0001172661-23-001934.txt : 20230509 0001172661-23-001934.hdr.sgml : 20230509 20230509172635 ACCESSION NUMBER: 0001172661-23-001934 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230509 DATE AS OF CHANGE: 20230509 EFFECTIVENESS DATE: 20230509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 23903500 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001326234 XXXXXXXX 03-31-2023 03-31-2023 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 000124454 801-61985 N Isaac Keschner 212-832-8000 /s/ Isaac Keschner New York NY 05-09-2023 1 213 5964426929 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 638123 6071 SH DFND 1 6071 0 0 ABBOTT LABS COM 002824100 1174616 11600 SH DFND 1 11600 0 0 ABBVIE INC COM 00287Y109 1280538 8035 SH DFND 1 8035 0 0 ACUITY BRANDS INC COM 00508Y102 1924147 10530 SH DFND 1 10530 0 0 ACV AUCTIONS INC COM CL A 00091G104 165287 12803 SH DFND 1 12803 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 8935189 23186 SH DFND 1 23186 0 0 AFFIRM HLDGS INC COM CL A 00827B106 1826732 162088 SH DFND 1 162088 0 0 AFLAC INC COM 001055102 387120 6000 SH DFND 1 6000 0 0 AIR PRODS & CHEMS INC COM 009158106 245565 855 SH DFND 1 855 0 0 AIRBNB INC COM CL A 009066101 727989 5852 SH DFND 1 5852 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7194903 70414 SH DFND 1 70414 0 0 ALICO INC COM 016230104 977462 40391 SH DFND 1 40391 0 0 ALPHABET INC CAP STK CL A 02079K305 17853593 172116 SH DFND 1 172116 0 0 ALPHABET INC CAP STK CL C 02079K107 459881448 4421937 SH DFND 1 4421937 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 41449922 1072443 SH DFND 1 1072443 0 0 AMAZON COM INC COM 023135106 270442864 2618287 SH DFND 1 2618287 0 0 AMERICAN EXPRESS CO COM 025816109 320168 1941 SH DFND 1 1941 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 732450 5000 SH DFND 1 5000 0 0 AMERIPRISE FINL INC COM 03076C106 238151 777 SH DFND 1 777 0 0 AMGEN INC COM 031162100 1238485 5123 SH DFND 1 5123 0 0 ANALOG DEVICES INC COM 032654105 308931719 1566432 SH DFND 1 1566432 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 2523116 39948 SH DFND 1 39948 0 0 APPLE INC COM 037833100 53989628 327408 SH DFND 1 327408 0 0 APPLOVIN CORP COM CL A 03831W108 349808 22210 SH DFND 1 22210 0 0 APTIV PLC SHS G6095L109 841425 7500 SH DFND 1 7500 0 0 ARES CAPITAL CORP COM 04010L103 4440715 242994 SH DFND 1 242994 0 0 ARGAN INC COM 04010E109 2431316 60077 SH DFND 1 60077 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 12983182 19073 SH DFND 1 19073 0 0 ASSURANT INC COM 04621X108 219248 1826 SH DFND 1 1826 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 933703 13452 SH DFND 1 13452 0 0 ATLASSIAN CORPORATION CL A 049468101 1845213 10780 SH DFND 1 10780 0 0 BANDWIDTH INC COM CL A 05988J103 342000 22500 SH DFND 1 22500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 70417160 228057 SH DFND 1 228057 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4656000 10 SH DFND 1 10 0 0 BLACKROCK INC COM 09247X101 469722 702 SH DFND 1 702 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 379442 36839 SH DFND 1 36839 0 0 BLACKSTONE INC COM 09260D107 2243170 25537 SH DFND 1 25537 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 338000 100000 SH DFND 1 100000 0 0 BLOCK INC CL A 852234103 2768792 40332 SH DFND 1 40332 0 0 BRAZE INC COM CL A 10576N102 593014 17154 SH DFND 1 17154 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 700585 10108 SH DFND 1 10108 0 0 BROADCOM INC COM 11135F101 2525743 3937 SH DFND 1 3937 0 0 BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 113004105 384754 11759 SH DFND 1 11759 0 0 BROOKFIELD CORP CL A LTD VT SH 11271J107 1522572 46719 SH DFND 1 46719 0 0 CANADIAN NATL RY CO COM 136375102 2359400 20000 SH DFND 1 20000 0 0 CAPITAL ONE FINL CORP COM 14040H105 425316 4423 SH DFND 1 4423 0 0 CARGURUS INC COM CL A 141788109 1369169 73296 SH DFND 1 73296 0 0 CARMAX INC COM 143130102 912390 14194 SH DFND 1 14194 0 0 CELANESE CORP DEL COM 150870103 291063 2673 SH DFND 1 2673 0 0 CENTENE CORP DEL COM 15135B101 390954 6185 SH DFND 1 6185 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 260681240 728954 SH DFND 1 728954 0 0 CISCO SYS INC COM 17275R102 788202 15078 SH DFND 1 15078 0 0 CLOUDFLARE INC CL A COM 18915M107 12053913 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 7265963 117136 SH DFND 1 117136 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 23559835 348673 SH DFND 1 348673 0 0 COMCAST CORP NEW CL A 20030N101 28107422 741425 SH DFND 1 741425 0 0 CONOCOPHILLIPS COM 20825C104 763123 7692 SH DFND 1 7692 0 0 COSTCO WHSL CORP NEW COM 22160K105 334890 674 SH DFND 1 674 0 0 CREDIT ACCEP CORP MICH COM 225310101 348832 800 SH DFND 1 800 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 2027056 14768 SH DFND 1 14768 0 0 CROWN CASTLE INC COM 22822V101 247604 1850 SH DFND 1 1850 0 0 DANAHER CORPORATION COM 235851102 18001552 71423 SH DFND 1 71423 0 0 DATADOG INC CL A COM 23804L103 443226 6100 SH DFND 1 6100 0 0 DEERE & CO COM 244199105 275391 667 SH DFND 1 667 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 292606 1615 SH DFND 1 1615 0 0 DISNEY WALT CO COM 254687106 3678876 36741 SH DFND 1 36741 0 0 DONALDSON INC COM 257651109 1045440 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 1176471 7743 SH DFND 1 7743 0 0 DUOLINGO INC CL A COM 26603R106 11194313 78507 SH DFND 1 78507 0 0 EMERSON ELEC CO COM 291011104 1001761 11496 SH DFND 1 11496 0 0 ENSTAR GROUP LIMITED SHS G3075P101 370864 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 481390 1610 SH DFND 1 1610 0 0 ETSY INC COM 29786A106 4299342 38618 SH DFND 1 38618 0 0 EXXON MOBIL CORP COM 30231G102 1096600 10000 SH DFND 1 10000 0 0 FLEX LTD ORD Y2573F102 210357 9142 SH DFND 1 9142 0 0 FRESHWORKS INC CLASS A COM 358054104 257157 16742 SH DFND 1 16742 0 0 GE HEALTHCARE TECHNOLOGIES I COMMON STOCK 36266G107 4114953 50164 SH DFND 1 50164 0 0 GENERAL DYNAMICS CORP COM 369550108 7748642 33954 SH DFND 1 33954 0 0 GENERAL ELECTRIC CO COM NEW 369604301 358500 3750 SH DFND 1 3750 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1363067 4167 SH DFND 1 4167 0 0 GOLUB CAP BDC INC COM 38173M102 3290673 242675 SH DFND 1 242675 0 0 HCA HEALTHCARE INC COM 40412C101 832701 3158 SH DFND 1 3158 0 0 HERSHEY CO COM 427866108 1658753 6520 SH DFND 1 6520 0 0 HOME DEPOT INC COM 437076102 1281411 4342 SH DFND 1 4342 0 0 HONEYWELL INTL INC COM 438516106 1321216 6911 SH DFND 1 6911 0 0 HUMANA INC COM 444859102 834020 1718 SH DFND 1 1718 0 0 IAC INC COM NEW 44891N208 1514821 29357 SH DFND 1 29357 0 0 ILLUMINA INC COM 452327109 2085974 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MID CAP ETF 464287499 2167520 31000 SH DFND 1 31000 0 0 ISHARES TR MSCI ACWI EX US 464288240 1344199 27562 SH DFND 1 27562 0 0 ISHARES TR MSCI EAFE ETF 464287465 19129097 267465 SH DFND 1 267465 0 0 ISHARES TR RUS 1000 ETF 464287622 17112861 75966 SH DFND 1 75966 0 0 ISHARES TR SELECT DIVID ETF 464287168 2892120 24681 SH DFND 1 24681 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 12089321 306369 SH DFND 1 306369 0 0 ISHARES TR CORE S&P TTL STK 464287150 56031525 618791 SH DFND 1 618791 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 36186172 584119 SH DFND 1 584119 0 0 ISHARES TR CRE U S REIT ETF 464288521 1373854 27259 SH DFND 1 27259 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2967964 29195 SH DFND 1 29195 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 279658 2041 SH DFND 1 2041 0 0 ISHARES TR U.S. TECH ETF 464287721 507114 5464 SH DFND 1 5464 0 0 ISHARES TR EUROPE ETF 464287861 372772 7448 SH DFND 1 7448 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 390130 1720 SH DFND 1 1720 0 0 ISHARES TR S&P SML 600 GWT 464287887 549700 5000 SH DFND 1 5000 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 345469 3253 SH DFND 1 3253 0 0 ISHARES TR RUS MD CP GR ETF 464287481 495221 5439 SH DFND 1 5439 0 0 ISHARES TR S&P MC 400GR ETF 464287606 540330 7556 SH DFND 1 7556 0 0 JD.COM INC SPON ADR CL A 47215P106 1634464 37240 SH DFND 1 37240 0 0 JOHNSON & JOHNSON COM 478160104 26835926 173135 SH DFND 1 173135 0 0 JPMORGAN CHASE & CO COM 46625H100 19677331 151004 SH DFND 1 151004 0 0 KIMBERLY-CLARK CORP COM 494368103 701971 5230 SH DFND 1 5230 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 2536371 81320 SH DFND 1 81320 0 0 LENNAR CORP CL A 526057104 273812 2605 SH DFND 1 2605 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 20023771 245089 SH DFND 1 245089 0 0 LILLY ELI & CO COM 532457108 2190333 6378 SH DFND 1 6378 0 0 LOWES COS INC COM 548661107 247143729 1235904 SH DFND 1 1235904 0 0 MARKEL CORP COM 570535104 334681 262 SH DFND 1 262 0 0 MARQETA INC CLASS A COM 57142B104 483351 105766 SH DFND 1 105766 0 0 MASTERCARD INCORPORATED CL A 57636Q104 100009705 275198 SH DFND 1 275198 0 0 MATCH GROUP INC NEW COM 57667L107 862969 22479 SH DFND 1 22479 0 0 MCDONALDS CORP COM 580135101 5597513 20019 SH DFND 1 20019 0 0 MERCADOLIBRE INC COM 58733R102 15604512 11839 SH DFND 1 11839 0 0 MERCK & CO INC COM 58933Y105 3866000 36338 SH DFND 1 36338 0 0 META PLATFORMS INC CL A 30303M102 44646857 210658 SH DFND 1 210658 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 225871 2696 SH DFND 1 2696 0 0 MICROSOFT CORP COM 594918104 511530462 1774299 SH DFND 1 1774299 0 0 MONDELEZ INTL INC CL A 609207105 6557654 94057 SH DFND 1 94057 0 0 MONGODB INC CL A 60937P106 28984975 124335 SH DFND 1 124335 0 0 MOODYS CORP COM 615369105 151365984 494628 SH DFND 1 494628 0 0 MORGAN STANLEY COM NEW 617446448 1405239 16005 SH DFND 1 16005 0 0 NETFLIX INC COM 64110L106 1411286 4085 SH DFND 1 4085 0 0 NEW MTN FIN CORP COM 647551100 249266 20482 SH DFND 1 20482 0 0 NEW YORK TIMES CO CL A 650111107 409018 10520 SH DFND 1 10520 0 0 NORFOLK SOUTHN CORP COM 655844108 336868 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 236138626 511433 SH DFND 1 511433 0 0 NOVARTIS AG SPONSORED ADR 66987V109 460000 5000 SH DFND 1 5000 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 3126806 656892 SH DFND 1 656892 0 0 NVIDIA CORPORATION COM 67066G104 7673396 27625 SH DFND 1 27625 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 66577861 78421 SH DFND 1 78421 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 3030905 358687 SH DFND 1 358687 0 0 PALO ALTO NETWORKS INC COM 697435105 19087212 95589 SH DFND 1 95589 0 0 PAYPAL HLDGS INC COM 70450Y103 656653 8647 SH DFND 1 8647 0 0 PDD HOLDINGS INC SPONSORED ADS 722304102 233013 3070 SH DFND 1 3070 0 0 PEPSICO INC COM 713448108 539790 2961 SH DFND 1 2961 0 0 PFIZER INC COM 717081103 719916 17645 SH DFND 1 17645 0 0 PHILLIPS 66 COM 718546104 338812 3342 SH DFND 1 3342 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 835046 13333 SH DFND 1 13333 0 0 PROCTER AND GAMBLE CO COM 742718109 10572305 71103 SH DFND 1 71103 0 0 QUALCOMM INC COM 747525103 239978 1881 SH DFND 1 1881 0 0 QUANTA SVCS INC COM 74762E102 366608 2200 SH DFND 1 2200 0 0 S&P GLOBAL INC COM 78409V104 230121194 667463 SH DFND 1 667463 0 0 SALESFORCE INC COM 79466L302 6537401 32723 SH DFND 1 32723 0 0 SAP SE SPON ADR 803054204 632750 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM STK 806857108 256397352 5221942 SH DFND 1 5221942 0 0 SCHWAB CHARLES CORP COM 808513105 338724269 6466671 SH DFND 1 6466671 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 893759 27791 SH DFND 1 27791 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 12829207 154886 SH DFND 1 154886 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 340652 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 510461 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 323978 3202 SH DFND 1 3202 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 434289 5813 SH DFND 1 5813 0 0 SERVICENOW INC COM 81762P102 55284485 118963 SH DFND 1 118963 0 0 SHOPIFY INC CL A 82509L107 7148333 149110 SH DFND 1 149110 0 0 SHUTTERSTOCK INC COM 825690100 399300 5500 SH DFND 1 5500 0 0 SIXTH STREET SPECIALTY LENDI COM 83012A109 635596 34732 SH DFND 1 34732 0 0 SNOWFLAKE INC CL A 833445109 16060972 104096 SH DFND 1 104096 0 0 SPDR GOLD TR GOLD SHS 78463V107 13705222 74802 SH DFND 1 74802 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 57168857 139644 SH DFND 1 139644 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 6061824 204584 SH DFND 1 204584 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 304520 2279 SH DFND 1 2279 0 0 SYSCO CORP COM 871829107 45626094 590782 SH DFND 1 590782 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 657186 7065 SH DFND 1 7065 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 434583 754 SH DFND 1 754 0 0 TOAST INC CL A 888787108 1367354 77034 SH DFND 1 77034 0 0 TRUIST FINL CORP COM 89832Q109 441595 12950 SH DFND 1 12950 0 0 TWILIO INC CL A 90138F102 1559142 23400 SH DFND 1 23400 0 0 UNILEVER PLC SPON ADR NEW 904767704 442651 8524 SH DFND 1 8524 0 0 UNION PAC CORP COM 907818108 9589636 47648 SH DFND 1 47648 0 0 UNITED RENTALS INC COM 911363109 286926 725 SH DFND 1 725 0 0 UNITEDHEALTH GROUP INC COM 91324P102 389048848 823227 SH DFND 1 823227 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3866111 50544 SH DFND 1 50544 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 201342 4089 SH DFND 1 4089 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 660808 8611 SH DFND 1 8611 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 124468548 609841 SH DFND 1 609841 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 90788187 241413 SH DFND 1 241413 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 311800 1250 SH DFND 1 1250 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 83718052 2072229 SH DFND 1 2072229 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 22953433 249250 SH DFND 1 249250 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 631213 11805 SH DFND 1 11805 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10717862 140599 SH DFND 1 140599 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 6028721 39145 SH DFND 1 39145 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 33194516 601241 SH DFND 1 601241 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 119910992 2654660 SH DFND 1 2654660 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 6032503 77449 SH DFND 1 77449 0 0 VEEVA SYS INC CL A COM 922475108 1859587 10118 SH DFND 1 10118 0 0 VIMEO INC COMMON STOCK 92719V100 154602 40366 SH DFND 1 40366 0 0 VISA INC COM CL A 92826C839 415300702 1842015 SH DFND 1 1842015 0 0 WALMART INC COM 931142103 9508756 64488 SH DFND 1 64488 0 0 WAYFAIR INC CL A 94419L101 25344225 738038 SH DFND 1 738038 0 0 WORKDAY INC CL A 98138H101 19621507 95001 SH DFND 1 95001 0 0