FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/14/2015 |
3. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to Purchase | 01/14/2016(1) | 10/14/2020 | Common Stock | 1,000,000 | $1.14 | D | |
Options to Purchase | 12/03/2014(2) | 09/03/2019 | Common Stock | 50,000 | $1.32 | D | |
Options to Purchase | 01/15/2013(3) | 01/15/2023 | Common Stock | 50,000 | $2.41 | D |
Explanation of Responses: |
1. Options granted on October 14, 2015 in accordance with the Issuer's stock incentive plan. The vesting schedule is 250,000 on January 14, 2016, 250,000 on April 14, 2016, 250,000 on October 14, 2016 and 250,000 on April 14, 2017. |
2. Options granted on September 3, 2014 in accordance with the Issuer's stock incentive plan. The vesting schedule is 12,500 on December 3, 2014, 12,500 on March 3, 2015, 12,500 on September 3, 2015 and 12,500 on March 3, 2016. |
3. Options granted on January 15, 2013 in accordance with the Issuer's stock incentive plan. The vesting schedule is 12,500 on January 15, 2013, 12,500 on July 15, 2013; 12,500 on January 15, 2014, 12,500 on July 15, 2014. |
/s/ Spencer Abraham | 10/19/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |