0001062993-17-002513.txt : 20170515
0001062993-17-002513.hdr.sgml : 20170515
20170515120626
ACCESSION NUMBER: 0001062993-17-002513
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 17842537
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
FORMER COMPANY:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
03-31-2017
03-31-2017
Polar Asset Management Partners Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Jennifer Schwartz
VP, Legal and Compliance
416-369-8576
Jennifer Schwartz
Toronto
A6
05-15-2017
0
261
3932046
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTUA CORP
COM
005094107
11486
817515
SH
SOLE
817515
0
0
ACTUANT CORP
CL A NEW
00508X203
5810
220500
SH
SOLE
220500
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
12039
81200
SH
SOLE
81200
0
0
ADVANCED DISP SVCS INC DEL
COM
00790X101
10443
462100
SH
SOLE
462100
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
9873
5000000
PRN
SOLE
0
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
78759
730400
SH
Put
SOLE
0
0
0
ALPHABET INC
CAP STK CL C
02079K107
20739
25000
SH
Call
SOLE
0
0
0
ALTERYX INC
COM CL A
02156B103
5899
377400
SH
SOLE
377400
0
0
AMETEK INC NEW
COM
031100100
18939
350200
SH
SOLE
350200
0
0
ANDINA ACQUISITION CORP II
SHS
G0441P104
6054
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
UNIT 99/99/9999
G0441P112
2160
200000
SH
SOLE
200000
0
0
ANDINA ACQUISITION CORP II
RIGHT 09/01/2017
G0441P120
288
600000
SH
SOLE
600000
0
0
ANDINA ACQUISITION CORP II
*W EXP 11/23/202
G0441P138
164
563800
SH
SOLE
563800
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
34271
15000000
PRN
SOLE
0
0
0
ARRIS INTL INC
SHS
G0551A103
14312
541100
SH
SOLE
541100
0
0
ASHLAND GLOBAL HLDGS INC
COM
044186104
13638
110154
SH
SOLE
110154
0
0
AT&T INC
COM
00206R102
2285
55000
SH
Put
SOLE
0
0
0
AVEXIS INC
COM
05366U100
3961
52100
SH
Call
SOLE
0
0
0
AVISTA HEALTHCARE PUB ACQ CO
CL A
G0726L125
10325
1045000
SH
SOLE
1045000
0
0
AVISTA HEALTHCARE PUB ACQ CO
UNIT 99/99/9999
G0726L109
9546
925032
SH
SOLE
925032
0
0
AVISTA HEALTHCARE PUB ACQ CO
*W EXP 99/99/999
G0726L117
542
1191000
SH
SOLE
1191000
0
0
AXAR ACQUISITION CORP
COM
05455L102
3264
332018
SH
SOLE
332018
0
0
AXAR ACQUISITION CORP
*W EXP 12/31/202
05455L110
46
633524
SH
SOLE
633524
0
0
BABCOCK & WILCOX ENTERPRIS I
COM
05614L100
6559
702200
SH
SOLE
702200
0
0
BANK AMER CORP
COM
060505104
12385
525000
SH
SOLE
525000
0
0
BANK AMER CORP
*W EXP 01/16/201
060505146
8264
731000
SH
SOLE
731000
0
0
BARINGTON HILCO ACQUISITION
COM
06759V101
1022
100000
SH
SOLE
100000
0
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
188
610900
SH
SOLE
610900
0
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
100
589000
SH
SOLE
589000
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
4034
5106000
SH
SOLE
5106000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
18718
112300
SH
SOLE
112300
0
0
BIO RAD LABS INC
CL A
090572207
13195
66195
SH
SOLE
66195
0
0
BOULEVARD ACQUISITION
CL A
10157Q102
13860
1383262
SH
SOLE
1383262
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
4385
420026
SH
SOLE
420026
0
0
BOULEVARD ACQUISITION
*W EXP 09/25/202
10157Q110
1091
1330151
SH
SOLE
1330151
0
0
BROADSOFT INC
NOTE 1.000% 9/0
11133BAD4
11969
10000000
PRN
SOLE
0
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
4992
400000
SH
SOLE
400000
0
0
CABELAS INC
COM
126804301
4780
90000
SH
SOLE
90000
0
0
CABELAS INC
COM
126804301
1099
20700
SH
Put
SOLE
0
0
0
CANADIAN NAT RES LTD
COM
136385101
656
20000
SH
Call
SOLE
0
0
0
CAPITOL ACQUISITION CORP III
COM
14055M106
13888
1316431
SH
SOLE
1316431
0
0
CAPITOL ACQUISITION CORP III
UNIT 99/99/9999
14055M205
11358
983763
SH
SOLE
983763
0
0
CAPITOL ACQUISITION CORP III
*W EXP 10/19/202
14055M114
1532
827900
SH
SOLE
827900
0
0
CARDTRONICS INC
NOTE 1.000%12/0
14161HAG3
5429
5000000
PRN
SOLE
0
0
0
CARLISLE COS INC
COM
142339100
9396
88300
SH
SOLE
88300
0
0
CARNIVAL PLC
ADR
14365C103
1737
30000
SH
SOLE
30000
0
0
CARRIAGE SVCS INC
COM
143905107
2983
110000
SH
SOLE
110000
0
0
CBIZ INC
COM
124805102
11940
881150
SH
SOLE
881150
0
0
CENOVUS ENERGY INC
COM
15135U109
2444
216300
SH
Call
SOLE
0
0
0
CENTRAL FD CDA LTD
CL A
153501101
35516
2761751
SH
SOLE
2761751
0
0
CENTURYLINK INC
COM
156700106
354
15000
SH
Call
SOLE
0
0
0
CF CORP
UNIT 99/99/9999E
G20307123
17403
1626470
SH
SOLE
1626470
0
0
CF CORP
SHS CL A
G20307107
11580
1156872
SH
SOLE
1156872
0
0
CF CORP
*W EXP 05/25/202
G20307115
533
389000
SH
SOLE
389000
0
0
CHEMTURA CORP
COM NEW
163893209
3006
90000
SH
SOLE
90000
0
0
CIENA CORP
COM NEW
171779309
12310
521400
SH
SOLE
521400
0
0
CITIGROUP INC
COM NEW
172967424
18837
314900
SH
SOLE
314900
0
0
COACH INC
COM
189754104
22559
545817
SH
SOLE
545817
0
0
COLFAX CORP
COM
194014106
3357
85505
SH
SOLE
85505
0
0
CONVERGYS CORP
SDCV 5.750% 9/1
212485AE6
19765
10000000
PRN
SOLE
0
0
0
CONYERS PK ACQUISITION
UNIT 99/99/99991
212894208
1355
120799
SH
SOLE
120799
0
0
CONYERS PK ACQUISITION
CL A COM
212894109
1015
95800
SH
SOLE
95800
0
0
CONYERS PK ACQUISITION
*W EXP 07/20/202
212894117
53
20050
SH
SOLE
20050
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
216
15000
SH
Call
SOLE
0
0
0
CSRA INC
COM
12650T104
18579
634323
SH
SOLE
634323
0
0
CST BRANDS INC
COM
12646R105
1924
40000
SH
SOLE
40000
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
26254
20000000
PRN
SOLE
0
0
0
CTRIP COM INTL LTD
NOTE 1.990% 7/0
22943FAH3
11572
10000000
PRN
SOLE
0
0
0
DASEKE INC
*W EXP 03/31/202
23753F115
285
255845
SH
SOLE
255845
0
0
DEL TACO RESTAURANTS INC
COM
245496104
7897
595535
SH
SOLE
595535
0
0
DEVRY ED GROUP INC
COM
251893103
13145
370800
SH
SOLE
370800
0
0
DIGI INTL INC
COM
253798102
416
35000
SH
SOLE
35000
0
0
DIGIMARC CORP NEW
COM
25381B101
7578
280675
SH
SOLE
280675
0
0
DOLBY LABORATORIES INC
COM
25659T107
13722
261823
SH
SOLE
261823
0
0
DOMINION DIAMOND CORP
COM
257287102
947
75000
SH
SOLE
75000
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
16249
1624910
SH
SOLE
1624910
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
10671
1011465
SH
SOLE
1011465
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
654
1167632
SH
SOLE
1167632
0
0
DST SYS INC DEL
COM
233326107
13039
106440
SH
SOLE
106440
0
0
EASTERLY ACQUISITION CORP
COM
27616L102
32672
3280568
SH
SOLE
3280568
0
0
EASTERLY ACQUISITION CORP
*W EXP 07/29/202
27616L110
820
2011436
SH
SOLE
2011436
0
0
EATON CORP PLC
SHS
G29183103
22505
303500
SH
SOLE
303500
0
0
ELECTRUM SPL ACQUISITION COR
SHS
G3105C104
18584
1870539
SH
SOLE
1870539
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
1504
143900
SH
SOLE
143900
0
0
ELECTRUM SPL ACQUISITION COR
*W EXP 99/99/999
G3105C112
88
197172
SH
SOLE
197172
0
0
EVERBANK FINL CORP
COM
29977G102
4870
250000
SH
SOLE
250000
0
0
EXACT SCIENCES CORP
COM
30063P105
7086
300000
SH
Call
SOLE
0
0
0
EXAR CORP
COM
300645108
650
50000
SH
SOLE
50000
0
0
EXETER RES CORP
COM
301835104
260
150000
SH
SOLE
150000
0
0
EXXON MOBIL CORP
COM
30231G102
3280
40000
SH
Call
SOLE
0
0
0
FACEBOOK INC
CL A
30303M102
17259
121500
SH
SOLE
121500
0
0
FAIRPOINT COMMUNICATIONS INC
COM NEW
305560302
166
10000
SH
SOLE
10000
0
0
FARO TECHNOLOGIES INC
COM
311642102
6192
173192
SH
SOLE
173192
0
0
FEDERATED INVS INC PA
CL B
314211103
15119
574000
SH
SOLE
574000
0
0
FERROGLOBE PLC
SHS
G33856108
11995
1161173
SH
SOLE
1161173
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
164249
75045000
PRN
SOLE
0
0
0
FINTECH ACQUISITION CORP II
COM
31810G109
9160
930000
SH
SOLE
930000
0
0
FINTECH ACQUISITION CORP II
UNIT 99/99/9999
31810G208
6181
606000
SH
SOLE
606000
0
0
FINTECH ACQUISITION CORP II
*W EXP 01/19/202
31810G117
457
413400
SH
SOLE
413400
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
11288
969800
SH
SOLE
969800
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
5168
650000
SH
SOLE
650000
0
0
GENESEE & WYO INC
CL A
371559105
9507
140100
SH
SOLE
140100
0
0
GLOBAL PARTNER ACQUISITION C
COM
37954X105
9714
971446
SH
SOLE
971446
0
0
GLOBAL PARTNER ACQUISITION C
UNIT 07/01/2020
37954X204
746
70000
SH
SOLE
70000
0
0
GLOBAL PARTNER ACQUISITION C
*W EXP 07/01/202
37954X113
466
1369567
SH
SOLE
1369567
0
0
GLOBAL WTR RES INC
COM
379463102
3790
435618
SH
SOLE
435618
0
0
GOLDCORP INC NEW
COM
380956409
365
25000
SH
SOLE
25000
0
0
GORES HLDGS II INC
UNIT 99/99/9999
382867208
6174
600000
SH
SOLE
600000
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
32073
3207333
SH
SOLE
3207333
0
0
GP INVTS ACQUISITION COR
*W EXP 05/19/202
G40357108
491
982367
SH
SOLE
982367
0
0
GTY TECHNOLOGY HOLDINGS INC
UNIT 99/99/9999
G4182A110
10612
1028334
SH
SOLE
1028334
0
0
GTY TECHNOLOGY HOLDINGS INC
CL A
G4182A102
9037
900000
SH
SOLE
900000
0
0
GTY TECHNOLOGY HOLDINGS INC
*W EXP 99/99/999
G4182A128
348
300000
SH
SOLE
300000
0
0
HABIT RESTAURANTS INC
COM CL A
40449J103
7930
448029
SH
SOLE
448029
0
0
HARMONIC INC
NOTE 4.000%12/0
413160AB8
6261
5000000
PRN
SOLE
0
0
0
HARMONY MERGER CORP
COM
413247107
14988
1467975
SH
SOLE
1467975
0
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
960
1811500
SH
SOLE
1811500
0
0
HEALTHSTREAM INC
COM
42222N103
7444
307222
SH
SOLE
307222
0
0
HONEYWELL INTL INC
COM
438516106
15009
120200
SH
SOLE
120200
0
0
HUDSON GLOBAL INC
COM
443787106
2153
1708765
SH
SOLE
1708765
0
0
HUNTER MARITIME ACQUISITION
UNIT 99/99/9999
Y37828103
5350
521468
SH
SOLE
521468
0
0
HUNTER MARITIME ACQUISITION
CL A
Y37828111
4278
433500
SH
SOLE
433500
0
0
HUNTER MARITIME ACQUISITION
*W EXP 99/99/999
Y37828129
191
216750
SH
SOLE
216750
0
0
IFRESH INC
COM
449538107
460
34065
SH
SOLE
34065
0
0
INPHI CORP
NOTE 1.125%12/0
45772FAB3
27612
20000000
PRN
SOLE
0
0
0
INPHI CORP
COM
45772F107
10057
206000
SH
SOLE
206000
0
0
INSPIRED ENTMT INC
*W EXP 10/20/202
45782N116
864
1191201
SH
SOLE
1191201
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
209747
120000000
PRN
SOLE
0
0
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
39113
30000000
PRN
SOLE
0
0
0
INVENSENSE INC
COM
46123D205
5052
400000
SH
SOLE
400000
0
0
IPG PHOTONICS CORP
COM
44980X109
6373
52800
SH
SOLE
52800
0
0
IRONWOOD PHARMACEUTICALS INC
DBCV 2.250% 6/1
46333XAD0
18702
15000000
PRN
SOLE
0
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
240590
1750000
SH
Put
SOLE
0
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
12613
160700
SH
SOLE
160700
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3939
100000
SH
Put
SOLE
0
0
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
27083
20000000
PRN
SOLE
0
0
0
JENSYN ACQUISITION CORP
COM
47632B102
4920
480000
SH
SOLE
480000
0
0
JENSYN ACQUISITION CORP
UNIT 99/99/9999
47632B201
3243
300000
SH
SOLE
300000
0
0
JENSYN ACQUISITION CORP
*W EXP 03/01/202
47632B110
120
480000
SH
SOLE
480000
0
0
JENSYN ACQUISITION CORP
RIGHT 99/99/9999
47632B128
167
452000
SH
SOLE
452000
0
0
JM GLOBAL HLDG CO
COM
46590H101
1051
105012
SH
SOLE
105012
0
0
JM GLOBAL HLDG CO
UNIT 99/99/9999
46590H200
508
48528
SH
SOLE
48528
0
0
JM GLOBAL HLDG CO
*W EXP 07/29/201
46590H119
37
95000
SH
SOLE
95000
0
0
KATE SPADE & CO
COM
485865109
8902
383200
SH
SOLE
383200
0
0
KATE SPADE & CO
COM
485865109
4646
200000
SH
Call
SOLE
0
0
0
KAYNE ANDERSON ACQUISITION
UNIT 06/30/2022
48661U201
11022
1100000
SH
SOLE
1100000
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
2
1000000
SH
SOLE
1000000
0
0
KLR ENERGY ACQUISITION CORP
CL A
49877M108
8448
818000
SH
SOLE
818000
0
0
KLR ENERGY ACQUISITION CORP
*W EXP 09/16/202
49877M116
577
495425
SH
SOLE
495425
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
18622
129800
SH
SOLE
129800
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
79534
37500000
PRN
SOLE
0
0
0
LANDCADIA HLDGS INC
UNIT 12/31/2021T
51476W206
9244
863885
SH
SOLE
863885
0
0
LANDCADIA HLDGS INC
CL A
51476W107
7350
737187
SH
SOLE
737187
0
0
LANDCADIA HLDGS INC
*W EXP 06/01/202
51476W115
647
937917
SH
SOLE
937917
0
0
LAS VEGAS SANDS CORP
COM
517834107
9690
169800
SH
SOLE
169800
0
0
LKQ CORP
COM
501889208
19532
667300
SH
SOLE
667300
0
0
LOWES COS INC
COM
548661107
18711
227600
SH
SOLE
227600
0
0
LUMOS NETWORKS CORP
COM
550283105
1770
100000
SH
SOLE
100000
0
0
M I ACQUISITIONS INC
COM
55304A104
5141
510500
SH
SOLE
510500
0
0
M I ACQUISITIONS INC
UNIT 99/99/9999
55304A203
1988
194500
SH
SOLE
194500
0
0
M I ACQUISITIONS INC
*W EXP 99/99/999
55304A112
171
510500
SH
SOLE
510500
0
0
M III ACQUISITION CORP
UNIT 99/99/9999T
55378T203
8648
858750
SH
SOLE
858750
0
0
M III ACQUISITION CORP
COM
55378T104
8487
865950
SH
SOLE
865950
0
0
M III ACQUISITION CORP
*W EXP 10/10/202
55378T112
282
866550
SH
SOLE
866550
0
0
MANITEX INTL INC
COM
563420108
2030
303057
SH
SOLE
303057
0
0
MATLIN & PARTNERS ACQUISITIO
UNIT 05/28/2021A
57682V205
19038
1900000
SH
SOLE
1900000
0
0
MATTERSIGHT CORP
COM
577097108
1359
400000
SH
SOLE
400000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
11135
125000
SH
Call
SOLE
0
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
3563
40000
SH
SOLE
40000
0
0
MEDICINES CO
NOTE 2.500% 1/1
584688AE5
26836
17000000
PRN
SOLE
0
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
86115
60000000
PRN
SOLE
0
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
12602
170800
SH
SOLE
170800
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
173882
57500000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
44317
15000000
PRN
SOLE
0
0
0
MIDCOAST ENERGY PARTNERS L P
COM UT LTD PTN
59564N103
2012
250000
SH
SOLE
250000
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
3070
50000
SH
SOLE
50000
0
0
MOHAWK INDS INC
COM
608190104
15605
68000
SH
SOLE
68000
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
12779
10000000
PRN
SOLE
0
0
0
MONDELEZ INTL INC
CL A
609207105
11601
269300
SH
SOLE
269300
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
504
30000
SH
SOLE
30000
0
0
MONSANTO CO NEW
COM
61166W101
13358
118000
SH
SOLE
118000
0
0
MONSANTO CO NEW
COM
61166W101
1698
15000
SH
Call
SOLE
0
0
0
NORTH AMERN ENERGY PARTNERS
COM
656844107
2128
430000
SH
SOLE
430000
0
0
NOVANTA INC
COM
67000B104
16976
639400
SH
SOLE
639400
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
54677
40000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
57868
50000000
PRN
SOLE
0
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
4658
45000
SH
SOLE
45000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1552
15000
SH
Put
SOLE
0
0
0
OCLARO INC
COM NEW
67555N206
13178
1341988
SH
SOLE
1341988
0
0
ON ASSIGNMENT INC
COM
682159108
12710
261900
SH
SOLE
261900
0
0
ORIGO ACQUISITION CORP
SHS
G67789126
3449
330000
SH
SOLE
330000
0
0
ORIGO ACQUISITION CORP
RIGHT 09/12/2017
G67789134
113
600200
SH
SOLE
600200
0
0
ORIGO ACQUISITION CORP
*W EXP 12/17/202
G67789118
41
363450
SH
SOLE
363450
0
0
PACIFIC SPL ACQUISITION CORP
SHS
G68588105
5489
530300
SH
SOLE
530300
0
0
PACIFIC SPL ACQUISITION CORP
RIGHT 03/15/2017
G68588113
284
668194
SH
SOLE
668194
0
0
PACIFIC SPL ACQUISITION CORP
*W EXP 10/20/202
G68588121
215
651100
SH
SOLE
651100
0
0
PANERA BREAD CO
CL A
69840W108
10187
38900
SH
SOLE
38900
0
0
PATTERN ENERGY GROUP INC
NOTE 4.000% 7/1
70338PAB6
9956
10000000
PRN
SOLE
0
0
0
PEPSICO INC
COM
713448108
356
3185
SH
SOLE
3185
0
0
PLAYA HOTELS & RESORTS NV
SHS
N70544106
7721
735377
SH
SOLE
735377
0
0
PLAYA HOTELS & RESORTS NV
*W EXP 03/10/202
N70544114
167
214732
SH
SOLE
214732
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
92666
700000
SH
Put
SOLE
0
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
7943
60000
SH
SOLE
60000
0
0
PRIVATEBANCORP INC
COM
742962103
2375
40000
SH
SOLE
40000
0
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
19746
1980553
SH
SOLE
1980553
0
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
601
1266157
SH
SOLE
1266157
0
0
REALOGY HLDGS CORP
COM
75605Y106
1311
44000
SH
SOLE
44000
0
0
RED LION HOTELS CORP
COM
756764106
3069
435351
SH
SOLE
435351
0
0
REYNOLDS AMERICAN INC
COM
761713106
3151
50000
SH
Call
SOLE
0
0
0
RITE AID CORP
COM
767754104
3251
765000
SH
SOLE
765000
0
0
RITE AID CORP
COM
767754104
1700
400000
SH
Put
SOLE
0
0
0
RITE AID CORP
COM
767754104
1062
250000
SH
Call
SOLE
0
0
0
SABAN CAP ACQUISITION CORP
UNIT 99/99/9999
78516C205
2037
192700
SH
SOLE
192700
0
0
SABAN CAP ACQUISITION CORP
COM CL A
78516C106
950
95048
SH
SOLE
95048
0
0
SABAN CAP ACQUISITION CORP
*W EXP 09/21/202
78516C114
64
48000
SH
SOLE
48000
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
15136
295000
SH
Put
SOLE
0
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
11865
500000
SH
Call
SOLE
0
0
0
SERVICE CORP INTL
COM
817565104
20903
676900
SH
SOLE
676900
0
0
SILVER RUN ACQUISITION
UNIT 99/99/9999
82812A202
15645
1500000
SH
SOLE
1500000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
154
30000
SH
Put
SOLE
0
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
3268
400000
SH
SOLE
400000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
483267
2050000
SH
Put
SOLE
0
0
0
SPDR SERIES TRUST
S&P HOMEBUILD
78464A888
25067
673300
SH
SOLE
673300
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
103501
10127258
SH
SOLE
10127258
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
3542
457002
SH
SOLE
457002
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
19585
2838381
SH
SOLE
2838381
0
0
SPS COMM INC
COM
78463M107
7545
129000
SH
SOLE
129000
0
0
STELLAR ACQUISITION III INC
COM
Y8172W107
1732
170100
SH
SOLE
170100
0
0
STELLAR ACQUISITION III INC
UNIT 03/22/2022
Y8172W123
1570
151000
SH
SOLE
151000
0
0
STELLAR ACQUISITION III INC
*W EXP 03/22/202
Y8172W115
78
232100
SH
SOLE
232100
0
0
STERIS PLC
SHS USD
G84720104
9506
136849
SH
SOLE
136849
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
13276
10000000
PRN
SOLE
0
0
0
SWIFT TRANSN CO
CL A
87074U101
3081
150000
SH
Call
SOLE
0
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
3098
35000
SH
SOLE
35000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
18601
121100
SH
SOLE
121100
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7680
50000
SH
Put
SOLE
0
0
0
TIME WARNER INC
COM NEW
887317303
4886
50000
SH
Call
SOLE
0
0
0
TIME WARNER INC
COM NEW
887317303
2443
25000
SH
SOLE
25000
0
0
TIME WARNER INC
COM NEW
887317303
449
4600
SH
Put
SOLE
0
0
0
TIPTREE INC
CL A
88822Q103
3166
433700
SH
SOLE
433700
0
0
TOTAL SYS SVCS INC
COM
891906109
28660
536100
SH
SOLE
536100
0
0
TRANSALTA CORP
COM
89346D107
22796
3896716
SH
SOLE
3896716
0
0
TRANSDIGM GROUP INC
COM
893641100
3809
17300
SH
Put
SOLE
0
0
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
35258
20000000
PRN
SOLE
0
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
636
20000
SH
SOLE
20000
0
0
UNI PIXEL INC
COM NEW
904572203
1105
1300000
SH
SOLE
1300000
0
0
UNITED STATES STL CORP NEW
COM
912909108
5072
150000
SH
Call
SOLE
0
0
0
VCA INC
COM
918194101
3660
40000
SH
SOLE
40000
0
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
14528
10000000
PRN
SOLE
0
0
0
VEECO INSTRS INC DEL
NOTE 2.700% 1/1
922417AD2
5211
5000000
PRN
SOLE
0
0
0
VERIFONE SYS INC
COM
92342Y109
9238
493200
SH
SOLE
493200
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
132911
52092000
PRN
SOLE
0
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2438
50000
SH
Call
SOLE
0
0
0
VIASAT INC
COM
92552V100
18685
292783
SH
SOLE
292783
0
0
VIAVI SOLUTIONS INC
COM
925550105
6190
577444
SH
SOLE
577444
0
0
VIVOPOWER INTERNATIONAL PLC
SHS
G9376R100
855
189894
SH
SOLE
189894
0
0
WESTAR ENERGY INC
COM
95709T100
2171
40000
SH
SOLE
40000
0
0
WGL HLDGS INC
COM
92924F106
6190
75000
SH
SOLE
75000
0
0
WHITEWAVE FOODS CO
COM
966244105
5615
100000
SH
SOLE
100000
0
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
6132
5000000
PRN
SOLE
0
0
0
ZELTIQ AESTHETICS INC
COM
98933Q108
1946
35000
SH
SOLE
35000
0
0