0001209191-17-019833.txt : 20170310
0001209191-17-019833.hdr.sgml : 20170310
20170310161244
ACCESSION NUMBER: 0001209191-17-019833
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170309
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LyondellBasell Industries N.V.
CENTRAL INDEX KEY: 0001489393
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980646235
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 713-309-7603
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI New Holdings 2 LLC
CENTRAL INDEX KEY: 0001696975
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682285
BUSINESS ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC
STREET 2: 730 FIFTH AVENUE, 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC
STREET 2: 730 FIFTH AVENUE, 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001508226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682286
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blavatnik Len
CENTRAL INDEX KEY: 0001326628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682287
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES
STREET 2: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI Altep Holdings, Inc
CENTRAL INDEX KEY: 0000877116
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682288
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: ACCESS INDUSTRIES INC
DATE OF NAME CHANGE: 19910710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTEP 2011 L.P.
CENTRAL INDEX KEY: 0001513440
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682290
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTEP 2010 L.P.
CENTRAL INDEX KEY: 0001509925
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682291
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RSB 2 Ltd
CENTRAL INDEX KEY: 0001697129
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682292
BUSINESS ADDRESS:
STREET 1: C/O MIDOCEAN MANAG. AND TRUST SERV. BVI
STREET 2: MIDOCEAN CHAMBERS, PO BOX 805
CITY: ROAD TOWN
STATE: D8
ZIP: VG1110
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES, INC.
STREET 2: 730 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALTEP 2014 L.P.
CENTRAL INDEX KEY: 0001583039
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 17682289
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-247-6400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-09
0
0001489393
LyondellBasell Industries N.V.
LYB
0001696975
AI New Holdings 2 LLC
C/O ACCESS INDUSTRIES MANAGEMENT, LLC
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0001697129
RSB 2 Ltd
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0001509925
ALTEP 2010 L.P.
C/O AI ALTEP HOLDINGS, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001513440
ALTEP 2011 L.P.
C/O AI ALTEP HOLDINGS, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001583039
ALTEP 2014 L.P.
C/O AI ALTEP HOLDINGS, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0000877116
AI Altep Holdings, Inc
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
0
1
Affiliate of 10% Owner
0001326628
Blavatnik Len
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
0001508226
ACCESS INDUSTRIES MANAGEMENT, LLC
C/O ACCESS INDUSTRIES, INC.
730 FIFTH AVENUE, 20TH FL
NEW YORK
NY
10019
0
0
1
0
Ordinary shares
2017-03-09
4
S
0
138721
89.115
D
10456829
D
Ordinary shares
2017-03-09
4
S
0
466
89.115
D
243973
D
Ordinary shares
2017-03-09
4
S
0
290
89.115
D
152121
D
Ordinary shares
2017-03-09
4
S
0
140
89.115
D
72772
D
Ordinary shares
41144973
I
By entity
Ordinary shares
16000000
I
By entity
Ordinary shares
4972699
I
By LLC
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $89.4300, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The securities reported are held directly by AI New Holdings 2 LLC ("AI New") and may be deemed to be indirectly beneficially owned by RSB 2 Limted ("RSB 2"), Access Industries Management, LLC ("AIM LLC") and Len Blavatnik because RSB 2 is the sole member of AI New and as a result may be deemed to share voting and investment control over the shares held directly by AI New. AIM LLC is the manager of AI New and, as a result, may be deemed to have voting and investment control over the shares owned directly by AI New. Mr. Blavatnik controls AIM LLC and, as a result, may be deemed to share voting and investment power over the shares held by AI New.
Each of the reporting persons (other than AI New) disclaims beneficial ownership of the securities held directly by AI New except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by Altep 2010 L.P. ("Altep 2010") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2010 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2010) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by Altep 2011 L.P. ("Altep 2011") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2011 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2011) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by Altep 2014 L.P. ("Altep 2014") and may be deemed to be indirectly beneficially owned by AI Altep Holdings, Inc. and Mr. Blavatnik because AI Altep Holdings, Inc. is the general partner of Altep 2014 and Mr. Blavatnik controls AI Altep Holdings, Inc. Each of the reporting persons (other than Altep 2014) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Management, LLC and Len Blavatnik because Mr. Blavatnik and Access Industries Management, LLC control or own a majority of the voting equity of entities that directly or indirectly control AIEH and Mr. Blavatnik controls Access Industries Management, LLC.
The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIPH Holdings LLC, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
/s/ Alejandro Moreno for AI New Holdings 2 LLC
2017-03-10
RSB 2 Limited, By: Hudson Administration SA, its Director; By: /s/ Dawn E. Shand, Director
2017-03-10
/s/ Alejandro Moreno for Altep 2010 L.P.
2017-03-10
/s/ Alejandro Moreno for Altep 2011 L.P.
2017-03-10
/s/ Alejandro Moreno for Altep 2014 L.P.
2017-03-10
/s/ Alejandro Moreno for AI Altep Holdings, Inc.
2017-03-10
/s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik
2017-03-10
/s/ Alejandro Moreno for Access Industries Management, LLC
2017-03-10