0001401708-20-000176.txt : 20200911 0001401708-20-000176.hdr.sgml : 20200911 20200911164129 ACCESSION NUMBER: 0001401708-20-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200908 FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Malloy Kirk CENTRAL INDEX KEY: 0001326794 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 201171397 MAIL ADDRESS: STREET 1: 5200 ILLUMINA WAY CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4 1 wf-form4_159985687470200.xml FORM 4 X0306 4 2020-09-08 0 0001401708 NanoString Technologies Inc NSTG 0001326794 Malloy Kirk 530 FAIRVIEW AVENUE N SEATTLE WA 98109 1 0 0 0 Common Stock 2020-09-08 4 M 0 1500 16.36 A 3390 D Common Stock 2020-09-08 4 M 0 1000 7.47 A 4390 D Common Stock 2020-09-08 4 S 0 3400 36.61 D 990 D Stock Option (right to buy) 16.36 2020-09-08 4 M 0 1500 16.36 D 2026-09-11 Common Stock 1500.0 9935 D Stock Options (right to buy) 7.47 2020-09-08 4 M 0 1000 7.47 D 2027-12-31 Common Stock 1000.0 3168 D The sales reported by Mr. Malloy were effected pursuant to a Rule 10b5-1 trading plan adopted on May 12, 2020. 50% of the shares subject to the Option vest on the one year anniversary of September 12, 2016 (the "Vesting Commencement Date") and thereafter the remaining 50% of the total shares vest in twelve equal monthly installments on each monthly anniversary of the Vesting Commencement Date, subject to continued service as a director through each vesting date. 100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan. /s/ Shannon Atchison, Attorney-in-fact 2020-09-11