0001140361-16-066714.txt : 20160523 0001140361-16-066714.hdr.sgml : 20160523 20160523171704 ACCESSION NUMBER: 0001140361-16-066714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160519 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TrueCar, Inc. CENTRAL INDEX KEY: 0001327318 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 043807511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 800-200-2000 MAIL ADDRESS: STREET 1: 120 BROADWAY, SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90401 FORMER COMPANY: FORMER CONFORMED NAME: Zag com Inc DATE OF NAME CHANGE: 20050516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dietz Steven J CENTRAL INDEX KEY: 0001342006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36449 FILM NUMBER: 161670020 MAIL ADDRESS: STREET 1: C/O GRP MANAGEMENT SERVICES, INC. STREET 2: 2121 AVENUE OF THE STARS, SUITE 1630 CITY: LOS ANGELES STATE: CA ZIP: 90067 4 1 doc1.xml FORM 4 X0306 4 2016-05-19 0 0001327318 TrueCar, Inc. TRUE 0001342006 Dietz Steven J C/O TRUECAR, INC. 120 BROADWAY, SUITE 200 SANTA MONICA CA 90401 1 0 0 0 Common Stock 2016-05-19 4 A 0 11211 0.00 A 35078 D Common Stock 9500 I The Dietz Family Trust 2011 Common Stock 10970 I The Dietz Family Trust 2007 Common Stock 1300 I By daughter Common Stock 900 I By elder son Common Stock 1000 I By younger son Common Stock 5138807 I By Upfront II, L.P. Common Stock 1945375 I By Upfront III, L.P. Common Stock 1501260 I By Upfront GP II, L.P. Common Stock 559248 I By Upfront II Investors, L.P. Common Stock 206202 I By Upfront GP III, L.P. Common Stock 139397 I By Upfront II Partners, L.P. Common Stock 63152 I By Upfront III Investors, L.P. Common stock 31891 I By Upfront III Partners, L.P. Stock Option (right to buy) 6.69 2016-05-19 4 A 0 24952 0.00 A 2026-05-19 Common Stock 24952 24952 D The reported shares are represented by restricted stock units, or RSUs, which vest in full on the earlier of the day immediately prior to the Issuer's 2017 annual meeting of stockholders (the "2017 Annual Meeting") or May 31, 2017. Shares held directly by The Dietz Family Trust 2007, for which the Reporting Person serves as trustee. Shares held directly by The Dietz family Trust 2011, for which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of these securities, and the inclusion of these securities in this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. The Reporting Person serves as a member of the investment committee of GRP Management Services, Inc. and Upfront Ventures Management, Inc. and may be deemed to share voting and dispositive power with respect to the shares held by Upfront II, L.P., Upfront III, L.P., Upfront GP II, L.P., Upfront II Investors, L.P., Upfront GP III, L.P., Upfront II Partners, L.P., Upfront III Investors, L.P. and Upfront III Partners, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. Shares subject to the option vest in twelve equal monthly installments beginning on June 19, 2016. Any unvested shares subject to the option vest on the day immediately prior to the 2017 Annual Meeting. /s/ Scott Watkinson, by Power of Attorney 2016-05-23