0001062993-13-005744.txt : 20131114
0001062993-13-005744.hdr.sgml : 20131114
20131114161305
ACCESSION NUMBER: 0001062993-13-005744
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Polar Securities Inc.
CENTRAL INDEX KEY: 0001326389
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12489
FILM NUMBER: 131219990
BUSINESS ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 401 BAY STREET
STREET 2: SUITE 1900, P.O. BOX 19
CITY: TORONTO
STATE: A6
ZIP: M5H 2Y4
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326389
XXXXXXXX
09-30-2013
09-30-2013
Polar Securities Inc.
401 BAY STREET
SUITE 1900, P.O. BOX 19
TORONTO
A6
M5H 2Y4
13F HOLDINGS REPORT
028-12489
N
Robyn Schultz
Chief Compliance Officer
416-369-4453
Robyn Schultz
Toronto
A6
11-14-2013
0
182
2358534
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ACTIVE NETWORK INC
COM
00506D100
2504
175000
SH
SOLE
175000
0
0
ALLIANCE DATA SYSTEMS CORP
NOTE 4.750% 5/1
018581AC2
266750
60000000
PRN
SOLE
0
0
0
AMERICAN WOODMARK CORP
COM
030506109
9848
284217
SH
SOLE
284217
0
0
ANDINA ACQUISITION CORP
COM
G0440W100
5186
515000
SH
SOLE
515000
0
0
ANDINA ACQUISITION CORP
*W EXP 03/16/201
G0440W126
227
413420
SH
SOLE
413420
0
0
APACHE CORP
COM
037411105
17328
203520
SH
SOLE
203520
0
0
APOGEE ENTERPRISES INC
COM
037598109
4192
141461
SH
SOLE
141461
0
0
AQUASITION CORP
COM
Y0192H103
6764
674396
SH
SOLE
674396
0
0
AQUASITION CORP
*W EXP 99/99/999
Y0192H111
131
478059
SH
SOLE
478059
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
2497
543907
SH
SOLE
543907
0
0
ARMOUR RESIDENTIAL REIT INC
*W EXP 11/07/201
042315119
1
305800
SH
SOLE
305800
0
0
ASCENT CAP GROUP INC
NOTE 4.000% 7/1
043632AA6
5203
5000000
PRN
SOLE
0
0
0
ASTEX PHARMACEUTICALS INC
COM
04624B103
2486
292800
SH
SOLE
292800
0
0
ASTEX PHARMACEUTICALS INC
COM
04624B103
1094
128900
SH
Call
SOLE
0
0
0
BANNER CORP
COM NEW
06652V208
1336
35000
SH
Call
SOLE
0
0
0
BELLATRIX EXPLORATION LTD
COM
078314101
11415
1500000
SH
SOLE
1500000
0
0
BGS ACQUISITION CORP
SH
G1082J100
5366
530200
SH
SOLE
530200
0
0
BGS ACQUISITION CORP
*W EXP 03/21/201
G1082J118
38
174800
SH
SOLE
174800
0
0
BIO RAD LABS INC
CL A
090572207
14930
127002
SH
SOLE
127002
0
0
BLACKBERRY LTD
COM
09228F103
2056
253800
SH
Call
SOLE
0
0
0
BOISE INC
COM
09746Y105
428
34000
SH
Call
SOLE
0
0
0
BROOKDALE SR LIVING INC
NOTE 2.750% 6/1
112463AA2
8246
7000000
PRN
SOLE
0
0
0
BROOKFIELD RESIDENTIAL PPTYS
COM
11283W104
14841
622252
SH
SOLE
622252
0
0
BRUKER CORP
COM
116794108
11839
573305
SH
SOLE
573305
0
0
BRUNSWICK CORP
COM
117043109
1996
50000
SH
SOLE
50000
0
0
CAMBREX CORP
COM
132011107
6333
479800
SH
SOLE
479800
0
0
CAPITALSOURCE INC
COM
14055X102
1234
103900
SH
SOLE
103900
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
1448
150000
SH
SOLE
150000
0
0
CARMIKE CINEMAS INC
COM
143436400
14460
654891
SH
SOLE
654891
0
0
CATAMARAN CORP
COM
148887102
10220
222419
SH
SOLE
222419
0
0
CELESTICA INC
SUB VTG SHS
15101Q108
13236
1200000
SH
SOLE
1200000
0
0
CENTRAL FD CDA LTD
CL A
153501101
40486
2754129
SH
SOLE
2754129
0
0
CENTRAL GOLDTRUST
TR UNIT
153546106
9860
213516
SH
SOLE
213516
0
0
CHART ACQUISITION CORP
COM
161151105
6629
669625
SH
SOLE
669625
0
0
CHART INDS INC
NOTE 2.000% 8/0
16115QAC4
28003
15000000
PRN
SOLE
0
0
0
CIMAREX ENERGY CO
COM
171798101
14942
155000
SH
SOLE
155000
0
0
CIS ACQUISITION LTD
SHS SER A
G21490209
7575
750000
SH
SOLE
750000
0
0
CIS ACQUISITION LTD
*W EXP 99/99/999
G21490118
91
249149
SH
SOLE
249149
0
0
COLLABRIUM JAPAN ACQUISITN C
SHS
G2266G102
7169
713370
SH
SOLE
713370
0
0
COLLABRIUM JAPAN ACQUISITN C
*W EXP 99/99/999
G2266G110
133
501759
SH
SOLE
501759
0
0
COMMERCIAL VEH GROUP INC
COM
202608105
5611
705777
SH
SOLE
705777
0
0
CORNERSTONE THERAPEUTICS INC
COM
21924P103
736
78213
SH
SOLE
78213
0
0
CORPORATE EXECUTIVE BRD CO
COM
21988R102
13743
189249
SH
SOLE
189249
0
0
CUBIST PHARMACEUTICALS INC
NOTE 2.500%11/0
229678AD9
50760
22500000
PRN
SOLE
0
0
0
DECKERS OUTDOOR CORP
COM
243537107
6922
105000
SH
SOLE
105000
0
0
DELL INC
COM
24702R101
1812
131800
SH
Call
SOLE
0
0
0
DELL INC
COM
24702R101
1115
81100
SH
Put
SOLE
0
0
0
DENTSPLY INTL INC NEW
COM
249030107
18887
435032
SH
SOLE
435032
0
0
DINEEQUITY INC
COM
254423106
10336
149800
SH
SOLE
149800
0
0
EBAY INC
COM
278642103
9206
165000
SH
SOLE
165000
0
0
EDWARDS GROUP LTD
SPONSORED ADR
281736108
1822
185000
SH
SOLE
185000
0
0
ELAN PLC
ADR
284131208
1558
100000
SH
SOLE
100000
0
0
ELAN PLC
ADR
284131208
779
50000
SH
Put
SOLE
0
0
0
ELDORADO GOLD CORP NEW
COM
284902103
3355
500000
SH
SOLE
500000
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
18664
589150
SH
SOLE
589150
0
0
EMCOR GROUP INC
COM
29084Q100
11790
301300
SH
SOLE
301300
0
0
ENDEAVOUR SILVER CORP
COM
29258Y103
5112
1188800
SH
SOLE
1188800
0
0
ENERGY XXI (BERMUDA) LTD
USD UNRS SHS
G10082140
15709
520000
SH
SOLE
520000
0
0
ENTEGRIS INC
COM
29362U104
9645
949318
SH
SOLE
949318
0
0
ETHAN ALLEN INTERIORS INC
COM
297602104
7971
286000
SH
SOLE
286000
0
0
EXFO INC
SUB VTG SHS
302046107
11296
2046427
SH
SOLE
2046427
0
0
FAMILY DLR STORES INC
COM
307000109
7937
110200
SH
Call
SOLE
0
0
0
FIDELITY NATIONAL FINANCIAL
CL A
31620R105
532
20000
SH
SOLE
20000
0
0
FINISAR CORP
COM NEW
31787A507
6336
280000
SH
SOLE
280000
0
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
12271
1034662
SH
SOLE
1034662
0
0
FLOW INTL CORP
COM
343468104
1995
500000
SH
SOLE
500000
0
0
FOOT LOCKER INC
COM
344849104
12748
375600
SH
SOLE
375600
0
0
GLOBAL PMTS INC
COM
37940X102
14190
277800
SH
SOLE
277800
0
0
GLOBECOMM SYSTEMS INC
COM
37956X103
2102
150000
SH
SOLE
150000
0
0
GLOBUS MED INC
CL A
379577208
7723
442300
SH
SOLE
442300
0
0
GRAN TIERRA ENERGY INC
COM
38500T101
9158
1291648
SH
SOLE
1291648
0
0
GROUPE CGI INC
CL A SUB VTG
39945C109
27002
769283
SH
SOLE
769283
0
0
GSI GROUP INC CDA NEW
COM NEW
36191C205
19547
2048924
SH
SOLE
2048924
0
0
HEALTH MGMT ASSOC INC NEW
CL A
421933102
264
20600
SH
Put
SOLE
0
0
0
HEARTLAND PMT SYS INC
COM
42235N108
14085
354596
SH
SOLE
354596
0
0
HF2 FINL MGMT INC
CL A
40421A104
13413
1325357
SH
SOLE
1325357
0
0
HI-TECH PHARMACAL INC
COM
42840B101
3236
75000
SH
SOLE
75000
0
0
HUDSON GLOBAL INC
COM
443787106
5452
1682654
SH
SOLE
1682654
0
0
HYDE PK ACQUISITION CORP II
COM
448640102
6349
611668
SH
SOLE
611668
0
0
ICG GROUP INC
COM
44928D108
13674
963604
SH
SOLE
963604
0
0
INCONTACT INC
COM
45336E109
9081
1100727
SH
SOLE
1100727
0
0
INFINERA CORPORATION
COM
45667G103
6800
600721
SH
SOLE
600721
0
0
INFINITY CROSS BORDER ACQUIS
SHS
G4772R101
4170
528199
SH
SOLE
528199
0
0
INTUIT
COM
461202103
19243
290200
SH
SOLE
290200
0
0
ISHARES
RUSSELL 2000 ETF
464287655
21322
200000
SH
Put
SOLE
0
0
0
KAR AUCTION SVCS INC
COM
48238T109
17377
616000
SH
SOLE
616000
0
0
KAYDON CORP
COM
486587108
3374
95000
SH
SOLE
95000
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
4351
861600
SH
SOLE
861600
0
0
KIRKLANDS INC
COM
497498105
11935
647209
SH
SOLE
647209
0
0
LAS VEGAS SANDS CORP
COM
517834107
5314
80000
SH
SOLE
80000
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
7575
1698400
SH
SOLE
1698400
0
0
LEAP WIRELESS INTL INC
COM NEW
521863308
5832
369100
SH
Put
SOLE
0
0
0
LEAP WIRELESS INTL INC
COM NEW
521863308
2133
135000
SH
SOLE
135000
0
0
LENDER PROCESSING SVCS INC
COM
52602E102
1996
60000
SH
SOLE
60000
0
0
LIFELOCK INC
COM
53224V100
1479
99700
SH
SOLE
99700
0
0
M/I HOMES INC
NOTE 3.250% 9/1
55292PAA3
4612
4000000
PRN
SOLE
0
0
0
MAKO SURGICAL CORP
COM
560879108
2213
75000
SH
SOLE
75000
0
0
MARATHON PETE CORP
COM
56585A102
9648
150000
SH
SOLE
150000
0
0
MCMORAN EXPLORATION CO
NOTE 5.250%10/0
582411AM6
2031
2000000
PRN
SOLE
0
0
0
MEDIFAST INC
COM
58470H101
4754
176800
SH
SOLE
176800
0
0
MEDWORTH ACQUISITION CORP
COM
58508R105
6479
803846
SH
SOLE
803846
0
0
MENTOR GRAPHICS CORP
SDCV 4.000% 4/0
587200AK2
4631
3500000
PRN
SOLE
0
0
0
METLIFE INC
COM
59156R108
13226
281700
SH
SOLE
281700
0
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
47828
25000000
PRN
SOLE
0
0
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
15152
8000000
PRN
SOLE
0
0
0
MOLEX INC
CL A
608554200
1914
50000
SH
SOLE
50000
0
0
MOLEX INC
COM
608554101
963
25000
SH
SOLE
25000
0
0
MOLYCORP INC DEL
NOTE 6.000% 9/0
608753AF6
6014
7500000
PRN
SOLE
0
0
0
MOLYCORP INC DEL
NOTE 5.500% 2/0
608753AH2
5692
5500000
PRN
SOLE
0
0
0
MOLYCORP INC DEL
COM
608753109
732
111634
SH
SOLE
111634
0
0
MOTORCAR PTS AMER INC
COM
620071100
3484
275000
SH
SOLE
275000
0
0
MOVE INC
COM NEW
62458M207
16739
986932
SH
SOLE
986932
0
0
MYRIAD GENETICS INC
COM
62855J104
8225
350000
SH
Call
SOLE
0
0
0
NEONODE INC
COM NEW
64051M402
1284
200000
SH
SOLE
200000
0
0
NEW GOLD INC CDA
COM
644535106
6251
1045259
SH
SOLE
1045259
0
0
NEWMONT MINING CORP
COM
651639106
3934
140000
SH
SOLE
140000
0
0
NEWPORT CORP
COM
651824104
21779
1393422
SH
SOLE
1393422
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
11022
296200
SH
SOLE
296200
0
0
ONYX PHARMACEUTICALS INC
NOTE 4.000% 8/1
683399AB5
24061
7500000
PRN
SOLE
0
0
0
OPTIMER PHARMACEUTICALS INC
COM
68401H104
1446
114846
SH
SOLE
114846
0
0
ORGANOVO HLDGS INC
COM
68620A104
2423
420000
SH
SOLE
420000
0
0
OWENS CORNING NEW
COM
690742101
15222
400800
SH
SOLE
400800
0
0
PIXELWORKS INC
COM NEW
72581M305
887
220600
SH
SOLE
220600
0
0
PRICELINE COM INC
NOTE 1.250% 3/1
741503AN6
95724
28703000
PRN
SOLE
0
0
0
QUESTCOR PHARMACEUTICALS INC
COM
74835Y101
2900
50000
SH
Put
SOLE
0
0
0
QUINPARIO ACQUISITION CORP
UNIT 99/99/9999
74874R207
20396
2005500
SH
SOLE
2005500
0
0
RANDGOLD RES LTD
ADR
752344309
3906
54600
SH
SOLE
54600
0
0
REGAL BELOIT CORP
COM
758750103
6413
94400
SH
SOLE
94400
0
0
REGIONAL MGMT CORP
COM
75902K106
7950
250000
SH
SOLE
250000
0
0
REXNORD CORP NEW
COM
76169B102
18601
894288
SH
SOLE
894288
0
0
ROADRUNNER TRNSN SVCS HLDG I
COM
76973Q105
9669
342400
SH
SOLE
342400
0
0
ROYAL GOLD INC
COM
780287108
4379
90000
SH
SOLE
90000
0
0
RTI INTL METALS INC
NOTE 1.625%10/1
74973WAB3
5184
5000000
PRN
SOLE
0
0
0
RYDER SYS INC
COM
783549108
26126
437626
SH
SOLE
437626
0
0
SAEXPLORATION HLDGS INC
COM
78636X105
4658
489812
SH
SOLE
489812
0
0
SAKS INC
COM
79377W108
1992
125000
SH
SOLE
125000
0
0
SELECT COMFORT CORP
COM
81616X103
11924
489700
SH
SOLE
489700
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
8984
187606
SH
SOLE
187606
0
0
SHFL ENTMT INC
COM
78423R105
1723
75000
SH
SOLE
75000
0
0
SHIP FINANCE INTERNATIONAL L
NOTE 3.250% 2/0
G81075AE6
5050
5000000
PRN
SOLE
0
0
0
SHIP FINANCE INTERNATIONAL L
SHS
G81075106
460
30100
SH
SOLE
30100
0
0
SILVER BULL RES INC
COM
827458100
112
312500
SH
SOLE
312500
0
0
SILVER STD RES INC
COM
82823L106
852
138552
SH
SOLE
138552
0
0
SMITHFIELD FOODS INC
COM
832248108
0
385800
SH
Call
SOLE
0
0
0
SODASTREAM INTERNATIONAL LTD
USD SHS
M9068E105
6236
100000
SH
Call
SOLE
0
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
12818
100000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
243614
1450000
SH
Put
SOLE
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
100806
600000
SH
Call
SOLE
0
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
19390
543900
SH
SOLE
543900
0
0
SPEED COMM INC
COM
84764T106
1312
400000
SH
SOLE
400000
0
0
SPRINT CORP
COM SER 1
85207U105
945
152000
SH
Put
SOLE
0
0
0
SPRINT CORP
COM SER 1
85207U105
229
36800
SH
Call
SOLE
0
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
47428
4301860
SH
SOLE
4301860
0
0
SPROTT PHYSICAL PLAT PALLAD
UNIT
85207Q104
17228
1933526
SH
SOLE
1933526
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
2108
241518
SH
SOLE
241518
0
0
STANLEY BLACK & DECKER INC
COM
854502101
9600
106000
SH
SOLE
106000
0
0
STEWART ENTERPRISES INC
NOTE 3.375% 7/1
860370AK1
9105
6987000
PRN
SOLE
0
0
0
STEWART ENTERPRISES INC
NOTE 3.125% 7/1
860370AH8
5919
4781000
PRN
SOLE
0
0
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
10494
10000000
PRN
SOLE
0
0
0
SUPERCONDUCTOR TECHNOLOGIES
COM PAR $0.001
867931404
113
69483
SH
SOLE
69483
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
11751
469300
SH
SOLE
469300
0
0
SYNALLOY CP DEL
COM
871565107
4504
275000
SH
SOLE
275000
0
0
SYNOPSYS INC
COM
871607107
14017
371800
SH
SOLE
371800
0
0
TAHOE RES INC
COM
873868103
18508
1032787
SH
SOLE
1032787
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
3361
185000
SH
SOLE
185000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
2766
2500000
PRN
SOLE
0
0
0
TECHNE CORP
COM
878377100
5861
73202
SH
SOLE
73202
0
0
TELEFLEX INC
NOTE 3.875% 8/0
879369AA4
14113
10000000
PRN
SOLE
0
0
0
TIPTREE FINL INC
CL A
88822Q103
735
98708
SH
SOLE
98708
0
0
TRANSGLOBE ENERGY CORP
COM
893662106
15819
2012603
SH
SOLE
2012603
0
0
TRW AUTOMOTIVE INC
NOTE 3.500%12/0
87264MAH2
66080
27000000
PRN
SOLE
0
0
0
TUESDAY MORNING CORP
COM NEW
899035505
18293
1197189
SH
SOLE
1197189
0
0
TUMI HLDGS INC
COM
89969Q104
6128
304100
SH
SOLE
304100
0
0
TURQUOISE HILL RES LTD
COM
900435108
1713
387544
SH
SOLE
387544
0
0
TYSON FOODS INC
CL A
902494103
17208
608500
SH
SOLE
608500
0
0
UAL CORP
NOTE 6.000%10/1
902549AJ3
27258
7625000
PRN
SOLE
0
0
0
UNITED CONTL HLDGS INC
COM
910047109
4299
140000
SH
SOLE
140000
0
0
UNITED THERAPEUTICS CORP DEL
NOTE 1.000% 9/1
91307CAF9
34012
20000000
PRN
SOLE
0
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
34377
329498
SH
SOLE
329498
0
0
VIROPHARMA INC
NOTE 2.000% 3/1
928241AH1
16078
7500000
PRN
SOLE
0
0
0
VITRAN CORP INC
COM
92850E107
124
25000
SH
SOLE
25000
0
0
WHIRLPOOL CORP
COM
963320106
9182
62700
SH
SOLE
62700
0
0