0001041062-23-000179.txt : 20231206
0001041062-23-000179.hdr.sgml : 20231206
20231206113255
ACCESSION NUMBER: 0001041062-23-000179
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231204
FILED AS OF DATE: 20231206
DATE AS OF CHANGE: 20231206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polar Asset Management Partners Inc.
CENTRAL INDEX KEY: 0001326389
STATE OF INCORPORATION: A6
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41105
FILM NUMBER: 231468777
BUSINESS ADDRESS:
STREET 1: 16 YORK STREET SUITE 2900
CITY: TORONTO
STATE: A6
ZIP: M5J 0E6
BUSINESS PHONE: 416-367-4364
MAIL ADDRESS:
STREET 1: 16 YORK STREET SUITE 2900
CITY: TORONTO
STATE: A6
ZIP: M5J 0E6
FORMER NAME:
FORMER CONFORMED NAME: Polar Securities Inc.
DATE OF NAME CHANGE: 20050506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition V Co.
CENTRAL INDEX KEY: 0001885998
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 861229207
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 9497205700
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2023-12-04
0
0001885998
Roth CH Acquisition V Co.
ROCL
0001326389
Polar Asset Management Partners Inc.
16 YORK STREET SUITE 2900
TORONTO
A6
M5J 0E6
ONTARIO, CANADA
0
0
1
0
Common Stock
516435
I
See footnote 1
Polar Asset Management Partners Inc.,a company incorporated under the laws of Ontario,Canada(the Reporting Person),serves as investment advisor to Polar Multi Strategy Master Fund, a Cayman Islands exempted company(PMSMF)and has sole voting and investment discretion with respect to the securities reported herein which are held by PMSMF. The Reporting Person disclaims beneficial ownership of the securities reported herein, and this report shall not be deemed an admission that Reporting Person is the beneficial owner of the securities reported herein for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of Reporting Persons pecuniary interest therein. This Form 3 is being filed due to the redemption of 927,715 shares of common stock (as announced by the Company in a Form 8K filed on December 4th, 2023)by Company shareholders, after which the Reporting person's aggregate beneficial ownership was above 10%.
/s/ Andrew Ma, Chief Compliance Officer, on behalf of Polar Asset Management Partners Inc.
2023-12-06