0001127602-23-009203.txt : 20230306 0001127602-23-009203.hdr.sgml : 20230306 20230306213420 ACCESSION NUMBER: 0001127602-23-009203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dahiyat Bassil I CENTRAL INDEX KEY: 0001591312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36182 FILM NUMBER: 23710890 MAIL ADDRESS: STREET 1: C/O XENCOR, INC. STREET 2: 111 WEST LEMON AVENUE CITY: MONROVIA STATE: CA ZIP: 91016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Xencor Inc CENTRAL INDEX KEY: 0001326732 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201622502 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 BUSINESS PHONE: 626-305-5900 MAIL ADDRESS: STREET 1: 111 WEST LEMON AVE CITY: MONROVIA STATE: CA ZIP: 91016 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-03-02 0001326732 Xencor Inc XNCR 0001591312 Dahiyat Bassil I C/O XENCOR, INC. MONROVIA CA 91016 1 1 PRESIDENT & CEO Common Stock 2023-03-02 4 A 0 52521 0 A 260985 D Common Stock 2023-03-03 4 S 0 2851 31.5381 D 258134 D Stock Options 31.43 2023-03-02 4 A 0 315126 0 A 2033-03-01 Common Stock 315126 315126 D Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,869 restricted stock units. Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 380 shares acquired in June 2022 and 269 shares acquired in December 2022. 25% of the shares subject to the option shall vest on the one year anniversary of March 2, 2023 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. /s/ Celia E. Eckert, Attorney-in-Fact 2023-03-06