0001062993-19-001205.txt : 20190308 0001062993-19-001205.hdr.sgml : 20190308 20190308160834 ACCESSION NUMBER: 0001062993-19-001205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190306 FILED AS OF DATE: 20190308 DATE AS OF CHANGE: 20190308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38105 FILM NUMBER: 19669179 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 FORMER NAME: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KBL MERGER CORP. IV CENTRAL INDEX KEY: 0001690080 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 813832378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 WEST 56TH STREET SUITE 5901 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-319-5555 MAIL ADDRESS: STREET 1: 150 WEST 56TH STREET SUITE 5901 CITY: NEW YORK STATE: NY ZIP: 10019 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2019-03-06 1 0001690080 KBL MERGER CORP. IV KBLM 0001326389 Polar Asset Management Partners Inc. 401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4 ONTARIO, CANADA 0 0 1 0 Common Stock, par value $0.0001 per share 2019-03-06 4 J 0 1743550 10.30 D 0 I See footnote On March 5, 2019, KBL Merger Corp. IV (the "Issuer") held a special meeting of stockholders (the "Meeting"), as described in the Issuer's Current Report on 8-K filed with the SEC on March 8, 2019. At the Meeting, the stockholders approved an amendment to the Issuer's Charter, extending the date by which the Issuer must consummate its initial business combination and the date for cessation of the Issuer's operations if it has not completed an initial business combination (the "Extension Amendment Proposal"). In connection with the approval of the Extension Amendment Proposal, the Reporting Person (as defined below) redeemed all common shares of the Issuer held by the Polar Vehicles (as defined below). Polar Asset Management Partners Inc., a company incorporated under the laws of Ontario, Canada, (the "Reporting Person") serves as investment advisor to Polar Multi-Strategy Master Fund, a Cayman Islands exempted company ("PMSMF") and certain managed accounts (together with PMSMF, the "Polar Vehicles") and has sole voting and investment discretion with respect to the securities reported herein which are held by the Polar Vehicles. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities and Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Person's pecuniary interest therein. /s/ POLAR ASSET MANAGEMENT PARTNERS INC., by Greg Lemaich, General Counsel 2019-03-08