0001041062-23-000179.txt : 20231206 0001041062-23-000179.hdr.sgml : 20231206 20231206113255 ACCESSION NUMBER: 0001041062-23-000179 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231204 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Polar Asset Management Partners Inc. CENTRAL INDEX KEY: 0001326389 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41105 FILM NUMBER: 231468777 BUSINESS ADDRESS: STREET 1: 16 YORK STREET SUITE 2900 CITY: TORONTO STATE: A6 ZIP: M5J 0E6 BUSINESS PHONE: 416-367-4364 MAIL ADDRESS: STREET 1: 16 YORK STREET SUITE 2900 CITY: TORONTO STATE: A6 ZIP: M5J 0E6 FORMER NAME: FORMER CONFORMED NAME: Polar Securities Inc. DATE OF NAME CHANGE: 20050506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Roth CH Acquisition V Co. CENTRAL INDEX KEY: 0001885998 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 861229207 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9497205700 MAIL ADDRESS: STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2023-12-04 0 0001885998 Roth CH Acquisition V Co. ROCL 0001326389 Polar Asset Management Partners Inc. 16 YORK STREET SUITE 2900 TORONTO A6 M5J 0E6 ONTARIO, CANADA 0 0 1 0 Common Stock 516435 I See footnote 1 Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the Reporting Person),serves as investment advisor to Polar Multi Strategy Master Fund, a Cayman Islands exempted company(PMSMF)and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Persons pecuniary interest therein. This Form 3 is being filed due to the redemption of 927,715 shares of common stock (as announced by the Company in a Form 8K filed on December 4th, 2023)by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%. /s/ Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc. 2023-12-06