0000950103-20-002999.txt : 20200219 0000950103-20-002999.hdr.sgml : 20200219 20200219213311 ACCESSION NUMBER: 0000950103-20-002999 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200215 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schroepfer Michael Todd CENTRAL INDEX KEY: 0001509441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35551 FILM NUMBER: 20632368 MAIL ADDRESS: STREET 1: C/O FACEBOOK INC. STREET 2: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Facebook Inc CENTRAL INDEX KEY: 0001326801 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 201665019 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-618-7714 MAIL ADDRESS: STREET 1: 1601 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 dp121612_4-schroepfer.xml FORM 4 X0306 4 2020-02-15 0 0001326801 Facebook Inc FB 0001509441 Schroepfer Michael Todd C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK CA 94025 0 1 0 0 Chief Technology Officer Class A Common Stock 2020-02-15 4 M 0 26847 0 A 439094 D Class A Common Stock 2020-02-15 4 M 0 10023 0 A 449117 D Class A Common Stock 2020-02-15 4 M 0 8254 0 A 457371 D Class A Common Stock 2020-02-15 4 M 0 8432 0 A 465803 D Class A Common Stock 2020-02-15 4 M 0 9426 0 A 475229 D Class A Common Stock 2020-02-15 4 F 0 30539 214.18 D 444690 D Class A Common Stock 112 I The Clover Irrevocable Exempt Trust U/A/D 6/27/2011 Class A Common Stock 656 I The Clover Irrevocable Nonexempt Trust U/A/D 6/27/2011 Class A Common Stock 479897 I The HS Trust U/A/D 9/28/2011 Class A Common Stock 24570 I The Erin Hoffmann 2018 Annuity Trust U/A/D 11/15/2018 Class A Common Stock 24570 I The Michael Schroepfer 2018 Annuity Trust U/A/D 11/15/2018 Restricted Stock Units (RSU) (Class A) 2020-02-15 4 M 0 26847 0 D 2023-05-05 Class A Common Stock 26847 187930 D Restricted Stock Units (RSU) (Class A) 2020-02-15 4 M 0 10023 0 D 2024-03-16 Class A Common Stock 10023 0 D Restricted Stock Units (RSU) (Class A) 2020-02-15 4 M 0 8254 0 D 2025-03-15 Class A Common Stock 8254 33018 D Restricted Stock Units (RSU) (Class A) 2020-02-15 4 M 0 8432 0 D 2026-03-14 Class A Common Stock 8432 126488 D Restricted Stock Units (RSU) (Class A) 2020-02-15 4 M 0 9426 0 D 2027-03-14 Class A Common Stock 9426 103689 D Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Exempt Trust U/A/D 6/27/2011. Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Nonexempt Trust U/A/D 6/27/2011. Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011. Shares held of record by Erin Hoffmann, Trustee of The Erin Hoffmann 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person's spouse. Shares held of record by Michael Schroepfer, Trustee of The Michael Schroepfer 2018 Annuity Trust U/A/D 11/15/2018, a grantor retained annuity trust for the benefit of the reporting person. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2018, subject to continued service through each vesting date. The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date. The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2017, subject to continued service through each vesting date. The RSUs shall vest quarterly as to 1/16th of the total shares, commencing the first quarter following November 15, 2019, subject to continued service through each vesting date. The RSUs shall vest quarterly as to 1/16th of the total shares, commencing the first quarter following November 15, 2018, subject to continued service through each vesting date. /s/ Michael Johnson as attorney-in-fact for Michael Todd Schroepfer 2020-02-19