0000899243-21-048765.txt : 20211217 0000899243-21-048765.hdr.sgml : 20211217 20211217161007 ACCESSION NUMBER: 0000899243-21-048765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ospraie Management, LLC CENTRAL INDEX KEY: 0001326533 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 211501619 BUSINESS ADDRESS: STREET 1: 437 MADISON AVENUE, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 602-5057 MAIL ADDRESS: STREET 1: 437 MADISON AVENUE, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Dwight CENTRAL INDEX KEY: 0001392202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 211501616 MAIL ADDRESS: STREET 1: C/O OSPRAIE MANAGEMENT, LLC STREET 2: 320 PARK AVENUE, 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ospraie Ag Science LLC CENTRAL INDEX KEY: 0001730557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 211501620 BUSINESS ADDRESS: STREET 1: C/O DWIGHT ANDERSON STREET 2: 437 MADISON AVENUE, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2126025000 MAIL ADDRESS: STREET 1: C/O DWIGHT ANDERSON STREET 2: 437 MADISON AVENUE, 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ospraie Holding I, L.P. CENTRAL INDEX KEY: 0001392205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 211501618 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 602-5000 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ospraie Management, Inc. CENTRAL INDEX KEY: 0001392203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 211501617 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 602-5000 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARRONE BIO INNOVATIONS INC CENTRAL INDEX KEY: 0001441693 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 205137161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1540 DREW AVENUE CITY: DAVIS STATE: CA ZIP: 95618 BUSINESS PHONE: 530-750-2800 MAIL ADDRESS: STREET 1: 1540 DREW AVENUE CITY: DAVIS STATE: CA ZIP: 95618 FORMER COMPANY: FORMER CONFORMED NAME: MARRONE ORGANICS INNOVATIONS INC DATE OF NAME CHANGE: 20080801 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-12-15 0 0001441693 MARRONE BIO INNOVATIONS INC MBII 0001730557 Ospraie Ag Science LLC C/O DWIGHT ANDERSON 437 MADISON AVENUE, 28TH FLOOR NEW YORK NY 10022 1 0 1 1 (See Remarks) 0001326533 Ospraie Management, LLC C/O DWIGHT ANDERSON 437 MADISON AVENUE, 28TH FLOOR NEW YORK NY 10022 1 0 1 1 See Remarks 0001392205 Ospraie Holding I, L.P. 437 MADISON AVENUE, 28TH FLOOR NEW YORK NY 10022 1 0 1 1 See Remarks 0001392203 Ospraie Management, Inc. 437 MADISON AVENUE, 28TH FLOOR NEW YORK NY 10022 1 0 1 1 See Remarks 0001392202 Anderson Dwight 437 MADISON AVENUE, 28TH FLOOR NEW YORK NY 10022 1 0 1 1 See Remarks Common Stock, $0.00001 par value 2021-12-15 4 M 0 3553583 0.75 A 70836258 D Warrant 0.75 2021-12-15 4 M 0 3553583 D 2020-04-29 2021-12-15 Common Stock 3553583 0 D On December 15, 2021, Ospraie Ag Science LLC ("Ospraie LLC") exercised warrants to purchase Common Stock of Marrone Bio Innovations, Inc. (the "Issuer") and purchased the 3,553,583 shares of Issuer Common Stock underlying such warrants. Ospraie Management, LLC ("Ospraie Management") is the investment manager of Ospraie LLC and has been delegated voting and investment power and thus beneficial ownership of the shares of Common Stock of the Issuer and warrants to purchase shares of Common Stock of the Issuer held by Ospraie LLC. Ospraie Holding I, LP ("Ospraie Holding") may be deemed to beneficially own the shares of Common Stock of the Issuer and warrants to purchase shares of Common Stock of the Issuer held by Ospraie LLC as the managing member of Ospraie Management. Ospraie Management, Inc. ("Ospraie Inc.") may be deemed to beneficially own the shares of Common Stock of the Issuer and warrants to purchase Common Stock of the Issuer held by Ospraie LLC as the general partner of Ospraie Holding. (Continued from Footnot 2) Dwight Anderson may be deemed to beneficially own the shares of Common Stock of the Issuer and warrants to purchase Common Stock of the Issuer held by Ospraie LLC as the Managing Principal of Ospraie Management, the sole owner of Ospraie Inc. and the sole managing member of Ospraie LLC. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, if any. Each of Ospraie Ag Science LLC, Ospraie Management, LLC, Ospraie Holding I, LP, Ospraie Management, Inc. and Dwight Anderson (collectively, the "Reporting Persons") may be deemed a director by deputization of Marrone Bio Innovations, Inc. (the "Issuer") by virtue of the fact that Messrs. Robert A. Woods, Yogesh Mago, Keith McGovern and Stuart Woolf, representatives of the Reporting Persons, currently serve on the board of directors of the Issuer. OSPRAIE AG SCIENCE LLC, Name: /s/ Dwight Anderson, Title: Managing Member 2021-12-17 OSPRAIE MANAGEMENT, LLC, By: Ospraie Holding I, L.P., its managing member, By: Ospraie Management, Inc., its general partner, Name: /s/ Dwight Anderson, Title: Sole Owner 2021-12-17 OSPRAIE HOLDING I, LP, By: Ospraie Management, Inc., its general partner, Name: /s/ Dwight Anderson, Title: Sole Owner 2021-12-17 OSPRAIE MANAGEMENT, INC., Name: /s/ Dwight Anderson, Title: Sole Owner 2021-12-17 DWIGHT ANDERSON, Name: /s/ Dwight Anderson 2021-12-17 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1

                           Form 4 Joint Filer Information

Name:                                   Ospraie Management, LLC

Address:                                437 Madison Avenue, 28th Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      12/17/2021


Name:                                   Ospraie Holding I, LP

Address:                                437 Madison Avenue, 28th Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      12/17/2021


Name:                                   Ospraie Management, Inc.

Address:                                437 Madison Avenue, 28th Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      12/17/2021


Name:                                   Dwight Anderson

Address:                                437 Madison Avenue, 28th Floor
                                        New York, NY 10022

Date of Event Requiring Statement:      12/17/2021