017-07-28 4 M 0 105624 7.92 A 450135 D Common Stock 2017-07-28 4 S 0 105624 18.9831 D 344511 D Common Stock 2017-07-28 4 A 0 3195 0 A 347706 D Employee Stock Option (right to buy) 7.92 2017-07-27 4 M 0 78427 0 A 2023-02-22 Common Stock 78427 0 D Employee Stock Option (right to buy) 7.92 2017-07-27 4 M 0 32638 0 A 2023-05-02 Common Stock 32638 695 D Employee Stock Option (right to buy) 7.92 2017-07-27 4 M 0 21187 0 A 2023-06-26 Common Stock 21187 159689 D Employee Stock Option (right to buy) 7.92 2017-07-28 4 M 0 105624 0 A 2023-06-26 Common Stock 105624 54065 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2017. The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $20.35 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5) and (6) to this Form 4. The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $20.74 per share, inclusive. The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.23 to $19.22 per share, inclusive. The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $19.23 to $19.75 per share, inclusive. The reported price in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $19.08 per share, inclusive. The reported securities are represented by restricted stock units which vest in eight equal quarterly installments beginning on November 15, 2017. The shares subject to the option are fully vested and immediately exercisable. /s/ Scott Watkinson, by Power of Attorney 2017-07-28