0000919574-14-001587.txt : 20140214 0000919574-14-001587.hdr.sgml : 20140214 20140214123253 ACCESSION NUMBER: 0000919574-14-001587 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Amici Capital, LLC CENTRAL INDEX KEY: 0001326537 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11383 FILM NUMBER: 14613470 BUSINESS ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: SUITE 3403 CITY: NEW YORK STATE: NY ZIP: 10103 BUSINESS PHONE: 212-484-5000 MAIL ADDRESS: STREET 1: 666 FIFTH AVENUE STREET 2: SUITE 3403 CITY: NEW YORK STATE: NY ZIP: 10103 FORMER COMPANY: FORMER CONFORMED NAME: AMICI CAPITAL, LLC DATE OF NAME CHANGE: 20130118 FORMER COMPANY: FORMER CONFORMED NAME: Porter Orlin LLC DATE OF NAME CHANGE: 20050509 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326537 XXXXXXXX 12-31-2013 12-31-2013 false Amici Capital, LLC
666 Fifth Avenue Suite 3403 New York NY 10103
13F HOLDINGS REPORT 028-11383 N
William C. Verdi Director of Operations 212-484-5000 /s/ William C. Verdi New York NY 02-14-2014 0 122 3169323
INFORMATION TABLE 2 infotable.xml ACCRETIVE HEALTH INC COM 00438V103 916 100000 SH SOLE 100000 0 0 AEROPOSTALE COM 007865108 10114 1112700 SH SOLE 1112700 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 30692 1788580 SH SOLE 1788580 0 0 AMTRUST FINL SVCS INC COM 032359309 2615 80000 SH SOLE 80000 0 0 AMTRUST FINL SVCS INC COM 032359309 15201 4650 SH Put SOLE 4650 0 0 APOLLO GROUP INC CL A 037604105 2984 109217 SH SOLE 109217 0 0 APPLE INC COM 037833100 64455 114871 SH SOLE 114871 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 1504 84300 SH SOLE 84300 0 0 ARES CAP CORP COM 04010L103 698 39291 SH SOLE 39291 0 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 25211 469131 SH SOLE 469131 0 0 ASSURED GUARANTY LTD COM G0585R106 134755 5712395 SH SOLE 5712395 0 0 AUTONATION INC COM 05329W102 31951 643000 SH SOLE 643000 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 19293 930230 SH SOLE 930230 0 0 BAIDU INC SPON ADR REP A 056752108 2312 13000 SH SOLE 13000 0 0 BANK MONTREAL QUE COM 063671101 14399 216000 SH SOLE 216000 0 0 BANK OF AMERICA CORPORATION COM 060505104 11028 708300 SH SOLE 708300 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 3201 117389 SH SOLE 117389 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 155287 2209826 SH SOLE 2209826 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 27840 8000000 PRN SOLE 8000000 0 0 BP PLC SPONSORED ADR 055622104 972 20000 SH SOLE 20000 0 0 BUNGE LIMITED COM G16962105 25290 3080 SH Put SOLE 3080 0 0 CATERPILLAR INC DEL COM 149123101 9081 1000 SH Put SOLE 1000 0 0 CF INDS HLDGS INC COM 125269100 583 2500 SH SOLE 2500 0 0 CHESAPEAKE LODGING TR SH BEN INT 165240102 53329 2108711 SH SOLE 2108711 0 0 CITIGROUP INC COM NEW 172967424 594 11390 SH SOLE 11390 0 0 CLOROX CO DEL COM 189054109 18552 2000 SH Put SOLE 2000 0 0 COMMSCOPE HLDG CO INC COM 20337X109 32959 1742000 SH SOLE 1742000 0 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 2710 200000 SH SOLE 200000 0 0 CREDICORP LTD COM G2519Y108 1062 8000 SH SOLE 8000 0 0 DEALERTRACK HLDGS INC COM 242309102 1447 30100 SH SOLE 30100 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 65241 2375000 SH SOLE 2375000 0 0 DONNELLEY R R & SONS CO COM 257867101 4345 214260 SH SOLE 214260 0 0 DYNAVAX TECHNOLOGIES CORP COM 268158102 13983 7134100 SH SOLE 7134100 0 0 ERA GROUP INC COM 26885G109 16443 532813 SH SOLE 532813 0 0 EXELIXIS INC COM 30161Q104 533 87000 SH SOLE 87000 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 111820 1591970 SH SOLE 1591970 0 0 FACEBOOK INC CL A 30303M102 36622 670000 SH SOLE 670000 0 0 FIRST SOLAR INC COM 336433107 1446 26469 SH SOLE 26469 0 0 FIRST SOLAR INC COM 336433107 22949 4200 SH Put SOLE 4200 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 28648 563832 SH SOLE 563832 0 0 GENERAL MTRS CO COM 37045V100 10626 260000 SH SOLE 260000 0 0 GEO GROUP INC COM 36159R103 20943 650000 SH SOLE 650000 0 0 GOOGLE INC CL A 38259P508 94252 84100 SH SOLE 84100 0 0 GRACE W R & CO DEL NEW COM 38388F108 1780 18000 SH SOLE 18000 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 8571 113400 SH SOLE 113400 0 0 GROUP 1 AUTOMOTIVE INC COM 398905109 27066 381100 SH SOLE 381100 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 1722 50000 SH SOLE 50000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 8586 300000 SH SOLE 300000 0 0 HILLTOP HOLDINGS INC COM 432748101 6289 271910 SH SOLE 271910 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 4253 77150 SH SOLE 77150 0 0 ICICI BK LTD ADR 45104G104 49551 1333090 SH SOLE 1333090 0 0 ICICI BK LTD ADR 45104G104 4460 1200 SH Put SOLE 1200 0 0 INDEPENDENCE HLDG CO NEW COM NEW 453440307 8786 651326 SH SOLE 651326 0 0 INVACARE CORP COM 461203101 7716 332440 SH SOLE 332440 0 0 ISHARES NASDQ BIOTEC ETF 464287556 29518 1300 SH Put SOLE 1300 0 0 ISHARES RUSSELL 2000 ETF 464287655 74984 6500 SH Put SOLE 6500 0 0 JPMORGAN CHASE & CO COM 46625H100 3119 53343 SH SOLE 53343 0 0 LCA-VISION INC COM PAR $.001 501803308 722 185000 SH SOLE 185000 0 0 LENDER PROCESSING SVCS INC COM 52602E102 9345 250000 SH SOLE 250000 0 0 LIBERTY GLOBAL INC COM SER A 530555101 60902 684372 SH SOLE 684372 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 44530 528107 SH SOLE 528107 0 0 LILLY ELI & CO COM 532457108 25500 5000 SH Put SOLE 5000 0 0 LKQ CORP COM 501889208 526 16000 SH SOLE 16000 0 0 MACYS INC COM 55616P104 50640 948320 SH SOLE 948320 0 0 MASTERCARD INC CL A 57636Q104 70803 84747 SH SOLE 84747 0 0 MBIA INC COM 55262C100 519 43500 SH SOLE 43500 0 0 MEDCATH CORP COM 58404W109 179 125000 SH SOLE 125000 0 0 MERCK & CO INC NEW COM 58933Y105 22573 451000 SH SOLE 451000 0 0 MGP INGREDIENTS INC NEW COM 55303J106 3673 707687 SH SOLE 707687 0 0 MICROSTRATEGY INC CL A NEW 594972408 2882 23200 SH SOLE 23200 0 0 MODEL N INC COM 607525102 2358 200000 SH SOLE 200000 0 0 MONSANTO CO NEW COM 61166W101 44557 382300 SH SOLE 382300 0 0 NATIONAL OILWELL VARCO INC COM 637071101 169397 2129980 SH SOLE 2129980 0 0 NATIONSTAR MTG HLDGS INC COM 63861C109 2023 54740 SH SOLE 54740 0 0 NETAPP INC COM 64110D104 45312 1101400 SH SOLE 1101400 0 0 NIELSEN HOLDINGS N V COM N63218106 1377 30000 SH SOLE 30000 0 0 NMI HLDGS INC CL A 629209305 55897 4391000 SH SOLE 4391000 0 0 NOKIA CORP SPONSORED ADR 654902204 487 60000 SH SOLE 60000 0 0 NORCRAFT COS INC COM 65557Y105 7259 370000 SH SOLE 370000 0 0 NORDION INC COM 65563C105 10174 1198350 SH SOLE 1198350 0 0 NOVAGOLD RES INC COM NEW 66987E206 543 213720 SH SOLE 213720 0 0 NPS PHARMACEUTICALS INC COM 62936P103 2429 80000 SH SOLE 80000 0 0 NUPATHE INC COM 67059M100 98 30000 SH SOLE 30000 0 0 OIL STS INTL INC COM 678026105 48622 478000 SH SOLE 478000 0 0 PENFORD CORP COM 707051108 13435 1045521 SH SOLE 1045521 0 0 PENN NATL GAMING INC COM 707569109 31842 2222040 SH SOLE 2222040 0 0 PENNEY J C INC COM 708160106 2499 273127 SH SOLE 273127 0 0 PVH CORP COM 693656100 47028 345746 SH SOLE 345746 0 0 QUALCOMM INC COM 747525103 61495 828210 SH SOLE 828210 0 0 QUALSTAR CORP COM 74758R109 972 859901 SH SOLE 859901 0 0 QUANTUM CORP COM DSSG 747906204 8795 7329267 SH SOLE 7329267 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 6065 1120 SH Call SOLE 1120 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 10830 2000 SH Put SOLE 2000 0 0 RALPH LAUREN CORP CL A 751212101 27192 154000 SH SOLE 154000 0 0 SANOFI SPONSORED ADR 80105N105 61926 1154690 SH SOLE 1154690 0 0 SEACOR HOLDINGS INC COM 811904101 23677 259613 SH SOLE 259613 0 0 SEALED AIR CORP NEW COM 81211K100 17025 500000 SH SOLE 500000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 20717 3100 SH Put SOLE 3100 0 0 SFX ENTMT INC COM 784178303 168 14000 SH SOLE 14000 0 0 SLM CORP COM 78442P106 4698 178771 SH SOLE 178771 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 141288 7650 SH Put SOLE 7650 0 0 STANDARD PAC CORP NEW COM 85375C101 65844 7275559 SH SOLE 7275559 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 76481 3880304 SH SOLE 3880304 0 0 TESSERA TECHNOLOGIES INC COM 88164L100 3942 2000 SH Call SOLE 2000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3206 800 SH Call SOLE 800 0 0 TFS FINL CORP COM 87240R107 28700 2368951 SH SOLE 2368951 0 0 TIM HORTONS INC COM 88706M103 14070 241012 SH SOLE 241012 0 0 TIME WARNER CABLE INC COM 88732J207 37555 277155 SH SOLE 277155 0 0 TIVO INC COM 888706108 41270 3145570 SH SOLE 3145570 0 0 TRANSOCEAN LTD REG SHS H8817H100 4239 85782 SH SOLE 85782 0 0 TRIUS THERAPEUTICS INC COM 89685K100 54 418700 SH SOLE 418700 0 0 TUMI HLDGS INC COM 89969Q104 17798 789290 SH SOLE 789290 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 1231 35000 SH SOLE 35000 0 0 UNILEVER N V N Y SHS NEW 904784709 15271 379600 SH SOLE 379600 0 0 VERINT SYS INC COM 92343X100 32367 753774 SH SOLE 753774 0 0 VERISIGN INC COM 92343E102 15423 258000 SH SOLE 258000 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 38382 21220000 PRN SOLE 21220000 0 0 VISA INC COM CL A 92826C839 61486 276116 SH SOLE 276116 0 0 VULCAN MATLS CO COM 929160109 45385 763800 SH SOLE 763800 0 0 WALGREEN CO COM 931422109 59117 1029200 SH SOLE 1029200 0 0 WALTER INVT MGMT CORP COM 93317W102 75978 2148704 SH SOLE 2148704 0 0 WATSCO INC WSO US Equity 942622200 3256 33900 SH SOLE 33900 0 0