0000899243-19-022684.txt : 20190903
0000899243-19-022684.hdr.sgml : 20190903
20190903204245
ACCESSION NUMBER: 0000899243-19-022684
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190829
FILED AS OF DATE: 20190903
DATE AS OF CHANGE: 20190903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AI INVESTMENTS HOLDINGS LLC
CENTRAL INDEX KEY: 0001508237
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 191073146
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: AI CHEMICAL HOLDINGS LLC
DATE OF NAME CHANGE: 20101217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Access Industries Holdings LLC
CENTRAL INDEX KEY: 0001391297
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 191073147
BUSINESS ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC.
STREET 2: 730 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212 247 6400
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES MANAGEMENT, LLC.
STREET 2: 730 FIFTH AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES, LLC
CENTRAL INDEX KEY: 0001508227
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 191073148
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ACCESS INDUSTRIES MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001508226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 191073149
BUSINESS ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2122476400
MAIL ADDRESS:
STREET 1: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Blavatnik Len
CENTRAL INDEX KEY: 0001326628
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34726
FILM NUMBER: 191073150
MAIL ADDRESS:
STREET 1: C/O ACCESS INDUSTRIES
STREET 2: 730 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LyondellBasell Industries N.V.
CENTRAL INDEX KEY: 0001489393
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980646235
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
BUSINESS PHONE: 713-309-7603
MAIL ADDRESS:
STREET 1: 1221 MCKINNEY ST
STREET 2: SUITE 700
CITY: HOUSTON
STATE: TX
ZIP: 77010
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-29
0
0001489393
LyondellBasell Industries N.V.
LYB
0001508237
AI INVESTMENTS HOLDINGS LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001391297
Access Industries Holdings LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001508227
ACCESS INDUSTRIES, LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001508226
ACCESS INDUSTRIES MANAGEMENT, LLC
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001326628
Blavatnik Len
C/O ACCESS INDUSTRIES, INC.
40 WEST 57TH STREET, 28TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Ordinary shares
2019-08-29
4
P
0
98583
74.8741
A
5198583
D
Ordinary shares
2019-09-03
4
P
0
16281
73.9598
A
5214864
D
Ordinary shares
2019-09-03
4
P
0
649637
74.5906
A
5864501
D
Ordinary shares
41144973
I
By entity
Ordinary shares
16000000
I
By entity
Ordinary shares
221554
I
By partnerships
Ordinary shares
10704141
I
By LLCs
Ordinary shares
3522699
I
By LLC
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $75.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.90 to $73.995, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $75.00, inclusive. The reporting person undertakes to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AIIH, Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control, or hold a majority of the outstanding voting interests in, entities that directly or indirectly control AIEH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
The securities reported are held directly as follows: (i) 74,028 ordinary shares by Altep 2010 L.P. ("Altep 2010"), (ii) 74,754 ordinary shares by Altep 2011 L.P. ("Altep 2011"), and (iii) 72,772 ordinary shares by Altep 2014 L.P. ("Altep 2014"). Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by Altep 2010, Altep 2011 and Altep 2014 because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. is the general partner of each of Altep 2010, Altep 2011 and Altep 2014.
Because of their relationships with the other Reporting Persons, each of Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC may be deemed to beneficially own the ordinary shares held directly by Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC (formerly AI New Holdings LLC) and AI Chemical Holdings LLC (formerly, AI New Holdings 2 LLC). Each of the Reporting Persons, and each of their affiliated entities and the officers, partners, members, and managers thereof, disclaims beneficial ownership of the ordinary shares held directly by each of Altep 2010, Altep 2011, Altep 2014, AI Altep Investments LLC and AI Chemical Holdings LLC.
The securities reported are held directly as follows: (i) 10,456,829 ordinary shares owned directly by AI Chemical Holdings LLC, and (ii) 247,312 ordinary shares owned directly by AI Altep Investments LLC. Each of Access Industries Management, LLC, Access Industries Holdings LLC and Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Chemical Holdings LLC because Mr. Blavatnik controls Access Industries Management, LLC, Access Industries Holdings LLC owns a majority of the outstanding voting interests in RSB 2 Limited which is the sole member of AI Chemical Holdings LLC, and Access Industries Management, LLC controls AI Chemical Holdings LLC. Len Blavatnik may be deemed to indirectly beneficially own the ordinary shares held directly by AI Altep Investments LLC because he controls AI Altep Holdings, Inc. and AI Altep Holdings, Inc. holds all of the outstanding voting interests in AI Altep Investments LLC.
The securities reported are held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
/s/ Alejandro Moreno for AI Investments Holdings LLC
2019-09-03
/s/ Alejandro Moreno for Access Industries Holdings LLC
2019-09-03
/s/ Alejandro Moreno for Access Industries, LLC
2019-09-03
/s/ Alejandro Moreno for Access Industries Management, LLC
2019-09-03
/s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik
2019-09-03