Chief Compliance Officer

0001062993-14-006710.txt : 20141114 0001062993-14-006710.hdr.sgml : 20141114 20141114163400 ACCESSION NUMBER: 0001062993-14-006710 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 141224757 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 09-30-2014 09-30-2014 Polar Securities Inc.

401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4

13F HOLDINGS REPORT 028-12489 N Robyn Schultz Chief Compliance Officer 416-369-4453 Robyn Schultz Toronto A6 11-13-2014 0 239 1943677 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 1347 CAP CORP COM 68245V103 3234 338246 SH SOLE 338246 0 0 1347 CAP CORP UNIT 99/99/9999 68245V202 2089 206871 SH SOLE 206871 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 80 200000 SH SOLE 200000 0 0 1347 CAP CORP *W EXP 07/15/202 68245V129 52 190000 SH SOLE 190000 0 0 ABM INDS INC COM 000957100 9531 371000 SH SOLE 371000 0 0 ABRAXAS PETE CORP COM 003830106 281 53300 SH SOLE 53300 0 0 ACTUA CORP COM 005094107 11047 689556 SH SOLE 689556 0 0 ACXIOM CORP COM 005125109 9597 579900 SH SOLE 579900 0 0 AEGEAN MARINE PETE NETWORK I NOTE 4.000%11/0 Y0020QAA9 4863 5000000 PRN SOLE 0 0 0 AK STL HLDG CORP COM 001547108 7209 900000 SH SOLE 900000 0 0 ALERE INC NOTE 3.000% 5/1 01449JAA3 2125 2000000 PRN SOLE 0 0 0 ALLIED NEVADA GOLD CORP COM 019344100 44 13300 SH SOLE 13300 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 25344 25000000 PRN SOLE 0 0 0 ALON USA ENERGY INC COM 020520102 7210 502100 SH SOLE 502100 0 0 AMBIT BIOSCIENCES CORP COM 02318X100 1540 100000 SH SOLE 100000 0 0 AMREIT INC NEW CL B 03216B208 574 25000 SH SOLE 25000 0 0 ANNIES INC COM 03600T104 3442 75000 SH SOLE 75000 0 0 ANNIES INC COM 03600T104 3213 70000 SH Call SOLE 0 0 0 APACHE CORP COM 037411105 28161 300000 SH Call SOLE 0 0 0 APACHE CORP COM 037411105 9387 100000 SH SOLE 100000 0 0 APOGEE ENTERPRISES INC COM 037598109 5246 131800 SH SOLE 131800 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 700 100000 SH SOLE 100000 0 0 ATHLON ENERGY INC COM 047477104 5241 90000 SH Call SOLE 0 0 0 ATHLON ENERGY INC COM 047477104 582 10000 SH SOLE 10000 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 2529 76577 SH SOLE 76577 0 0 ATMEL CORP COM 049513104 5080 628704 SH SOLE 628704 0 0 AURICO GOLD INC COM 05155C105 2831 833334 SH SOLE 833334 0 0 AUXILIUM PHARMACEUTICALS INC NOTE 1.500% 7/1 05334DAA5 3300 2500000 PRN SOLE 0 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 11009 11550000 PRN SOLE 0 0 0 B2GOLD CORP COM 11777Q209 28 13800 SH SOLE 13800 0 0 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 654 100000 SH SOLE 100000 0 0 BASIC ENERGY SVCS INC NEW COM 06985P100 228 10500 SH SOLE 10500 0 0 BAYTEX ENERGY CORP COM 07317Q105 284 7509 SH SOLE 7509 0 0 BIO RAD LABS INC CL A 090572207 20312 179114 SH SOLE 179114 0 0 BIOLIFE SOLUTIONS INC COM NEW 09062W204 117 55800 SH SOLE 55800 0 0 BOLT TECHNOLOGY CORP COM 097698104 1646 75000 SH SOLE 75000 0 0 BOULEVARD ACQUISITION CORP COM 10157P104 9763 1006451 SH SOLE 1006451 0 0 BOULEVARD ACQUISITION CORP *W EXP 02/19/201 10157P112 69 106135 SH SOLE 106135 0 0 BRUNSWICK CORP COM 117043109 10594 251400 SH SOLE 251400 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 10243 595200 SH SOLE 595200 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 2809 288215 SH SOLE 288215 0 0 CAMBRIDGE CAP ACQUISITION CO UNIT 03/17/2014 13215Q205 908 89297 SH SOLE 89297 0 0 CAMBRIDGE CAP ACQUISITION CO *W EXP 12/17/201 13215Q114 30 81237 SH SOLE 81237 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 1619 165010 SH SOLE 165010 0 0 CAPITOL ACQUISITION CORP II UNIT 99/99/9999 14056V204 133 13168 SH SOLE 13168 0 0 CARDTRONICS INC COM 14161H108 13657 387972 SH SOLE 387972 0 0 CARMIKE CINEMAS INC COM 143436400 6105 197058 SH SOLE 197058 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 216 2409 SH SOLE 2409 0 0 CENOVUS ENERGY INC COM 15135U109 508 18887 SH SOLE 18887 0 0 CENTRAL FD CDA LTD CL A 153501101 35066 2848609 SH SOLE 2848609 0 0 CENTRAL GARDEN & PET CO COM 153527106 271 35000 SH SOLE 35000 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 10118 244566 SH SOLE 244566 0 0 CENTURY ALUM CO COM 156431108 367 14142 SH SOLE 14142 0 0 CHART ACQUISITION CORP COM 161151105 7275 733347 SH SOLE 733347 0 0 CHART ACQUISITION CORP *W EXP 12/19/201 161151113 40 73192 SH SOLE 73192 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 2693 4040 SH SOLE 4040 0 0 CHIQUITA BRANDS INTL INC COM 170032809 284 20000 SH SOLE 20000 0 0 CIMAREX ENERGY CO COM 171798101 15690 124000 SH SOLE 124000 0 0 CIS ACQUISITION LTD SHS SER A G21490209 7799 749900 SH SOLE 749900 0 0 CIS ACQUISITION LTD *W EXP 12/18/201 G21490118 12 29000 SH SOLE 29000 0 0 COLLABRIUM JAPAN ACQUISITN C *W EXP 04/01/201 G2266G110 104 521421 SH SOLE 521421 0 0 COMCAST CORP NEW CL A 20030N101 605 11249 SH SOLE 11249 0 0 COMMSCOPE HLDG CO INC COM 20337X109 5498 229945 SH SOLE 229945 0 0 COMPUWARE CORP COM 205638109 3183 300000 SH SOLE 300000 0 0 CONCUR TECHNOLOGIES INC NOTE 0.500% 6/1 206708AC3 13050 10000000 PRN SOLE 0 0 0 CONVERSANT INC COM 21249J105 342 10000 SH SOLE 10000 0 0 COTT CORP QUE COM 22163N106 239 34800 SH SOLE 34800 0 0 CUBIST PHARMACEUTICALS INC NOTE 2.500%11/0 229678AD9 93394 39975000 PRN SOLE 0 0 0 DEERE & CO COM 244199105 14348 175000 SH Put SOLE 0 0 0 DELEK US HLDGS INC COM 246647101 397 11994 SH SOLE 11994 0 0 DENTSPLY INTL INC NEW COM 249030107 14916 327115 SH SOLE 327115 0 0 DINEEQUITY INC COM 254423106 7878 96560 SH SOLE 96560 0 0 DISH NETWORK CORP CL A 25470M109 16855 261000 SH Put SOLE 0 0 0 DISH NETWORK CORP CL A 25470M109 16855 261000 SH SOLE 261000 0 0 DOLLAR GEN CORP NEW COM 256677105 1528 25000 SH Put SOLE 0 0 0 DOMINION DIAMOND CORP COM 257287102 224 15800 SH SOLE 15800 0 0 DRESSER-RAND GROUP INC COM 261608103 3290 40000 SH SOLE 40000 0 0 E M C CORP MASS COM 268648102 439 15000 SH Call SOLE 0 0 0 EARTHLINK HLDGS CORP COM 27033X101 75 21800 SH SOLE 21800 0 0 EASTMAN CHEM CO COM 277432100 14560 180000 SH SOLE 180000 0 0 EINSTEIN NOAH REST GROUP INC COM 28257U104 202 10000 SH SOLE 10000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 883 20000 SH SOLE 20000 0 0 EMCORE CORP COM NEW 290846203 1707 300000 SH SOLE 300000 0 0 ENDO INTL PLC SHS G30401106 1367 20000 SH Call SOLE 0 0 0 ENERPLUS CORP COM 292766102 601 31700 SH SOLE 31700 0 0 ENTEGRIS INC COM 29362U104 10603 922000 SH SOLE 922000 0 0 ENVISION HEALTHCARE HLDGS IN COM 29413U103 3815 110000 SH SOLE 110000 0 0 EXFO INC SUB VTG SHS 302046107 5662 1352962 SH SOLE 1352962 0 0 FAMILY DLR STORES INC COM 307000109 2510 32500 SH SOLE 32500 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 4587 444500 SH SOLE 444500 0 0 GALENA BIOPHARMA INC COM 363256108 26 12500 SH Call SOLE 0 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 11883 1246910 SH SOLE 1246910 0 0 GARNERO GROUP ACQUISITION CO UNIT 99/99/9999 G5866L124 4765 476501 SH SOLE 476501 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 336 1200000 SH SOLE 1200000 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 150 1200000 SH SOLE 1200000 0 0 GFI GROUP INC COM 361652209 298 55000 SH SOLE 55000 0 0 GLOBAL DEFENSE & NATL SEC SY COM 37953N108 11648 1128686 SH SOLE 1128686 0 0 GLOBAL PMTS INC COM 37940X102 18169 260000 SH SOLE 260000 0 0 GLOBUS MED INC CL A 379577208 4772 242600 SH SOLE 242600 0 0 GREEN PLAINS INC COM 393222104 366 9792 SH SOLE 9792 0 0 GREENBRIER COS INC NOTE 3.500% 4/0 393657AH4 26304 13000000 PRN SOLE 0 0 0 GSI GROUP INC CDA NEW COM NEW 36191C205 17818 1550700 SH SOLE 1550700 0 0 HALCON RES CORP COM NEW 40537Q209 61 15400 SH SOLE 15400 0 0 HENNESSY CAP ACQUISITION COR UNIT 99/99/9999 425886207 2117 203122 SH SOLE 203122 0 0 HENNESSY CAP ACQUISITION COR COM 425886108 512 52200 SH SOLE 52200 0 0 HENNESSY CAP ACQUISITION COR *W EXP 01/23/201 425886116 25 39070 SH SOLE 39070 0 0 HF2 FINL MGMT INC CL A 40421A104 21791 2095305 SH SOLE 2095305 0 0 HOMEAWAY INC COM 43739Q100 5176 145800 SH SOLE 145800 0 0 HUDSON GLOBAL INC COM 443787106 6147 1626264 SH SOLE 1626264 0 0 ICON PLC SHS G4705A100 5437 95000 SH SOLE 95000 0 0 INCONTACT INC COM 45336E109 16433 1889954 SH SOLE 1889954 0 0 INFINERA CORPORATION COM 45667G103 14483 1357400 SH SOLE 1357400 0 0 INSULET CORP NOTE 2.000% 6/1 45784PAD3 7464 7000000 PRN SOLE 0 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 648 10000 SH SOLE 10000 0 0 INTERFACE INC COM 458665304 11502 712657 SH SOLE 712657 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 2551 65000 SH SOLE 65000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 30018 30000000 PRN SOLE 0 0 0 KAR AUCTION SVCS INC COM 48238T109 27095 946400 SH SOLE 946400 0 0 KINDER MORGAN INC DEL COM 49456B101 10544 275000 SH SOLE 275000 0 0 KINDER MORGAN INC DEL COM 49456B101 9585 250000 SH Put SOLE 0 0 0 KINROSS GOLD CORP COM NO PAR 496902404 54 16300 SH SOLE 16300 0 0 KIRKLANDS INC COM 497498105 15113 938134 SH SOLE 938134 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 3715 216500 SH SOLE 216500 0 0 LA Z BOY INC COM 505336107 18852 952597 SH SOLE 952597 0 0 LANDS END INC NEW COM 51509F105 6411 155900 SH SOLE 155900 0 0 LAS VEGAS SANDS CORP COM 517834107 8902 143100 SH SOLE 143100 0 0 LAS VEGAS SANDS CORP COM 517834107 6221 100000 SH Call SOLE 0 0 0 LEVY ACQUISITION CORP COM 52748T104 5365 554256 SH SOLE 554256 0 0 LEVY ACQUISITION CORP UNIT 99/99/9999 52748T203 457 45279 SH SOLE 45279 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 1887 40000 SH SOLE 40000 0 0 LORILLARD INC COM 544147101 599 10000 SH Call SOLE 0 0 0 LORILLARD INC COM 544147101 300 5000 SH SOLE 5000 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 2796 2500000 PRN SOLE 0 0 0 MANITEX INTL INC COM 563420108 8045 712538 SH SOLE 712538 0 0 MARATHON PETE CORP COM 56585A102 21168 250000 SH SOLE 250000 0 0 MASTERCARD INC CL A 57636Q104 15080 204000 SH SOLE 204000 0 0 MATRIX SVC CO COM 576853105 2465 102200 SH SOLE 102200 0 0 MAXIMUS INC COM 577933104 16120 401703 SH SOLE 401703 0 0 MEASUREMENT SPECIALTIES INC COM 583421102 1712 20000 SH SOLE 20000 0 0 MEDICAL ACTION INDS INC COM 58449L100 285 20662 SH SOLE 20662 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 4751 4061000 PRN SOLE 0 0 0 MERGEWORTHRX CORP COM 58952R106 8330 1012145 SH SOLE 1012145 0 0 METLIFE INC COM 59156R108 21219 395000 SH SOLE 395000 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 178365 50000000 PRN SOLE 0 0 0 MIDSTATES PETE CO INC COM 59804T100 306 60600 SH SOLE 60600 0 0 MILLER HERMAN INC COM 600544100 9373 314000 SH SOLE 314000 0 0 MISTRAS GROUP INC COM 60649T107 10975 538000 SH SOLE 538000 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 5894 5000000 PRN SOLE 0 0 0 MOLYCORP INC DEL NOTE 5.500% 2/0 608753AH2 817 2400000 PRN SOLE 0 0 0 MOLYCORP INC DEL COM 608753109 523 439094 SH SOLE 439094 0 0 MOTORCAR PTS AMER INC COM 620071100 5371 197400 SH SOLE 197400 0 0 MOVE INC COM NEW 62458M207 14965 714000 SH SOLE 714000 0 0 MUELLER WTR PRODS INC COM SER A 624758108 22422 2708000 SH SOLE 2708000 0 0 MULTIMEDIA GAMES HLDG CO INC COM 625453105 1664 46200 SH Call SOLE 0 0 0 MULTIMEDIA GAMES HLDG CO INC COM 625453105 540 15000 SH Put SOLE 0 0 0 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 56 20800 SH SOLE 20800 0 0 NEVSUN RES LTD COM 64156L101 427 118200 SH SOLE 118200 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 2673 160745 SH SOLE 160745 0 0 NEWPORT CORP COM 651824104 29101 1642288 SH SOLE 1642288 0 0 NEWS CORP NEW CL B 65249B208 1613 100000 SH SOLE 100000 0 0 NORANDA ALUM HLDG CORP COM 65542W107 130 28700 SH SOLE 28700 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 6246 970000 SH SOLE 970000 0 0 NORTH ATLANTIC DRILLING LTD COM G6613P202 327 49100 SH SOLE 49100 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 262 18400 SH SOLE 18400 0 0 OMNOVA SOLUTIONS INC COM 682129101 2685 500000 SH SOLE 500000 0 0 PAN AMERICAN SILVER CORP COM 697900108 147 13400 SH SOLE 13400 0 0 PANDORA MEDIA INC COM 698354107 2416 100000 SH Call SOLE 0 0 0 PARSLEY ENERGY INC CL A 701877102 241 11300 SH SOLE 11300 0 0 PENGROWTH ENERGY CORP COM 70706P104 520 99300 SH SOLE 99300 0 0 PENGROWTH ENERGY CORP COM 70706P104 411 79000 SH Put SOLE 0 0 0 PENN WEST PETE LTD NEW COM 707887105 308 45500 SH SOLE 45500 0 0 PEREGRINE SEMICONDUCTOR CORP COM 71366R703 2474 200000 SH SOLE 200000 0 0 PERKINELMER INC COM 714046109 17135 393000 SH SOLE 393000 0 0 PIKE CORP COM 721283109 1189 100000 SH SOLE 100000 0 0 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 10763 8000000 PRN SOLE 0 0 0 PROTECTIVE LIFE CORP COM 743674103 2082 30000 SH SOLE 30000 0 0 QUARTET MERGER CORP COM 747717106 16320 1600000 SH SOLE 1600000 0 0 QUARTET MERGER CORP RIGHT 99/99/9999 747717205 46 54700 SH SOLE 54700 0 0 RED ROBIN GOURMET BURGERS IN COM 75689M101 3642 64000 SH SOLE 64000 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 21546 315000 SH SOLE 315000 0 0 REX AMERICAN RESOURCES CORP COM 761624105 293 4015 SH SOLE 4015 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 10405 456580 SH SOLE 456580 0 0 ROI ACQUISITION CORP II *W EXP 09/17/201 74966G119 30 94017 SH SOLE 94017 0 0 RYDER SYS INC COM 783549108 10275 114200 SH SOLE 114200 0 0 SAFEWAY INC COM NEW 786514208 1715 50000 SH SOLE 50000 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 402 9724 SH SOLE 9724 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 27186 300000 SH Call SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 22555 500000 SH Put SOLE 0 0 0 SIGMA ALDRICH CORP COM 826552101 2720 20000 SH SOLE 20000 0 0 SILVER BULL RES INC COM 827458100 69 312500 SH SOLE 312500 0 0 SILVER EAGLE ACQUISITION COR COM 827694100 14118 1420371 SH SOLE 1420371 0 0 SILVER EAGLE ACQUISITION COR UNIT 99/99/9999 827694209 1254 120763 SH SOLE 120763 0 0 SILVER EAGLE ACQUISITION COR *W EXP 07/26/202 827694118 11 25000 SH SOLE 25000 0 0 SINO MERCURY ACQUISITION COR UNIT 99/99/9999 82936K201 4000 400000 SH SOLE 400000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 187169 950000 SH Put SOLE 0 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 11225 10000000 PRN SOLE 0 0 0 SPECTRANETICS CORP COM 84760C107 10497 395087 SH SOLE 395087 0 0 SPRINT CORP COM SER 1 85207U105 440 69400 SH Put SOLE 0 0 0 SPRINT CORP COM SER 1 85207U105 440 69400 SH SOLE 69400 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 39302 3942055 SH SOLE 3942055 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 16484 1862578 SH SOLE 1862578 0 0 SWIFT ENERGY CO COM 870738101 220 22900 SH SOLE 22900 0 0 SWIFT TRANSN CO CL A 87074U101 6523 310900 SH SOLE 310900 0 0 SYNOPSYS INC COM 871607107 10591 266800 SH SOLE 266800 0 0 TAMINCO CORP COM 87509U106 1305 50000 SH SOLE 50000 0 0 TANDEM DIABETES CARE INC COM 875372104 3303 246100 SH SOLE 246100 0 0 TANGOE INC COM 87582Y108 15081 1113000 SH SOLE 1113000 0 0 TASER INTL INC COM 87651B104 4122 267000 SH SOLE 267000 0 0 TECHNE CORP COM 878377100 7447 79609 SH SOLE 79609 0 0 TECNOGLASS INC SHS G87264100 6484 588404 SH SOLE 588404 0 0 TEEKAY TANKERS LTD CL A Y8565N102 59 15700 SH SOLE 15700 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 34662 20000000 PRN SOLE 0 0 0 TELENAV INC COM 879455103 2291 342000 SH SOLE 342000 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 3892 400000 SH SOLE 400000 0 0 TERRAPIN 3 ACQUISITION CORP UNIT 06/27/2019 88104P203 1319 131278 SH SOLE 131278 0 0 TERRAPIN 3 ACQUISITION CORP *W EXP 06/27/201 88104P112 125 390000 SH SOLE 390000 0 0 TESARO INC NOTE 3.000%10/0 881569AA5 12510 12000000 PRN SOLE 0 0 0 TIBCO SOFTWARE INC COM 88632Q103 591 25000 SH SOLE 25000 0 0 TIME WARNER CABLE INC COM 88732J207 1435 10000 SH SOLE 10000 0 0 TIPTREE FINL INC CL A 88822Q103 1164 140954 SH SOLE 140954 0 0 TRANSGLOBE ENERGY CORP COM 893662106 3304 543500 SH SOLE 543500 0 0 TRIANGLE PETE CORP COM NEW 89600B201 171 15500 SH SOLE 15500 0 0 TRIMAS CORP COM NEW 896215209 9927 408000 SH SOLE 408000 0 0 TRINITY BIOTECH PLC SPON ADR NEW 896438306 2921 159862 SH SOLE 159862 0 0 TRINSEO S A SHS L9340P101 6754 429400 SH SOLE 429400 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1519 15000 SH SOLE 15000 0 0 TUMI HLDGS INC COM 89969Q104 10338 508000 SH SOLE 508000 0 0 U S G CORP COM NEW 903293405 10152 369300 SH SOLE 369300 0 0 UNIVERSAL FST PRODS INC COM 913543104 10767 252088 SH SOLE 252088 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5773 44000 SH SOLE 44000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 2624 20000 SH Call SOLE 0 0 0 VALUEVISION MEDIA INC CL A 92047K107 8961 1746709 SH SOLE 1746709 0 0 VCA INC COM 918194101 5632 143200 SH SOLE 143200 0 0 VIGGLE INC COM NEW 92672V204 106 30000 SH SOLE 30000 0 0 WL ROSS HLDG CORP UNIT 99/99/9999 92939D203 3792 354405 SH SOLE 354405 0 0 WL ROSS HLDG CORP COM SHS 92939D104 1636 165391 SH SOLE 165391 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 59 72228 SH SOLE 72228 0 0 XCERRA CORP COM 98400J108 1958 200000 SH SOLE 200000 0 0 YELP INC CL A 985817105 6825 100000 SH Call SOLE 0 0 0