0001209191-12-038244.txt : 20120717
0001209191-12-038244.hdr.sgml : 20120717
20120717122124
ACCESSION NUMBER: 0001209191-12-038244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120716
FILED AS OF DATE: 20120717
DATE AS OF CHANGE: 20120717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASTALDI ALEXANDER R
CENTRAL INDEX KEY: 0001327010
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965232
MAIL ADDRESS:
STREET 1: BUILDERS FIRSTSOURCE INC.
STREET 2: 2001 BRYAN STREET, SUITE 1600
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agroskin Daniel
CENTRAL INDEX KEY: 0001404208
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965233
MAIL ADDRESS:
STREET 1: C/O PGT INDUSTRIES, INC.
STREET 2: 1070 TECHNOLOGY DRIVE
CITY: NOKOMIS
STATE: FL
ZIP: 34275
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PATHEON INC
CENTRAL INDEX KEY: 0001400431
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: C/O PATHEON PHARMACEUTICALS SERVICES INC
STREET 2: 4721 EMPEROR BOULEVARD, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27703
BUSINESS PHONE: 905-821-4001
MAIL ADDRESS:
STREET 1: 7070 MISSISSAUGA ROAD, SUITE 350
CITY: MISSISSAUGA ON
STATE: A6
ZIP: L5N7J8
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JLL Patheon Holdings LLC
CENTRAL INDEX KEY: 0001518446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965237
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-286-8600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVENUE
STREET 2: 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JLL Associates V (Patheon), L.P.
CENTRAL INDEX KEY: 0001518967
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965234
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 286-8600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JLL Partners Associates GP V (Patheon), Ltd.
CENTRAL INDEX KEY: 0001518968
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965236
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 286-8600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JLL Partners Fund V (Patheon), L.P.
CENTRAL INDEX KEY: 0001518969
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965235
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 286-8600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JLL Patheon Holdings, Cooperatief U.A.
CENTRAL INDEX KEY: 0001518970
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54283
FILM NUMBER: 12965238
BUSINESS ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (212) 286-8600
MAIL ADDRESS:
STREET 1: 450 LEXINGTON AVE., 31ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2012-07-16
0
0001400431
PATHEON INC
PTI
0001518970
JLL Patheon Holdings, Cooperatief U.A.
C/O JLL PARTNERS, INC.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
0
0
1
0
0001518446
JLL Patheon Holdings LLC
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
0
0
1
0
0001518968
JLL Partners Associates GP V (Patheon), Ltd.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
0
0
1
0
0001518969
JLL Partners Fund V (Patheon), L.P.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
0
0
1
0
0001518967
JLL Associates V (Patheon), L.P.
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
0
0
1
0
0001404208
Agroskin Daniel
450 LEXINGON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
1
0
1
0
0001327010
CASTALDI ALEXANDER R
450 LEXINGTON AVENUE, 31ST FLOOR
NEW YORK
NY
10017
0
0
1
0
Restricted Voting Shares
2012-07-16
4
P
0
119400
2.78
A
72358181
D
The price reported in Column 4 is a weighted average price, as converted from C$2.82 using the closing rate of exchange from Reuters on July 16, 2012. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.91, as converted from C$2.69 to C$2.95 using the closing rate of exchange from Reuters on July 16, 2012. The Reporting Persons undertake to provide to Patheon Inc., any security holder of Patheon Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
This report is filed jointly by JLL Patheon Holdings, Cooperatief U.A. ("JLL CoOp"); JLL Patheon Holdings, LLC; JLL Partners Fund V (Patheon), L.P.; JLL Associates V (Patheon), L.P.; JLL Associates G.P. V (Patheon), Ltd. ("JLL Limited"); Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; Thomas Taylor; and Brett N. Milgrim (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct or indirect relationships with Patheon Inc. (the "Company").
JLL Limited is the sole general partner of JLL Associates V (Patheon), L.P., which is the sole general partner of JLL Partners Fund V (Patheon), L.P., which in turn is the sole member of JLL Patheon Holdings, LLC. JLL Patheon Holdings, LLC is the 99% owner and controlling member of JLL CoOp. The following Reporting Persons serve on the board of directors of JLL Limited: Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Thomas Taylor; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; and Brett N. Milgrim. Mr. Agroskin is also a managing director of JLL CoOp.
JLL CoOp is the direct beneficial owner of 72,358,181 restricted voting shares (the "Restricted Voting Shares") of the Company. Each Reporting Person other than JLL CoOp may be deemed to be the indirect beneficial owner of 72,358,181 Restricted Voting Shares, however, each Reporting Person, other than JLL CoOp, disclaims beneficial ownership of these securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these reporting persons is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
This Form 4 is being filed in two parts because of the electronic filing system's limitation to ten reporting persons. This is part 1 of 2.
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17
/s/ Megan A. Bombick, attorney-in-fact
2012-07-17