0001401708-21-000212.txt : 20210915
0001401708-21-000212.hdr.sgml : 20210915
20210915163518
ACCESSION NUMBER: 0001401708-21-000212
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210913
FILED AS OF DATE: 20210915
DATE AS OF CHANGE: 20210915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Malloy Kirk
CENTRAL INDEX KEY: 0001326794
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 211255723
MAIL ADDRESS:
STREET 1: 5200 ILLUMINA WAY
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NanoString Technologies Inc
CENTRAL INDEX KEY: 0001401708
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 200094687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 206-378-6266
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
wf-form4_163173810097470.xml
FORM 4
X0306
4
2021-09-13
0
0001401708
NanoString Technologies Inc
NSTG
0001326794
Malloy Kirk
530 FAIRVIEW AVENUE N
SEATTLE
WA
98109
1
0
0
0
Common Stock
2021-09-13
4
M
0
1500
16.36
A
8010
D
Common Stock
2021-09-13
4
M
0
1500
22.30
A
9510
D
Common Stock
2021-09-13
4
S
0
3000
59.37
D
6510
D
Stock Option (right to buy)
16.36
2021-09-13
4
M
0
1500
16.36
D
2026-09-11
Common Stock
1500.0
2435
D
Stock Option (right to buy)
22.3
2021-09-13
4
M
0
1500
22.30
D
2026-12-31
Common Stock
1500.0
7111
D
The sales reported by Dr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on March 11, 2021.
50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date.
100% of the shares subject to the Option vest on the one year anniversary of January 1, 2017. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan.
/s/ Shannon Atchison, Attorney-in-fact
2021-09-15