0000919574-16-013180.txt : 20160516
0000919574-16-013180.hdr.sgml : 20160516
20160516121753
ACCESSION NUMBER: 0000919574-16-013180
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 161652046
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
03-31-2016
03-31-2016
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
05-16-2016
0
112
844221
INFORMATION TABLE
2
infotable.xml
ADCARE HEALTH SYSTEMS INC
COM NEW
00650W300
1159
499700
SH
SOLE
499700
0
0
AGNICO EAGLE MINES LTD
COM
008474108
4603
127300
SH
SOLE
127300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
12645
160000
SH
Put
SOLE
160000
0
0
ALLERGAN PLC
SHS
G0177J108
2680
10000
SH
SOLE
10000
0
0
ALPHABET INC
CAP STK CL C
02079K107
16837
22601
SH
SOLE
22601
0
0
ALPHABET INC
CAP STK CL A
02079K305
17007
22293
SH
SOLE
22293
0
0
ALTISOURCE ASSET MGMT CORP
COM
02153X108
11
899
SH
SOLE
899
0
0
AMERICAN SUPERCONDUCTOR CORP
SHS NEW
030111207
67
8760
SH
SOLE
8760
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
87
19000
SH
SOLE
19000
0
0
ARES CAP CORP
COM
04010L103
270
18199
SH
SOLE
18199
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
2770
46291
SH
SOLE
46291
0
0
ASSURED GUARANTY LTD
COM
G0585R106
2889
114200
SH
SOLE
114200
0
0
AURIS MED HLDG AG
COM
H03579101
36
10000
SH
SOLE
10000
0
0
AUTONATION INC
COM
05329W102
4200
89970
SH
SOLE
89970
0
0
BAIDU INC
SPON ADR REP A
056752108
6776
35500
SH
SOLE
35500
0
0
BANK AMER CORP
COM
060505104
5442
402500
SH
SOLE
402500
0
0
BANK MONTREAL QUE
COM
063671101
8240
135766
SH
SOLE
135766
0
0
BARRICK GOLD CORP
COM
067901108
14357
1057230
SH
SOLE
1057230
0
0
BARRICK GOLD CORP
COM
067901108
8350
614900
SH
Call
SOLE
614900
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
283
100000
SH
SOLE
100000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
73112
886419
SH
SOLE
886419
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
2639
32000
SH
Put
SOLE
32000
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
25334
6304000
PRN
SOLE
7804000
0
0
BRISTOW GROUP INC
COM
110394103
1514
80000
SH
SOLE
80000
0
0
CALATLANTIC GROUP INC
COM
128195104
14734
440877
SH
SOLE
440877
0
0
CALITHERA BIOSCIENCES INC
COM
13089P101
36
6360
SH
SOLE
6360
0
0
CARDIOVASCULAR SYS INC DEL
COM
141619106
830
80000
SH
SOLE
80000
0
0
CATERPILLAR INC DEL
COM
149123101
3790
50000
SH
Call
SOLE
50000
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
1588
60000
SH
SOLE
60000
0
0
CITIGROUP INC
COM NEW
172967424
476
11390
SH
SOLE
11390
0
0
COGENTIX MED INC
COM
19243A104
1557
1415589
SH
SOLE
1415589
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
843
40000
SH
SOLE
40000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
1151
26000
SH
SOLE
26000
0
0
DEERE & CO
COM
244199105
8084
105000
SH
Put
SOLE
105000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
11095
227925
SH
SOLE
227925
0
0
DEVRY ED GROUP INC
COM
251893103
950
55000
SH
SOLE
55000
0
0
DONNELLEY R R & SONS CO
COM
257867101
3514
214260
SH
SOLE
214260
0
0
DORIAN LPG LTD
SHS USD
Y2106R110
9550
1016008
SH
SOLE
1016008
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
31546
1639602
SH
SOLE
1639602
0
0
DYNAVAX TECHNOLOGIES CORP
COM NEW
268158201
5772
300000
SH
Call
SOLE
300000
0
0
ENDO INTL PLC
COM
G30401106
1382
49110
SH
SOLE
49110
0
0
EPAM SYS INC
COM
29414B104
747
10000
SH
SOLE
10000
0
0
ERA GROUP INC
COM
26885G109
9169
977475
SH
SOLE
977475
0
0
EXELIXIS INC
COM
30161Q104
288
72000
SH
SOLE
72000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
51899
755561
SH
SOLE
755561
0
0
FACEBOOK INC
CL A
30303M102
46354
406259
SH
SOLE
406259
0
0
FIRST CONN BANCORP INC MD
COM
319850103
239
15000
SH
SOLE
15000
0
0
FIRST SOLAR INC
COM
336433107
2649
38695
SH
SOLE
38695
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
184
20000
SH
SOLE
20000
0
0
GRAINGER W W INC
COM
384802104
35878
153700
SH
Put
SOLE
153700
0
0
GREATBATCH INC
COM
39153L106
3635
102000
SH
SOLE
102000
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1849
30000
SH
SOLE
30000
0
0
HORNBECK OFFSHORE SVCS INC N
COM
440543106
185
18680
SH
SOLE
18680
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
2291
73604
SH
SOLE
73604
0
0
ICICI BK LTD
ADR
45104G104
1797
251000
SH
SOLE
251000
0
0
ICICI BK LTD
ADR
45104G104
5317
742600
SH
Call
SOLE
742600
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
11215
704484
SH
SOLE
704484
0
0
INVACARE CORP
COM
461203101
3951
300000
SH
SOLE
300000
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
685
20000
SH
SOLE
20000
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
5738
22000
SH
Put
SOLE
22000
0
0
ISLE OF CAPRI CASINOS INC
COM
464592104
490
35000
SH
SOLE
35000
0
0
JPMORGAN CHASE & CO
COM
46625H100
1794
30292
SH
SOLE
30292
0
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
2078
150000
SH
SOLE
150000
0
0
KB HOME
COM
48666K109
1431
100205
SH
SOLE
100205
0
0
KEARNY FINL CORP MD
COM
48716P108
4983
403475
SH
SOLE
403475
0
0
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
2541
100385
SH
SOLE
100385
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
1554
40372
SH
SOLE
40372
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
4549
121116
SH
SOLE
121116
0
0
LILLY ELI & CO
COM
532457108
7561
105000
SH
Put
SOLE
105000
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
4466
28000
SH
SOLE
28000
0
0
MASTERCARD INC
CL A
57636Q104
19691
208370
SH
SOLE
208370
0
0
MERCK & CO INC NEW
COM
58933Y105
1190
22500
SH
SOLE
22500
0
0
MICRON TECHNOLOGY INC
COM
595112103
257
24500
SH
SOLE
24500
0
0
MICROSTRATEGY INC
CL A NEW
594972408
3544
19722
SH
SOLE
19722
0
0
MODEL N INC
COM
607525102
13107
1216975
SH
SOLE
1216975
0
0
NOKIA CORP
SPONSORED ADR
654902204
299
50600
SH
SOLE
50600
0
0
NUVECTRA CORP
COM
67075N108
480
88699
SH
SOLE
88699
0
0
OLD DOMINION FGHT LINES INC
COM
679580100
805
11558
SH
SOLE
11558
0
0
OPKO HEALTH INC
COM
68375N103
842
81000
SH
SOLE
81000
0
0
OTONOMY INC
COM
68906L105
10370
695061
SH
SOLE
695061
0
0
OVASCIENCE INC
COM
69014Q101
95
10000
SH
SOLE
10000
0
0
PEBBLEBROOK HOTEL TR
COM
70509V100
3674
126400
SH
SOLE
126400
0
0
PENNEY J C INC
COM
708160106
1348
121868
SH
SOLE
121868
0
0
PERFORMANCE SPORTS GROUP LTD
COM
71377G100
1251
393486
SH
SOLE
393486
0
0
QUANTUM CORP
COM DSSG
747906204
1499
2457360
SH
SOLE
2457360
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
1563
21875
SH
SOLE
21875
0
0
REALOGY HLDGS CORP
COM
75605Y106
5130
142065
SH
SOLE
142065
0
0
REGULUS THERAPEUTICS INC
COM
75915K101
295
42500
SH
SOLE
42500
0
0
RETROPHIN INC
COM
761299106
12542
918138
SH
SOLE
918138
0
0
RETROPHIN INC
COM
761299106
4650
340400
SH
Call
SOLE
340400
0
0
SANOFI
SPONSORED ADR
80105N105
7264
180865
SH
SOLE
180865
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
488
25000
SH
SOLE
25000
0
0
SEACOR HOLDINGS INC
COM
811904101
28887
530517
SH
SOLE
530517
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
9519
10000000
PRN
SOLE
10000000
0
0
SEALED AIR CORP NEW
COM
81211K100
13788
287180
SH
SOLE
287180
0
0
SEQUENOM INC
NOTE 5.000%10/0
817337AB4
7938
10000000
PRN
SOLE
10000000
0
0
SERVICE CORP INTL
COM
817565104
4442
180000
SH
SOLE
180000
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
12738
102700
SH
SOLE
102700
0
0
SPARK THERAPEUTICS INC
COM
84652J103
443
15000
SH
SOLE
15000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
7749
150000
SH
Put
SOLE
150000
0
0
STRATA SKIN SCIENCES INC
COM
86272A107
4
4000
SH
SOLE
4000
0
0
TERRITORIAL BANCORP INC
COM
88145X108
391
15000
SH
SOLE
15000
0
0
TESLA MTRS INC
COM
88160R101
3447
15000
SH
SOLE
15000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
7358
137500
SH
SOLE
137500
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
569
62274
SH
SOLE
62274
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
25456
228451
SH
SOLE
228451
0
0
VANDA PHARMACEUTICALS INC
COM
921659108
418
50000
SH
SOLE
50000
0
0
VISA INC
COM CL A
92826C839
22412
293040
SH
SOLE
293040
0
0
VULCAN MATLS CO
COM
929160109
17445
165245
SH
SOLE
165245
0
0
WABTEC CORP
COM
929740108
990
12490
SH
SOLE
12490
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
44793
531731
SH
SOLE
531731
0
0
WL ROSS HLDG CORP
UNIT 99/99/9999
92939D203
21328
2033200
SH
SOLE
2033200
0
0