0000950103-21-004538.txt : 20210324 0000950103-21-004538.hdr.sgml : 20210324 20210324210606 ACCESSION NUMBER: 0000950103-21-004538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210322 FILED AS OF DATE: 20210324 DATE AS OF CHANGE: 20210324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Christopher K CENTRAL INDEX KEY: 0001607459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35551 FILM NUMBER: 21769861 MAIL ADDRESS: STREET 1: C/O FACEBOOK, INC. STREET 2: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Facebook Inc CENTRAL INDEX KEY: 0001326801 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 201665019 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-618-7714 MAIL ADDRESS: STREET 1: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 dp148316_4-cox.xml FORM 4 X0306 4 2021-03-22 0 0001326801 Facebook Inc FB 0001607459 Cox Christopher K C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Product Officer Class A Common Stock 2021-02-02 5 G 0 E 33236 0 A 54650 D Class A Common Stock 2021-02-02 5 G 0 E 24808 0 A 79458 D Class A Common Stock 2021-03-10 5 G 0 E 29018 0 D 29017 I Cox-Vadakan Irrevocable Remainder Trust Class A Common Stock 2021-03-11 5 G 0 E 29017 0 D 0 I Cox-Vadakan Irrevocable Remainder Trust Class A Common Stock 2021-03-22 5 G 0 E 79458 0 D 0 D Class A Common Stock 2021-03-22 5 G 0 E 79458 0 A 105585 I Christopher K. Cox Revocable Trust Class A Common Stock 51921 I Christopher K. Cox 2019 Annuity Trust U/A dtd 11/25/19 Class A Common Stock 49299 I Christopher K. Cox 2019 Annuity Trust II U/A dtd 11/25/19 Class A Common Stock 34622 I Christopher K. Cox 2020 Annuity Trust U/A dtd 1/31/20 Restricted Stock Units (RSU) (Class A) 2021-03-22 4 A 0 75526 0 A Class A Common Stock 75526 75526 D This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. The reporting person's last ownership report, filed with the Securities and Exchange Commission on February 17, 2021, inadvertently reported that these shares were acquired by the Christopher K. Cox Revocable Trust. Represents shares of Class A Common Stock that the reporting person donated as a gift. Following the transfer, the reporting person does not have voting or investment power over, or a pecuniary interest in, the transferred shares. Shares held of record by Christopher K. Cox and Visra Vichit-Vadakan, Co-Trustees of The Cox-Vadakan Irrevocable Remainder Trust. The reporting person's last ownership report, filed with the Securities and Exchange Commission on February 17, 2021, inadvertently reported that the Christopher K. Cox Revocable Trust acquired 33,236 and 24,808 shares in transfers dated February 2, 2021. Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox Revocable Trust. Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2019 Annuity Trust U/A dtd 11/25/19. Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2019 Annuity Trust II U/A dtd 11/25/19. Shares held of record by Christopher K. Cox, Trustee of Christopher K. Cox 2020 Annuity Trust U/A dtd 1/31/20. Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2021, subject to continued service through each vesting date. /s/ Michael Johnson, attorney-in-fact for Christopher K. Cox 2021-03-24