0001062993-17-003780.txt : 20170814
0001062993-17-003780.hdr.sgml : 20170814
20170814134329
ACCESSION NUMBER: 0001062993-17-003780
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 171029057
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
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true
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0001326389
XXXXXXXX
06-30-2017
06-30-2017
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Jennifer Schwartz
VP, Legal and Compliance
416-369-8576
Jennifer Schwartz
Toronto
A6
08-14-2017
0
280
4237156
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTUA CORP
COM
005094107
12496
889415
SH
SOLE
889415
0
0
ACTUANT CORP
CL A NEW
00508X203
12451
506145
SH
SOLE
506145
0
0
ADTALEM GLOBAL ED INC
COM
00737L103
20249
533564
SH
SOLE
533564
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
20166
887200
SH
SOLE
887200
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
8744
5000000
PRN
SOLE
0
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
13108
221000
SH
SOLE
221000
0
0
AKORN INC
COM
009728106
3522
105000
SH
SOLE
105000
0
0
ALERE INC
COM
01449J105
2259
45000
SH
SOLE
45000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
102913
730400
SH
Put
SOLE
0
0
0
ALMOST FAMILY INC
COM
020409108
7543
122358
SH
SOLE
122358
0
0
ALPHABET INC
CAP STK CL C
02079K107
30442
33500
SH
SOLE
33500
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
26146
197600
SH
SOLE
197600
0
0
AMETEK INC NEW
COM
031100100
16445
271500
SH
SOLE
271500
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
6066
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
2190
200000
SH
SOLE
200000
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
273
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
144
563800
SH
SOLE
563800
0
0
ANIKA THERAPEUTICS INC
COM
035255108
3406
69023
SH
SOLE
69023
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
38677
15000000
PRN
SOLE
0
0
0
APPLIED MATLS INC
COM
038222105
19730
477600
SH
SOLE
477600
0
0
ARI NETWORK SVCS INC
COM NEW
001930205
1058
150000
SH
SOLE
150000
0
0
ASB BANCORP INC N C
COM
00213T109
3736
85000
SH
SOLE
85000
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
12896
195654
SH
SOLE
195654
0
0
AVISTA HEALTHCARE PUB ACQ CO
UNIT 99/99/9999
G0726L109
11657
1129532
SH
SOLE
1129532
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
10293
1045000
SH
SOLE
1045000
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
521
1191000
SH
SOLE
1191000
0
0
AXAR ACQUISITION CORP
COM
05455L102
3839
385878
SH
SOLE
385878
0
0
AXAR ACQUISITION CORP
*W EXP 12/31/202
05455L110
53
655204
SH
SOLE
655204
0
0
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
8258
702200
SH
SOLE
702200
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
7594
631000
SH
SOLE
631000
0
0
BARD C R INC
COM
067383109
5532
17500
SH
SOLE
17500
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
1024
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
244
610900
SH
SOLE
610900
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
85
589000
SH
SOLE
589000
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
21533
7425100
SH
SOLE
7425100
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
22865
135000
SH
SOLE
135000
0
0
BIO RAD LABS INC
CL A
090572207
13102
57895
SH
SOLE
57895
0
0
BISON CAP ACQUISITION CORP
UNIT 99/99/9999T
G1142P120
4590
450000
SH
SOLE
450000
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
13860
1383262
SH
SOLE
1383262
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
7115
689029
SH
SOLE
689029
0
0
BOULEVARD ACQUISITION
*W EXP 09/25/202
10157Q110
948
1330151
SH
SOLE
1330151
0
0
BROADSOFT INC
NOTE 1.000% 9/0
11133BAD4
12507
10000000
PRN
SOLE
0
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
4729
375000
SH
SOLE
375000
0
0
BUNGE LIMITED
COM
G16962105
7460
100000
SH
Call
SOLE
0
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
3470
101250
SH
SOLE
101250
0
0
CABELAS INC
COM
126804301
5942
100000
SH
SOLE
100000
0
0
CABELAS INC
COM
126804301
2246
37800
SH
Put
SOLE
0
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
4781
5000000
PRN
SOLE
0
0
0
CARLISLE COS INC
COM
142339100
6440
67500
SH
SOLE
67500
0
0
CARRIAGE SVCS INC
COM
143905107
2966
110000
SH
SOLE
110000
0
0
CBIZ INC
COM
124805102
10045
669650
SH
SOLE
669650
0
0
CENOVUS ENERGY INC
COM
15135U109
80
10800
SH
Call
SOLE
0
0
0
CENTRAL FD CDA LTD
CL A
153501101
34052
2761751
SH
SOLE
2761751
0
0
CF CORP
SHS CL A
G20307107
11600
1031137
SH
SOLE
1031137
0
0
CF CORP
*W EXP 05/25/202
G20307115
2064
946665
SH
SOLE
946665
0
0
CHEESECAKE FACTORY INC
COM
163072101
6313
125500
SH
SOLE
125500
0
0
CIENA CORP
COM NEW
171779309
18017
720100
SH
SOLE
720100
0
0
CISION LTD
SHS
G1992S109
30780
2991249
SH
SOLE
2991249
0
0
CISION LTD
*W EXP 06/22/202
G1992S117
2871
1264781
SH
SOLE
1264781
0
0
CITIGROUP INC
COM NEW
172967424
14072
210400
SH
SOLE
210400
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
36
246679
SH
SOLE
246679
0
0
COACH INC
COM
189754104
36765
776617
SH
SOLE
776617
0
0
COHERENT INC
COM
192479103
13387
59500
SH
SOLE
59500
0
0
COLFAX CORP
COM
194014106
13457
341805
SH
SOLE
341805
0
0
CONSTELLATION ALPHA CAPITAL
UNIT 99/99/9999
G2379F124
16224
1600000
SH
SOLE
1600000
0
0
CONVERGYS CORP
SDCV 5.750% 9/1
212485AE6
22016
10000000
PRN
SOLE
0
0
0
CONYERS PK ACQUISITION
*W EXP 07/20/202
212894117
30
11716
SH
SOLE
11716
0
0
COSTCO WHSL CORP NEW
COM
22160K105
7996
50000
SH
Call
SOLE
0
0
0
COVISINT CORP
COM
22357R103
1225
500000
SH
SOLE
500000
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
1148
150000
SH
SOLE
150000
0
0
CSRA INC
COM
12650T104
28182
887623
SH
SOLE
887623
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
22617
18500000
PRN
SOLE
0
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
3535
2500000
PRN
SOLE
0
0
0
DARDEN RESTAURANTS INC
COM
237194105
6783
75000
SH
Call
SOLE
0
0
0
DEL TACO RESTAURANTS INC
COM
245496104
2557
185980
SH
SOLE
185980
0
0
DIGIMARC CORP NEW
COM
25381B101
4798
119497
SH
SOLE
119497
0
0
DIGITALGLOBE INC
COM NEW
25389M877
333
10000
SH
SOLE
10000
0
0
DOLBY LABORATORIES INC
COM
25659T107
12819
261823
SH
SOLE
261823
0
0
DOMINION DIAMOND CORP
COM
257287102
1068
85000
SH
SOLE
85000
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
17499
1749910
SH
SOLE
1749910
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
10762
1011465
SH
SOLE
1011465
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
618
1342632
SH
SOLE
1342632
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
30769
3061571
SH
SOLE
3061571
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
2082
2523063
SH
SOLE
2523063
0
0
EATON CORP PLC
SHS
G29183103
19683
252900
SH
SOLE
252900
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
23621
2341039
SH
SOLE
2341039
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
1481
142496
SH
SOLE
142496
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
206
548422
SH
SOLE
548422
0
0
ENERNOC INC
COM
292764107
465
60000
SH
SOLE
60000
0
0
FACEBOOK INC
CL A
30303M102
18344
121500
SH
SOLE
121500
0
0
FAIRMOUNT SANTROL HLDGS INC
COM
30555Q108
3274
839500
SH
SOLE
839500
0
0
FARO TECHNOLOGIES INC
COM
311642102
10927
289064
SH
SOLE
289064
0
0
FERROGLOBE PLC
SHS
G33856108
16850
1410034
SH
SOLE
1410034
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
9114
930000
SH
SOLE
930000
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
6262
605000
SH
SOLE
605000
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
568
413400
SH
SOLE
413400
0
0
FORESTAR GROUP INC
COM
346233109
6066
353684
SH
SOLE
353684
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
3995
500000
SH
SOLE
500000
0
0
FORUM MERGER CORP
COM CL A
34985B103
12526
1290000
SH
SOLE
1290000
0
0
FORUM MERGER CORP
UNIT 06/01/2024
34985B202
8152
800000
SH
SOLE
800000
0
0
FORUM MERGER CORP
RIGHT 06/01/2019
34985B129
608
1839487
SH
SOLE
1839487
0
0
FORUM MERGER CORP
*W EXP 06/01/202
34985B111
58
170050
SH
SOLE
170050
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
10910
1096446
SH
SOLE
1096446
0
0
GLOBAL PARTNER ACQUISITION C
UNIT 07/01/2020
37954X204
712
70000
SH
SOLE
70000
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
289
1314767
SH
SOLE
1314767
0
0
GLOBAL WTR RES INC
COM
379463102
2766
279419
SH
SOLE
279419
0
0
GOLDCORP INC NEW
COM
380956409
646
50000
SH
SOLE
50000
0
0
GORES HLDGS II INC
UNIT 99/99/9999
382867208
5741
549900
SH
SOLE
549900
0
0
GORES HLDGS II INC
COM CL A
382867109
2257
225000
SH
SOLE
225000
0
0
GORES HLDGS II INC
*W EXP 03/06/202
382867117
118
75000
SH
SOLE
75000
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
32105
3207333
SH
SOLE
3207333
0
0
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
1017
1462689
SH
SOLE
1462689
0
0
GREAT PLAINS ENERGY INC
COM
391164100
1757
60000
SH
SOLE
60000
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
16160
1600000
SH
SOLE
1600000
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
10718
1023234
SH
SOLE
1023234
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 99/99/999
G4182A128
760
533333
SH
SOLE
533333
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
3618
228999
SH
SOLE
228999
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
5747
5000000
PRN
SOLE
0
0
0
HARMONIC INC
COM
413160102
3161
602075
SH
SOLE
602075
0
0
HARMONY MERGER CORP
COM
413247107
13838
1339448
SH
SOLE
1339448
0
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
1485
1811500
SH
SOLE
1811500
0
0
HEALTHSTREAM INC
COM
42222N103
5186
197022
SH
SOLE
197022
0
0
HENNESSY CAP ACQUSTON CORP I
UNIT 06/15/2024
42588L204
28154
2800000
SH
SOLE
2800000
0
0
HUDSON GLOBAL INC
COM
443787106
2290
1708765
SH
SOLE
1708765
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
16700
1704968
SH
SOLE
1704968
0
0
HUNTER MARITIME ACQUISITION
*W EXP 99/99/999
Y37828129
218
522209
SH
SOLE
522209
0
0
INNOCOLL HLDGS PLC
SHS
G4783X105
679
297790
SH
SOLE
297790
0
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
11200
10000000
PRN
SOLE
0
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
198272
120000000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
24189
20000000
PRN
SOLE
0
0
0
IPG PHOTONICS CORP
COM
44980X109
6879
47407
SH
SOLE
47407
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
20086
15000000
PRN
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
140920
1000000
SH
Put
SOLE
0
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
4139
100000
SH
Put
SOLE
0
0
0
ISHARES TR
20 YR TR BD ETF
464287432
3540
28289
SH
SOLE
28289
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
27326
20000000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
4915
480000
SH
SOLE
480000
0
0
JENSYN ACQUISITION CORP
UNIT 99/99/9999
47632B201
3204
300000
SH
SOLE
300000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
142
452000
SH
SOLE
452000
0
0
JENSYN ACQUISITION CORP
*W EXP 03/07/202
47632B110
106
480000
SH
SOLE
480000
0
0
JM GLOBAL HLDG CO
COM
46590H101
1532
153540
SH
SOLE
153540
0
0
JM GLOBAL HLDG CO
*W EXP 07/29/201
46590H119
45
143528
SH
SOLE
143528
0
0
KATE SPADE & CO
COM
485865109
25169
1361200
SH
SOLE
1361200
0
0
KAYNE ANDERSON ACQUISITION
COM CL A
48661U102
7889
810000
SH
SOLE
810000
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
5024
502400
SH
SOLE
502400
0
0
KAYNE ANDERSON ACQUISITION
*W EXP 06/30/202
48661U110
142
170000
SH
SOLE
170000
0
0
KBL MERGER CORP IV
COM
48242A104
7639
787500
SH
SOLE
787500
0
0
KBL MERGER CORP IV
UNIT 01/15/2024
48242A203
7140
700000
SH
SOLE
700000
0
0
KBL MERGER CORP IV
RIGHT 03/22/2019
48242A120
288
800000
SH
SOLE
800000
0
0
KBL MERGER CORP IV
*W EXP 01/15/202
48242A112
144
800000
SH
SOLE
800000
0
0
KINDER MORGAN INC DEL
COM
49456B101
766
40000
SH
SOLE
40000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
13503
87600
SH
SOLE
87600
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
90463
37500000
PRN
SOLE
0
0
0
LANDCADIA HLDGS INC
UNIT 12/31/2021T
51476W206
12030
1113900
SH
SOLE
1113900
0
0
LANDCADIA HLDGS INC
CL A
51476W107
6195
612187
SH
SOLE
612187
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
545
676817
SH
SOLE
676817
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
300
45000
SH
SOLE
45000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
2965
50000
SH
SOLE
50000
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER A FRMLA
531229870
1752
50000
SH
SOLE
50000
0
0
LKQ CORP
COM
501889208
27269
827600
SH
SOLE
827600
0
0
LOWES COS INC
COM
548661107
21088
272000
SH
SOLE
272000
0
0
LUMOS NETWORKS CORP
COM
550283105
536
30000
SH
SOLE
30000
0
0
M I ACQUISITIONS INC
COM
55304A104
5120
510500
SH
SOLE
510500
0
0
M I ACQUISITIONS INC
UNIT 99/99/9999
55304A203
2008
194500
SH
SOLE
194500
0
0
M I ACQUISITIONS INC
*W EXP 99/99/999
55304A112
159
510500
SH
SOLE
510500
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
8811
858750
SH
SOLE
858750
0
0
M III ACQUISITION CORP
COM
55378T104
8486
865950
SH
SOLE
865950
0
0
M III ACQUISITION CORP
*W EXP 10/10/202
55378T112
394
866550
SH
SOLE
866550
0
0
MATLIN & PARTNERS ACQUISITIO
CL A
57682V106
11610
1200000
SH
SOLE
1200000
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
9026
899900
SH
SOLE
899900
0
0
MATLIN & PARTNERS ACQUISITIO
*W EXP 03/15/202
57682V114
525
1192500
SH
SOLE
1192500
0
0
MATTERSIGHT CORP
COM
577097108
1020
400000
SH
SOLE
400000
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
13050
10000000
PRN
SOLE
0
0
0
MERUS LABS INTL INC NEW
COM
59047R101
914
725000
SH
SOLE
725000
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
89923
60000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
186941
60000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
152488
50000000
PRN
SOLE
0
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
3768
60000
SH
SOLE
60000
0
0
MODERN MEDIA ACQUISITION
COM
60765P103
11724
1200000
SH
SOLE
1200000
0
0
MODERN MEDIA ACQUISITION
UNIT 99/99/9999
60765P202
7182
700000
SH
SOLE
700000
0
0
MODERN MEDIA ACQUISITION
RIGHT 99/99/9999
60765P129
654
1700000
SH
SOLE
1700000
0
0
MODERN MEDIA ACQUISITION
*W EXP 05/17/202
60765P111
22
50000
SH
SOLE
50000
0
0
MOHAWK INDS INC
COM
608190104
13680
56600
SH
SOLE
56600
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
17500
10000000
PRN
SOLE
0
0
0
MONDELEZ INTL INC
CL A
609207105
28048
649400
SH
SOLE
649400
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
2415
140000
SH
SOLE
140000
0
0
MONSANTO CO NEW
COM
61166W101
2959
25000
SH
SOLE
25000
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
19435
391200
SH
SOLE
391200
0
0
MYR GROUP INC DEL
COM
55405W104
6629
213709
SH
SOLE
213709
0
0
NATERA INC
COM
632307104
2903
267281
SH
SOLE
267281
0
0
NATIONAL ENERGY SERVICES REU
SHS
G6375R107
2388
250000
SH
SOLE
250000
0
0
NATIONAL ENERGY SERVICES REU
*W EXP 05/05/202
G6375R115
116
250000
SH
SOLE
250000
0
0
NEXVET BIOPHARMA PUB LTD CO
ORD SHS
G6503X109
569
85000
SH
SOLE
85000
0
0
NIKE INC
CL B
654106103
6337
107400
SH
SOLE
107400
0
0
NOVADAQ TECHNOLOGIES INC
COM
66987G102
672
57300
SH
SOLE
57300
0
0
NOVANTA INC
COM
67000B104
16379
454960
SH
SOLE
454960
0
0
NOW INC
COM
67011P100
11709
728152
SH
SOLE
728152
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
55327
40000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
119309
100000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
8209
75000
SH
SOLE
75000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
4925
45000
SH
Call
SOLE
0
0
0
ON ASSIGNMENT INC
COM
682159108
13315
245900
SH
SOLE
245900
0
0
ONEBEACON INSURANCE GROUP LT
CL A
G67742109
3555
195000
SH
SOLE
195000
0
0
ORIGO ACQUISITION CORP
SHS
G67789126
3432
330000
SH
SOLE
330000
0
0
ORIGO ACQUISITION CORP
RIGHT 09/12/2017
G67789134
153
600200
SH
SOLE
600200
0
0
ORIGO ACQUISITION CORP
*W EXP 12/17/202
G67789118
60
363450
SH
SOLE
363450
0
0
PACIFIC SPL ACQUISITION CORP
SHS
G68588105
5495
536067
SH
SOLE
536067
0
0
PACIFIC SPL ACQUISITION CORP
RIGHT 03/15/2017
G68588113
321
538883
SH
SOLE
538883
0
0
PACIFIC SPL ACQUISITION CORP
*W EXP 10/20/202
G68588121
181
358252
SH
SOLE
358252
0
0
PAREXEL INTL CORP
COM
699462107
3911
45000
SH
SOLE
45000
0
0
PATHEON N V
SHS
N6865W105
2878
82500
SH
SOLE
82500
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
10435
10000000
PRN
SOLE
0
0
0
PENNTEX MIDSTREAM PARTNERS L
COM UNIT LTD
709311104
2000
100000
SH
SOLE
100000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
89466
650000
SH
Put
SOLE
0
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
73480
50000000
PRN
SOLE
0
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
20496
2049553
SH
SOLE
2049553
0
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
153
393054
SH
SOLE
393054
0
0
RITE AID CORP
COM
767754104
2723
923200
SH
Call
SOLE
0
0
0
RITE AID CORP
COM
767754104
1080
366000
SH
SOLE
366000
0
0
RITE AID CORP
COM
767754104
1079
365800
SH
Put
SOLE
0
0
0
ROGERS CORP
COM
775133101
12916
118906
SH
SOLE
118906
0
0
ROSEHILL RES INC
*W EXP 09/16/202
777385113
520
495425
SH
SOLE
495425
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
3424
342398
SH
SOLE
342398
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
2068
192700
SH
SOLE
192700
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
58
48000
SH
SOLE
48000
0
0
SAJAN INC
COM NEW
79379T202
262
45000
SH
SOLE
45000
0
0
SEALED AIR CORP NEW
COM
81211K100
13294
297000
SH
SOLE
297000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
6495
125000
SH
Put
SOLE
0
0
0
SERVICE CORP INTL
COM
817565104
20960
626600
SH
SOLE
626600
0
0
SILVER RUN ACQUISITION
UNIT 99/99/9999
82812A202
24675
2310000
SH
SOLE
2310000
0
0
SKECHERS U S A INC
CL A
830566105
12782
433300
SH
SOLE
433300
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
2432
400000
SH
SOLE
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
386880
1600000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
72540
300000
SH
Call
SOLE
0
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
13374
347100
SH
SOLE
347100
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
116151
11466043
SH
SOLE
11466043
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3650
457362
SH
SOLE
457362
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
21353
3383991
SH
SOLE
3383991
0
0
SPS COMM INC
COM
78463M107
7269
114000
SH
SOLE
114000
0
0
STAPLES INC
COM
855030102
2014
200000
SH
SOLE
200000
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
1709
170100
SH
SOLE
170100
0
0
STELLAR ACQUISITION III INC
UNIT 03/22/2022
Y8172W123
1576
151000
SH
SOLE
151000
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
72
232100
SH
SOLE
232100
0
0
STRAIGHT PATH COMMUNICATNS I
CL B
862578101
2416
13450
SH
SOLE
13450
0
0
SWIFT TRANSN CO
CL A
87074U101
3975
150000
SH
Call
SOLE
0
0
0
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
4682
5000000
PRN
SOLE
0
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
604
36700
SH
Call
SOLE
0
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
23117
132500
SH
SOLE
132500
0
0
TIME WARNER INC
COM NEW
887317303
4137
41200
SH
Call
SOLE
0
0
0
TIME WARNER INC
COM NEW
887317303
1004
10000
SH
SOLE
10000
0
0
TIPTREE INC
CL A
88822Q103
2591
367504
SH
SOLE
367504
0
0
TOTAL SYS SVCS INC
COM
891906109
22467
385700
SH
SOLE
385700
0
0
TPG PACE ENERGY HLDGS CORP
UNIT 99/99/9999
872656202
20849
2000000
SH
SOLE
2000000
0
0
TPG PACE HLDGS CORP
UNIT 99/99/9999
G89827102
10260
1000000
SH
SOLE
1000000
0
0
TRANSALTA CORP
COM
89346D107
20678
3230886
SH
SOLE
3230886
0
0
TRANSDIGM GROUP INC
COM
893641100
2689
10000
SH
Call
SOLE
0
0
0
TREEHOUSE FOODS INC
COM
89469A104
7630
93400
SH
SOLE
93400
0
0
TRIBUNE MEDIA CO
CL A
896047503
795
19500
SH
SOLE
19500
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
37604
20000000
PRN
SOLE
0
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
474
17000
SH
SOLE
17000
0
0
U S SILICA HLDGS INC
COM
90346E103
7098
200000
SH
Call
SOLE
0
0
0
UNITED STATES STL CORP NEW
COM
912909108
4428
200000
SH
Call
SOLE
0
0
0
VALVOLINE INC
COM
92047W101
17121
721808
SH
SOLE
721808
0
0
VANECK VECTORS ETF TR
OIL SVCS ETF
92189F718
2479
100000
SH
Put
SOLE
0
0
0
VANTAGE ENERGY ACQUISITION
UNIT 04/12/2024
92211L204
21217
2094437
SH
SOLE
2094437
0
0
VANTAGE ENERGY ACQUISITION
COM CL A
92211L105
17550
1800000
SH
SOLE
1800000
0
0
VANTAGE ENERGY ACQUISITION
*W EXP 04/12/202
92211L113
795
600000
SH
SOLE
600000
0
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
18286
12500000
PRN
SOLE
0
0
0
VERIFONE SYS INC
COM
92342Y109
15447
853400
SH
SOLE
853400
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
136225
50000000
PRN
SOLE
0
0
0
VIVOPOWER INTERNATIONAL PLC
SHS
G9376R100
725
189894
SH
SOLE
189894
0
0
WAL-MART STORES INC
COM
931142103
15136
200000
SH
SOLE
200000
0
0
WEBMD HEALTH CORP
NOTE 1.500%12/0
94770VAK8
8894
7000000
PRN
SOLE
0
0
0
WEBMD HEALTH CORP
COM
94770V102
440
7500
SH
SOLE
7500
0
0
WEST CORP
COM
952355204
3999
171500
SH
SOLE
171500
0
0
WESTAR ENERGY INC
COM
95709T100
3446
65000
SH
SOLE
65000
0
0
WGL HLDGS INC
COM
92924F106
4589
55000
SH
SOLE
55000
0
0
WHOLE FOODS MKT INC
COM
966837106
2106
50000
SH
SOLE
50000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
33318
25000000
PRN
SOLE
0
0
0
WRIGHT MED GROUP N V
NOTE 2.250%11/1
98236JAB4
42385
30000000
PRN
SOLE
0
0
0