0001415889-21-001299.txt : 20210303 0001415889-21-001299.hdr.sgml : 20210303 20210303200058 ACCESSION NUMBER: 0001415889-21-001299 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kuch John J CENTRAL INDEX KEY: 0001591306 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36182 FILM NUMBER: 21711836 MAIL ADDRESS: STREET 1: C/O XENCOR, INC. STREET 2: 111 WEST LEMON AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xencor Inc CENTRAL INDEX KEY: 0001326732 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201622502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 626-305-5900 MAIL ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 form4-03032021_080338.xml X0306 4 2021-03-01 0001326732 Xencor Inc XNCR 0001591306 Kuch John J C/O XENCOR, INC. 111 W. LEMON AVE MONROVIA CA 91016 false true false false SR. VICE PRESIDENT & CFO Common Stock 2021-03-01 4 M 0 15065 11.05 A 101285 D Common Stock 2021-03-01 4 S 0 15065 48.8996 D 86220 D Common Stock 2021-03-03 4 S 0 805 45.085 D 85415 D Stock Options 11.05 2021-03-01 4 M 0 15065 0 D 2024-02-20 Common Stock 15065 10585 D Represents option exercise and sale pursuant to a 10b5-1 plan. The weighted average sale price for the transaction reported was $48.8996, and the range of prices were between $48.18 and $49.64. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 2,259 restricted stock units. The shares subject to the option were subject to a vesting schedule and became fully vested on February 21, 2018. The initial filing incorrectly listed the number of securities beneficially owned following the transaction as 25,065 instead of 25,650 due to a typo carried over from a prior filing. The number of securities beneficially owned following this transaction was calculated off the 25,650 figure. /s/ John J. Kuch 2021-03-03