0000950103-20-002775.txt : 20200213
0000950103-20-002775.hdr.sgml : 20200213
20200213215222
ACCESSION NUMBER: 0000950103-20-002775
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200213
DATE AS OF CHANGE: 20200213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schroepfer Michael Todd
CENTRAL INDEX KEY: 0001509441
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35551
FILM NUMBER: 20613435
MAIL ADDRESS:
STREET 1: C/O FACEBOOK INC.
STREET 2: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Facebook Inc
CENTRAL INDEX KEY: 0001326801
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 201665019
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-618-7714
MAIL ADDRESS:
STREET 1: 1601 WILLOW ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
5
1
dp121426_5-schroepfer1.xml
FORM 5
X0306
5
2019-12-31
0
0
1
0001326801
Facebook Inc
FB
0001509441
Schroepfer Michael Todd
C/O FACEBOOK INC.
1601 WILLOW ROAD
MENLO PARK
CA
94025
0
1
0
0
Chief Technology Officer
Class A Common Stock
2016-12-12
4
P
0
L
52
117.7700
A
52
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2017-01-12
4
P
0
L
27
126.6200
A
79
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2017-04-19
4
P
0
L
8
142.2700
A
87
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2017-10-12
4
P
0
L
6
172.5500
A
93
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2018-05-30
4
S
0
L
8
187.6700
D
85
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2018-05-30
4
S
0
L
6
187.6700
D
79
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2019-03-06
4
P
0
L
33
172.5100
A
112
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2019-07-25
4
P
0
L
49
200.7100
A
161
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2019-10-10
4
S
0
L
49
181.4324
D
112
I
The Clover Irrevocable Exempt Trust U/A/D 6/27/2011
Class A Common Stock
2016-12-12
4
P
0
L
655
117.7700
A
28909
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2017-01-23
4
P
0
L
180
128.9300
A
85588
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2017-03-22
4
P
0
L
51
139.5900
A
142238
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2017-05-09
4
P
0
L
34
150.4800
A
170583
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2017-12-14
4
P
0
L
1550
178.3900
A
338023
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2018-03-26
4
S
0
L
710
160.0600
D
421990
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2018-05-04
4
P
0
L
675
176.6100
A
450817
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2018-10-08
4
S
0
L
661
157.2500
D
591280
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2018-11-20
4
S
0
L
100
132.4300
D
447556
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2018-12-28
4
S
0
L
52
133.2000
D
475552
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-02-21
4
P
0
L
876
160.0400
A
476428
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-04-04
4
P
0
L
253
176.0200
A
476681
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-06-06
4
S
0
L
174
168.3300
D
476507
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-06-06
4
S
0
L
79
168.3300
D
476428
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-06-06
4
S
0
L
253
168.3300
D
476175
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-07-30
4
P
0
L
257
197.0400
A
476432
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-08-28
4
P
0
L
154
181.7600
A
476586
I
The HS Trust U/A/D 9/28/2011
Class A Common Stock
2019-10-03
4
S
0
L
257
179.3800
D
476329
I
The HS Trust U/A/D 9/28/2011
A third-party investment advisor retained by the reporting person carried out these transactions in its sole discretion without direction or knowledge from the reporting person or his spouse. The advisor recently brought the transactions to the attention of Facebook, Inc. ("Issuer") and the reporting person. Such transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person paid $80,848.16 to Issuer as disgorgement of the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law.
The shares reported in these transactions are held by trusts, for which the reporting person and his spouse serve as trustees, in separate accounts managed by the third-party investment advisor. The reporting person disclaims beneficial ownership of the shares held by the trusts, except to the extent of his pecuniary interest therein.
Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The Clover Irrevocable Exempt Trust U/A/D 6/27/2011.
Shares held of record by Michael Schroepfer and Erin Hoffmann, Co-Trustees of The HS Trust U/A/D 9/28/2011.
This is 1 of 2 Forms 5 being filed.
/s/ Michael Johnson as attorney-in-fact for Michael T. Schroepfer
2020-02-13