0001209191-12-038244.txt : 20120717 0001209191-12-038244.hdr.sgml : 20120717 20120717122124 ACCESSION NUMBER: 0001209191-12-038244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120716 FILED AS OF DATE: 20120717 DATE AS OF CHANGE: 20120717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTALDI ALEXANDER R CENTRAL INDEX KEY: 0001327010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965232 MAIL ADDRESS: STREET 1: BUILDERS FIRSTSOURCE INC. STREET 2: 2001 BRYAN STREET, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Agroskin Daniel CENTRAL INDEX KEY: 0001404208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965233 MAIL ADDRESS: STREET 1: C/O PGT INDUSTRIES, INC. STREET 2: 1070 TECHNOLOGY DRIVE CITY: NOKOMIS STATE: FL ZIP: 34275 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PATHEON INC CENTRAL INDEX KEY: 0001400431 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: C/O PATHEON PHARMACEUTICALS SERVICES INC STREET 2: 4721 EMPEROR BOULEVARD, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 905-821-4001 MAIL ADDRESS: STREET 1: 7070 MISSISSAUGA ROAD, SUITE 350 CITY: MISSISSAUGA ON STATE: A6 ZIP: L5N7J8 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Patheon Holdings LLC CENTRAL INDEX KEY: 0001518446 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965237 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Associates V (Patheon), L.P. CENTRAL INDEX KEY: 0001518967 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965234 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Partners Associates GP V (Patheon), Ltd. CENTRAL INDEX KEY: 0001518968 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965236 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Partners Fund V (Patheon), L.P. CENTRAL INDEX KEY: 0001518969 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965235 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JLL Patheon Holdings, Cooperatief U.A. CENTRAL INDEX KEY: 0001518970 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54283 FILM NUMBER: 12965238 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 286-8600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-07-16 0 0001400431 PATHEON INC PTI 0001518970 JLL Patheon Holdings, Cooperatief U.A. C/O JLL PARTNERS, INC. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518446 JLL Patheon Holdings LLC 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518968 JLL Partners Associates GP V (Patheon), Ltd. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518969 JLL Partners Fund V (Patheon), L.P. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001518967 JLL Associates V (Patheon), L.P. 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 0001404208 Agroskin Daniel 450 LEXINGON AVENUE, 31ST FLOOR NEW YORK NY 10017 1 0 1 0 0001327010 CASTALDI ALEXANDER R 450 LEXINGTON AVENUE, 31ST FLOOR NEW YORK NY 10017 0 0 1 0 Restricted Voting Shares 2012-07-16 4 P 0 119400 2.78 A 72358181 D The price reported in Column 4 is a weighted average price, as converted from C$2.82 using the closing rate of exchange from Reuters on July 16, 2012. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.91, as converted from C$2.69 to C$2.95 using the closing rate of exchange from Reuters on July 16, 2012. The Reporting Persons undertake to provide to Patheon Inc., any security holder of Patheon Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4. This report is filed jointly by JLL Patheon Holdings, Cooperatief U.A. ("JLL CoOp"); JLL Patheon Holdings, LLC; JLL Partners Fund V (Patheon), L.P.; JLL Associates V (Patheon), L.P.; JLL Associates G.P. V (Patheon), Ltd. ("JLL Limited"); Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; Thomas Taylor; and Brett N. Milgrim (each, a "Reporting Person" and, collectively, the "Reporting Persons") in connection with their respective direct or indirect relationships with Patheon Inc. (the "Company"). JLL Limited is the sole general partner of JLL Associates V (Patheon), L.P., which is the sole general partner of JLL Partners Fund V (Patheon), L.P., which in turn is the sole member of JLL Patheon Holdings, LLC. JLL Patheon Holdings, LLC is the 99% owner and controlling member of JLL CoOp. The following Reporting Persons serve on the board of directors of JLL Limited: Paul S. Levy; Daniel Agroskin; Nicholas O'Leary; Thomas Taylor; Eugene Hahn; Michael J. Schwartz; Frank J. Rodriguez; Alexander R. Castaldi; Kevin T. Hammond; Michel Lagarde; and Brett N. Milgrim. Mr. Agroskin is also a managing director of JLL CoOp. JLL CoOp is the direct beneficial owner of 72,358,181 restricted voting shares (the "Restricted Voting Shares") of the Company. Each Reporting Person other than JLL CoOp may be deemed to be the indirect beneficial owner of 72,358,181 Restricted Voting Shares, however, each Reporting Person, other than JLL CoOp, disclaims beneficial ownership of these securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that any of these reporting persons is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. This Form 4 is being filed in two parts because of the electronic filing system's limitation to ten reporting persons. This is part 1 of 2. /s/ Megan A. Bombick, attorney-in-fact 2012-07-17 /s/ Megan A. Bombick, attorney-in-fact 2012-07-17 /s/ Megan A. Bombick, attorney-in-fact 2012-07-17 /s/ Megan A. Bombick, attorney-in-fact 2012-07-17 /s/ Megan A. Bombick, attorney-in-fact 2012-07-17 /s/ Megan A. Bombick, attorney-in-fact 2012-07-17 /s/ Megan A. Bombick, attorney-in-fact 2012-07-17