0000919574-14-001587.txt : 20140214
0000919574-14-001587.hdr.sgml : 20140214
20140214123253
ACCESSION NUMBER: 0000919574-14-001587
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Amici Capital, LLC
CENTRAL INDEX KEY: 0001326537
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11383
FILM NUMBER: 14613470
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-484-5000
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE
STREET 2: SUITE 3403
CITY: NEW YORK
STATE: NY
ZIP: 10103
FORMER COMPANY:
FORMER CONFORMED NAME: AMICI CAPITAL, LLC
DATE OF NAME CHANGE: 20130118
FORMER COMPANY:
FORMER CONFORMED NAME: Porter Orlin LLC
DATE OF NAME CHANGE: 20050509
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326537
XXXXXXXX
12-31-2013
12-31-2013
false
Amici Capital, LLC
666 Fifth Avenue
Suite 3403
New York
NY
10103
13F HOLDINGS REPORT
028-11383
N
William C. Verdi
Director of Operations
212-484-5000
/s/ William C. Verdi
New York
NY
02-14-2014
0
122
3169323
INFORMATION TABLE
2
infotable.xml
ACCRETIVE HEALTH INC
COM
00438V103
916
100000
SH
SOLE
100000
0
0
AEROPOSTALE
COM
007865108
10114
1112700
SH
SOLE
1112700
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
30692
1788580
SH
SOLE
1788580
0
0
AMTRUST FINL SVCS INC
COM
032359309
2615
80000
SH
SOLE
80000
0
0
AMTRUST FINL SVCS INC
COM
032359309
15201
4650
SH
Put
SOLE
4650
0
0
APOLLO GROUP INC
CL A
037604105
2984
109217
SH
SOLE
109217
0
0
APPLE INC
COM
037833100
64455
114871
SH
SOLE
114871
0
0
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
1504
84300
SH
SOLE
84300
0
0
ARES CAP CORP
COM
04010L103
698
39291
SH
SOLE
39291
0
0
ASBURY AUTOMOTIVE GROUP INC
COM
043436104
25211
469131
SH
SOLE
469131
0
0
ASSURED GUARANTY LTD
COM
G0585R106
134755
5712395
SH
SOLE
5712395
0
0
AUTONATION INC
COM
05329W102
31951
643000
SH
SOLE
643000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
19293
930230
SH
SOLE
930230
0
0
BAIDU INC
SPON ADR REP A
056752108
2312
13000
SH
SOLE
13000
0
0
BANK MONTREAL QUE
COM
063671101
14399
216000
SH
SOLE
216000
0
0
BANK OF AMERICA CORPORATION
COM
060505104
11028
708300
SH
SOLE
708300
0
0
BERKSHIRE HILLS BANCORP INC
COM
084680107
3201
117389
SH
SOLE
117389
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
155287
2209826
SH
SOLE
2209826
0
0
BIOMARIN PHARMACEUTICAL INC
NOTE 1.875% 4/2
09061GAD3
27840
8000000
PRN
SOLE
8000000
0
0
BP PLC
SPONSORED ADR
055622104
972
20000
SH
SOLE
20000
0
0
BUNGE LIMITED
COM
G16962105
25290
3080
SH
Put
SOLE
3080
0
0
CATERPILLAR INC DEL
COM
149123101
9081
1000
SH
Put
SOLE
1000
0
0
CF INDS HLDGS INC
COM
125269100
583
2500
SH
SOLE
2500
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
53329
2108711
SH
SOLE
2108711
0
0
CITIGROUP INC
COM NEW
172967424
594
11390
SH
SOLE
11390
0
0
CLOROX CO DEL
COM
189054109
18552
2000
SH
Put
SOLE
2000
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
32959
1742000
SH
SOLE
1742000
0
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
2710
200000
SH
SOLE
200000
0
0
CREDICORP LTD
COM
G2519Y108
1062
8000
SH
SOLE
8000
0
0
DEALERTRACK HLDGS INC
COM
242309102
1447
30100
SH
SOLE
30100
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
65241
2375000
SH
SOLE
2375000
0
0
DONNELLEY R R & SONS CO
COM
257867101
4345
214260
SH
SOLE
214260
0
0
DYNAVAX TECHNOLOGIES CORP
COM
268158102
13983
7134100
SH
SOLE
7134100
0
0
ERA GROUP INC
COM
26885G109
16443
532813
SH
SOLE
532813
0
0
EXELIXIS INC
COM
30161Q104
533
87000
SH
SOLE
87000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
111820
1591970
SH
SOLE
1591970
0
0
FACEBOOK INC
CL A
30303M102
36622
670000
SH
SOLE
670000
0
0
FIRST SOLAR INC
COM
336433107
1446
26469
SH
SOLE
26469
0
0
FIRST SOLAR INC
COM
336433107
22949
4200
SH
Put
SOLE
4200
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
28648
563832
SH
SOLE
563832
0
0
GENERAL MTRS CO
COM
37045V100
10626
260000
SH
SOLE
260000
0
0
GEO GROUP INC
COM
36159R103
20943
650000
SH
SOLE
650000
0
0
GOOGLE INC
CL A
38259P508
94252
84100
SH
SOLE
84100
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1780
18000
SH
SOLE
18000
0
0
GREEN MTN COFFEE ROASTERS IN
COM
393122106
8571
113400
SH
SOLE
113400
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
27066
381100
SH
SOLE
381100
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1722
50000
SH
SOLE
50000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
8586
300000
SH
SOLE
300000
0
0
HILLTOP HOLDINGS INC
COM
432748101
6289
271910
SH
SOLE
271910
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
4253
77150
SH
SOLE
77150
0
0
ICICI BK LTD
ADR
45104G104
49551
1333090
SH
SOLE
1333090
0
0
ICICI BK LTD
ADR
45104G104
4460
1200
SH
Put
SOLE
1200
0
0
INDEPENDENCE HLDG CO NEW
COM NEW
453440307
8786
651326
SH
SOLE
651326
0
0
INVACARE CORP
COM
461203101
7716
332440
SH
SOLE
332440
0
0
ISHARES
NASDQ BIOTEC ETF
464287556
29518
1300
SH
Put
SOLE
1300
0
0
ISHARES
RUSSELL 2000 ETF
464287655
74984
6500
SH
Put
SOLE
6500
0
0
JPMORGAN CHASE & CO
COM
46625H100
3119
53343
SH
SOLE
53343
0
0
LCA-VISION INC
COM PAR $.001
501803308
722
185000
SH
SOLE
185000
0
0
LENDER PROCESSING SVCS INC
COM
52602E102
9345
250000
SH
SOLE
250000
0
0
LIBERTY GLOBAL INC
COM SER A
530555101
60902
684372
SH
SOLE
684372
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
44530
528107
SH
SOLE
528107
0
0
LILLY ELI & CO
COM
532457108
25500
5000
SH
Put
SOLE
5000
0
0
LKQ CORP
COM
501889208
526
16000
SH
SOLE
16000
0
0
MACYS INC
COM
55616P104
50640
948320
SH
SOLE
948320
0
0
MASTERCARD INC
CL A
57636Q104
70803
84747
SH
SOLE
84747
0
0
MBIA INC
COM
55262C100
519
43500
SH
SOLE
43500
0
0
MEDCATH CORP
COM
58404W109
179
125000
SH
SOLE
125000
0
0
MERCK & CO INC NEW
COM
58933Y105
22573
451000
SH
SOLE
451000
0
0
MGP INGREDIENTS INC NEW
COM
55303J106
3673
707687
SH
SOLE
707687
0
0
MICROSTRATEGY INC
CL A NEW
594972408
2882
23200
SH
SOLE
23200
0
0
MODEL N INC
COM
607525102
2358
200000
SH
SOLE
200000
0
0
MONSANTO CO NEW
COM
61166W101
44557
382300
SH
SOLE
382300
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
169397
2129980
SH
SOLE
2129980
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
2023
54740
SH
SOLE
54740
0
0
NETAPP INC
COM
64110D104
45312
1101400
SH
SOLE
1101400
0
0
NIELSEN HOLDINGS N V
COM
N63218106
1377
30000
SH
SOLE
30000
0
0
NMI HLDGS INC
CL A
629209305
55897
4391000
SH
SOLE
4391000
0
0
NOKIA CORP
SPONSORED ADR
654902204
487
60000
SH
SOLE
60000
0
0
NORCRAFT COS INC
COM
65557Y105
7259
370000
SH
SOLE
370000
0
0
NORDION INC
COM
65563C105
10174
1198350
SH
SOLE
1198350
0
0
NOVAGOLD RES INC
COM NEW
66987E206
543
213720
SH
SOLE
213720
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
2429
80000
SH
SOLE
80000
0
0
NUPATHE INC
COM
67059M100
98
30000
SH
SOLE
30000
0
0
OIL STS INTL INC
COM
678026105
48622
478000
SH
SOLE
478000
0
0
PENFORD CORP
COM
707051108
13435
1045521
SH
SOLE
1045521
0
0
PENN NATL GAMING INC
COM
707569109
31842
2222040
SH
SOLE
2222040
0
0
PENNEY J C INC
COM
708160106
2499
273127
SH
SOLE
273127
0
0
PVH CORP
COM
693656100
47028
345746
SH
SOLE
345746
0
0
QUALCOMM INC
COM
747525103
61495
828210
SH
SOLE
828210
0
0
QUALSTAR CORP
COM
74758R109
972
859901
SH
SOLE
859901
0
0
QUANTUM CORP
COM DSSG
747906204
8795
7329267
SH
SOLE
7329267
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
6065
1120
SH
Call
SOLE
1120
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
10830
2000
SH
Put
SOLE
2000
0
0
RALPH LAUREN CORP
CL A
751212101
27192
154000
SH
SOLE
154000
0
0
SANOFI
SPONSORED ADR
80105N105
61926
1154690
SH
SOLE
1154690
0
0
SEACOR HOLDINGS INC
COM
811904101
23677
259613
SH
SOLE
259613
0
0
SEALED AIR CORP NEW
COM
81211K100
17025
500000
SH
SOLE
500000
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
20717
3100
SH
Put
SOLE
3100
0
0
SFX ENTMT INC
COM
784178303
168
14000
SH
SOLE
14000
0
0
SLM CORP
COM
78442P106
4698
178771
SH
SOLE
178771
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
141288
7650
SH
Put
SOLE
7650
0
0
STANDARD PAC CORP NEW
COM
85375C101
65844
7275559
SH
SOLE
7275559
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
76481
3880304
SH
SOLE
3880304
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
3942
2000
SH
Call
SOLE
2000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
3206
800
SH
Call
SOLE
800
0
0
TFS FINL CORP
COM
87240R107
28700
2368951
SH
SOLE
2368951
0
0
TIM HORTONS INC
COM
88706M103
14070
241012
SH
SOLE
241012
0
0
TIME WARNER CABLE INC
COM
88732J207
37555
277155
SH
SOLE
277155
0
0
TIVO INC
COM
888706108
41270
3145570
SH
SOLE
3145570
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
4239
85782
SH
SOLE
85782
0
0
TRIUS THERAPEUTICS INC
COM
89685K100
54
418700
SH
SOLE
418700
0
0
TUMI HLDGS INC
COM
89969Q104
17798
789290
SH
SOLE
789290
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
1231
35000
SH
SOLE
35000
0
0
UNILEVER N V
N Y SHS NEW
904784709
15271
379600
SH
SOLE
379600
0
0
VERINT SYS INC
COM
92343X100
32367
753774
SH
SOLE
753774
0
0
VERISIGN INC
COM
92343E102
15423
258000
SH
SOLE
258000
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
38382
21220000
PRN
SOLE
21220000
0
0
VISA INC
COM CL A
92826C839
61486
276116
SH
SOLE
276116
0
0
VULCAN MATLS CO
COM
929160109
45385
763800
SH
SOLE
763800
0
0
WALGREEN CO
COM
931422109
59117
1029200
SH
SOLE
1029200
0
0
WALTER INVT MGMT CORP
COM
93317W102
75978
2148704
SH
SOLE
2148704
0
0
WATSCO INC
WSO US Equity
942622200
3256
33900
SH
SOLE
33900
0
0