0001062993-13-005744.txt : 20131114 0001062993-13-005744.hdr.sgml : 20131114 20131114161305 ACCESSION NUMBER: 0001062993-13-005744 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 EFFECTIVENESS DATE: 20131114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Polar Securities Inc. CENTRAL INDEX KEY: 0001326389 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12489 FILM NUMBER: 131219990 BUSINESS ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 401 BAY STREET STREET 2: SUITE 1900, P.O. BOX 19 CITY: TORONTO STATE: A6 ZIP: M5H 2Y4 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326389 XXXXXXXX 09-30-2013 09-30-2013 Polar Securities Inc.
401 BAY STREET SUITE 1900, P.O. BOX 19 TORONTO A6 M5H 2Y4
13F HOLDINGS REPORT 028-12489 N
Robyn Schultz Chief Compliance Officer 416-369-4453 Robyn Schultz Toronto A6 11-14-2013 0 182 2358534 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ACTIVE NETWORK INC COM 00506D100 2504 175000 SH SOLE 175000 0 0 ALLIANCE DATA SYSTEMS CORP NOTE 4.750% 5/1 018581AC2 266750 60000000 PRN SOLE 0 0 0 AMERICAN WOODMARK CORP COM 030506109 9848 284217 SH SOLE 284217 0 0 ANDINA ACQUISITION CORP COM G0440W100 5186 515000 SH SOLE 515000 0 0 ANDINA ACQUISITION CORP *W EXP 03/16/201 G0440W126 227 413420 SH SOLE 413420 0 0 APACHE CORP COM 037411105 17328 203520 SH SOLE 203520 0 0 APOGEE ENTERPRISES INC COM 037598109 4192 141461 SH SOLE 141461 0 0 AQUASITION CORP COM Y0192H103 6764 674396 SH SOLE 674396 0 0 AQUASITION CORP *W EXP 99/99/999 Y0192H111 131 478059 SH SOLE 478059 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 2497 543907 SH SOLE 543907 0 0 ARMOUR RESIDENTIAL REIT INC *W EXP 11/07/201 042315119 1 305800 SH SOLE 305800 0 0 ASCENT CAP GROUP INC NOTE 4.000% 7/1 043632AA6 5203 5000000 PRN SOLE 0 0 0 ASTEX PHARMACEUTICALS INC COM 04624B103 2486 292800 SH SOLE 292800 0 0 ASTEX PHARMACEUTICALS INC COM 04624B103 1094 128900 SH Call SOLE 0 0 0 BANNER CORP COM NEW 06652V208 1336 35000 SH Call SOLE 0 0 0 BELLATRIX EXPLORATION LTD COM 078314101 11415 1500000 SH SOLE 1500000 0 0 BGS ACQUISITION CORP SH G1082J100 5366 530200 SH SOLE 530200 0 0 BGS ACQUISITION CORP *W EXP 03/21/201 G1082J118 38 174800 SH SOLE 174800 0 0 BIO RAD LABS INC CL A 090572207 14930 127002 SH SOLE 127002 0 0 BLACKBERRY LTD COM 09228F103 2056 253800 SH Call SOLE 0 0 0 BOISE INC COM 09746Y105 428 34000 SH Call SOLE 0 0 0 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 8246 7000000 PRN SOLE 0 0 0 BROOKFIELD RESIDENTIAL PPTYS COM 11283W104 14841 622252 SH SOLE 622252 0 0 BRUKER CORP COM 116794108 11839 573305 SH SOLE 573305 0 0 BRUNSWICK CORP COM 117043109 1996 50000 SH SOLE 50000 0 0 CAMBREX CORP COM 132011107 6333 479800 SH SOLE 479800 0 0 CAPITALSOURCE INC COM 14055X102 1234 103900 SH SOLE 103900 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 1448 150000 SH SOLE 150000 0 0 CARMIKE CINEMAS INC COM 143436400 14460 654891 SH SOLE 654891 0 0 CATAMARAN CORP COM 148887102 10220 222419 SH SOLE 222419 0 0 CELESTICA INC SUB VTG SHS 15101Q108 13236 1200000 SH SOLE 1200000 0 0 CENTRAL FD CDA LTD CL A 153501101 40486 2754129 SH SOLE 2754129 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 9860 213516 SH SOLE 213516 0 0 CHART ACQUISITION CORP COM 161151105 6629 669625 SH SOLE 669625 0 0 CHART INDS INC NOTE 2.000% 8/0 16115QAC4 28003 15000000 PRN SOLE 0 0 0 CIMAREX ENERGY CO COM 171798101 14942 155000 SH SOLE 155000 0 0 CIS ACQUISITION LTD SHS SER A G21490209 7575 750000 SH SOLE 750000 0 0 CIS ACQUISITION LTD *W EXP 99/99/999 G21490118 91 249149 SH SOLE 249149 0 0 COLLABRIUM JAPAN ACQUISITN C SHS G2266G102 7169 713370 SH SOLE 713370 0 0 COLLABRIUM JAPAN ACQUISITN C *W EXP 99/99/999 G2266G110 133 501759 SH SOLE 501759 0 0 COMMERCIAL VEH GROUP INC COM 202608105 5611 705777 SH SOLE 705777 0 0 CORNERSTONE THERAPEUTICS INC COM 21924P103 736 78213 SH SOLE 78213 0 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 13743 189249 SH SOLE 189249 0 0 CUBIST PHARMACEUTICALS INC NOTE 2.500%11/0 229678AD9 50760 22500000 PRN SOLE 0 0 0 DECKERS OUTDOOR CORP COM 243537107 6922 105000 SH SOLE 105000 0 0 DELL INC COM 24702R101 1812 131800 SH Call SOLE 0 0 0 DELL INC COM 24702R101 1115 81100 SH Put SOLE 0 0 0 DENTSPLY INTL INC NEW COM 249030107 18887 435032 SH SOLE 435032 0 0 DINEEQUITY INC COM 254423106 10336 149800 SH SOLE 149800 0 0 EBAY INC COM 278642103 9206 165000 SH SOLE 165000 0 0 EDWARDS GROUP LTD SPONSORED ADR 281736108 1822 185000 SH SOLE 185000 0 0 ELAN PLC ADR 284131208 1558 100000 SH SOLE 100000 0 0 ELAN PLC ADR 284131208 779 50000 SH Put SOLE 0 0 0 ELDORADO GOLD CORP NEW COM 284902103 3355 500000 SH SOLE 500000 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 18664 589150 SH SOLE 589150 0 0 EMCOR GROUP INC COM 29084Q100 11790 301300 SH SOLE 301300 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 5112 1188800 SH SOLE 1188800 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 15709 520000 SH SOLE 520000 0 0 ENTEGRIS INC COM 29362U104 9645 949318 SH SOLE 949318 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 7971 286000 SH SOLE 286000 0 0 EXFO INC SUB VTG SHS 302046107 11296 2046427 SH SOLE 2046427 0 0 FAMILY DLR STORES INC COM 307000109 7937 110200 SH Call SOLE 0 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 532 20000 SH SOLE 20000 0 0 FINISAR CORP COM NEW 31787A507 6336 280000 SH SOLE 280000 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 12271 1034662 SH SOLE 1034662 0 0 FLOW INTL CORP COM 343468104 1995 500000 SH SOLE 500000 0 0 FOOT LOCKER INC COM 344849104 12748 375600 SH SOLE 375600 0 0 GLOBAL PMTS INC COM 37940X102 14190 277800 SH SOLE 277800 0 0 GLOBECOMM SYSTEMS INC COM 37956X103 2102 150000 SH SOLE 150000 0 0 GLOBUS MED INC CL A 379577208 7723 442300 SH SOLE 442300 0 0 GRAN TIERRA ENERGY INC COM 38500T101 9158 1291648 SH SOLE 1291648 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 27002 769283 SH SOLE 769283 0 0 GSI GROUP INC CDA NEW COM NEW 36191C205 19547 2048924 SH SOLE 2048924 0 0 HEALTH MGMT ASSOC INC NEW CL A 421933102 264 20600 SH Put SOLE 0 0 0 HEARTLAND PMT SYS INC COM 42235N108 14085 354596 SH SOLE 354596 0 0 HF2 FINL MGMT INC CL A 40421A104 13413 1325357 SH SOLE 1325357 0 0 HI-TECH PHARMACAL INC COM 42840B101 3236 75000 SH SOLE 75000 0 0 HUDSON GLOBAL INC COM 443787106 5452 1682654 SH SOLE 1682654 0 0 HYDE PK ACQUISITION CORP II COM 448640102 6349 611668 SH SOLE 611668 0 0 ICG GROUP INC COM 44928D108 13674 963604 SH SOLE 963604 0 0 INCONTACT INC COM 45336E109 9081 1100727 SH SOLE 1100727 0 0 INFINERA CORPORATION COM 45667G103 6800 600721 SH SOLE 600721 0 0 INFINITY CROSS BORDER ACQUIS SHS G4772R101 4170 528199 SH SOLE 528199 0 0 INTUIT COM 461202103 19243 290200 SH SOLE 290200 0 0 ISHARES RUSSELL 2000 ETF 464287655 21322 200000 SH Put SOLE 0 0 0 KAR AUCTION SVCS INC COM 48238T109 17377 616000 SH SOLE 616000 0 0 KAYDON CORP COM 486587108 3374 95000 SH SOLE 95000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 4351 861600 SH SOLE 861600 0 0 KIRKLANDS INC COM 497498105 11935 647209 SH SOLE 647209 0 0 LAS VEGAS SANDS CORP COM 517834107 5314 80000 SH SOLE 80000 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 7575 1698400 SH SOLE 1698400 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 5832 369100 SH Put SOLE 0 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 2133 135000 SH SOLE 135000 0 0 LENDER PROCESSING SVCS INC COM 52602E102 1996 60000 SH SOLE 60000 0 0 LIFELOCK INC COM 53224V100 1479 99700 SH SOLE 99700 0 0 M/I HOMES INC NOTE 3.250% 9/1 55292PAA3 4612 4000000 PRN SOLE 0 0 0 MAKO SURGICAL CORP COM 560879108 2213 75000 SH SOLE 75000 0 0 MARATHON PETE CORP COM 56585A102 9648 150000 SH SOLE 150000 0 0 MCMORAN EXPLORATION CO NOTE 5.250%10/0 582411AM6 2031 2000000 PRN SOLE 0 0 0 MEDIFAST INC COM 58470H101 4754 176800 SH SOLE 176800 0 0 MEDWORTH ACQUISITION CORP COM 58508R105 6479 803846 SH SOLE 803846 0 0 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 4631 3500000 PRN SOLE 0 0 0 METLIFE INC COM 59156R108 13226 281700 SH SOLE 281700 0 0 MICRON TECHNOLOGY INC NOTE 2.375% 5/0 595112AW3 47828 25000000 PRN SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 15152 8000000 PRN SOLE 0 0 0 MOLEX INC CL A 608554200 1914 50000 SH SOLE 50000 0 0 MOLEX INC COM 608554101 963 25000 SH SOLE 25000 0 0 MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 6014 7500000 PRN SOLE 0 0 0 MOLYCORP INC DEL NOTE 5.500% 2/0 608753AH2 5692 5500000 PRN SOLE 0 0 0 MOLYCORP INC DEL COM 608753109 732 111634 SH SOLE 111634 0 0 MOTORCAR PTS AMER INC COM 620071100 3484 275000 SH SOLE 275000 0 0 MOVE INC COM NEW 62458M207 16739 986932 SH SOLE 986932 0 0 MYRIAD GENETICS INC COM 62855J104 8225 350000 SH Call SOLE 0 0 0 NEONODE INC COM NEW 64051M402 1284 200000 SH SOLE 200000 0 0 NEW GOLD INC CDA COM 644535106 6251 1045259 SH SOLE 1045259 0 0 NEWMONT MINING CORP COM 651639106 3934 140000 SH SOLE 140000 0 0 NEWPORT CORP COM 651824104 21779 1393422 SH SOLE 1393422 0 0 NXP SEMICONDUCTORS N V COM N6596X109 11022 296200 SH SOLE 296200 0 0 ONYX PHARMACEUTICALS INC NOTE 4.000% 8/1 683399AB5 24061 7500000 PRN SOLE 0 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 1446 114846 SH SOLE 114846 0 0 ORGANOVO HLDGS INC COM 68620A104 2423 420000 SH SOLE 420000 0 0 OWENS CORNING NEW COM 690742101 15222 400800 SH SOLE 400800 0 0 PIXELWORKS INC COM NEW 72581M305 887 220600 SH SOLE 220600 0 0 PRICELINE COM INC NOTE 1.250% 3/1 741503AN6 95724 28703000 PRN SOLE 0 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 2900 50000 SH Put SOLE 0 0 0 QUINPARIO ACQUISITION CORP UNIT 99/99/9999 74874R207 20396 2005500 SH SOLE 2005500 0 0 RANDGOLD RES LTD ADR 752344309 3906 54600 SH SOLE 54600 0 0 REGAL BELOIT CORP COM 758750103 6413 94400 SH SOLE 94400 0 0 REGIONAL MGMT CORP COM 75902K106 7950 250000 SH SOLE 250000 0 0 REXNORD CORP NEW COM 76169B102 18601 894288 SH SOLE 894288 0 0 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 9669 342400 SH SOLE 342400 0 0 ROYAL GOLD INC COM 780287108 4379 90000 SH SOLE 90000 0 0 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 5184 5000000 PRN SOLE 0 0 0 RYDER SYS INC COM 783549108 26126 437626 SH SOLE 437626 0 0 SAEXPLORATION HLDGS INC COM 78636X105 4658 489812 SH SOLE 489812 0 0 SAKS INC COM 79377W108 1992 125000 SH SOLE 125000 0 0 SELECT COMFORT CORP COM 81616X103 11924 489700 SH SOLE 489700 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 8984 187606 SH SOLE 187606 0 0 SHFL ENTMT INC COM 78423R105 1723 75000 SH SOLE 75000 0 0 SHIP FINANCE INTERNATIONAL L NOTE 3.250% 2/0 G81075AE6 5050 5000000 PRN SOLE 0 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 460 30100 SH SOLE 30100 0 0 SILVER BULL RES INC COM 827458100 112 312500 SH SOLE 312500 0 0 SILVER STD RES INC COM 82823L106 852 138552 SH SOLE 138552 0 0 SMITHFIELD FOODS INC COM 832248108 0 385800 SH Call SOLE 0 0 0 SODASTREAM INTERNATIONAL LTD USD SHS M9068E105 6236 100000 SH Call SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 12818 100000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 243614 1450000 SH Put SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 100806 600000 SH Call SOLE 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 19390 543900 SH SOLE 543900 0 0 SPEED COMM INC COM 84764T106 1312 400000 SH SOLE 400000 0 0 SPRINT CORP COM SER 1 85207U105 945 152000 SH Put SOLE 0 0 0 SPRINT CORP COM SER 1 85207U105 229 36800 SH Call SOLE 0 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 47428 4301860 SH SOLE 4301860 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 17228 1933526 SH SOLE 1933526 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 2108 241518 SH SOLE 241518 0 0 STANLEY BLACK & DECKER INC COM 854502101 9600 106000 SH SOLE 106000 0 0 STEWART ENTERPRISES INC NOTE 3.375% 7/1 860370AK1 9105 6987000 PRN SOLE 0 0 0 STEWART ENTERPRISES INC NOTE 3.125% 7/1 860370AH8 5919 4781000 PRN SOLE 0 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 10494 10000000 PRN SOLE 0 0 0 SUPERCONDUCTOR TECHNOLOGIES COM PAR $0.001 867931404 113 69483 SH SOLE 69483 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 11751 469300 SH SOLE 469300 0 0 SYNALLOY CP DEL COM 871565107 4504 275000 SH SOLE 275000 0 0 SYNOPSYS INC COM 871607107 14017 371800 SH SOLE 371800 0 0 TAHOE RES INC COM 873868103 18508 1032787 SH SOLE 1032787 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 3361 185000 SH SOLE 185000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 2766 2500000 PRN SOLE 0 0 0 TECHNE CORP COM 878377100 5861 73202 SH SOLE 73202 0 0 TELEFLEX INC NOTE 3.875% 8/0 879369AA4 14113 10000000 PRN SOLE 0 0 0 TIPTREE FINL INC CL A 88822Q103 735 98708 SH SOLE 98708 0 0 TRANSGLOBE ENERGY CORP COM 893662106 15819 2012603 SH SOLE 2012603 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 66080 27000000 PRN SOLE 0 0 0 TUESDAY MORNING CORP COM NEW 899035505 18293 1197189 SH SOLE 1197189 0 0 TUMI HLDGS INC COM 89969Q104 6128 304100 SH SOLE 304100 0 0 TURQUOISE HILL RES LTD COM 900435108 1713 387544 SH SOLE 387544 0 0 TYSON FOODS INC CL A 902494103 17208 608500 SH SOLE 608500 0 0 UAL CORP NOTE 6.000%10/1 902549AJ3 27258 7625000 PRN SOLE 0 0 0 UNITED CONTL HLDGS INC COM 910047109 4299 140000 SH SOLE 140000 0 0 UNITED THERAPEUTICS CORP DEL NOTE 1.000% 9/1 91307CAF9 34012 20000000 PRN SOLE 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 34377 329498 SH SOLE 329498 0 0 VIROPHARMA INC NOTE 2.000% 3/1 928241AH1 16078 7500000 PRN SOLE 0 0 0 VITRAN CORP INC COM 92850E107 124 25000 SH SOLE 25000 0 0 WHIRLPOOL CORP COM 963320106 9182 62700 SH SOLE 62700 0 0