0001172661-23-000677.txt : 20230213 0001172661-23-000677.hdr.sgml : 20230213 20230210181905 ACCESSION NUMBER: 0001172661-23-000677 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230210 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 23613900 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001326234 XXXXXXXX 12-31-2022 12-31-2022 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 000124454 801-61985 N Isaac Keschner 212-832-8000 /s/ Isaac Keschner New York NY 02-10-2023 1 212 6224077520 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 728034 6071 SH DFND 1 6071 0 0 ABBOTT LABS COM 002824100 1273564 11600 SH DFND 1 11600 0 0 ABBVIE INC COM 00287Y109 1298536 8035 SH DFND 1 8035 0 0 ACUITY BRANDS INC COM 00508Y102 1743873 10530 SH DFND 1 10530 0 0 ACV AUCTIONS INC COM CL A 00091G104 105113 12803 SH DFND 1 12803 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 7362940 21879 SH DFND 1 21879 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 34927859 237556 SH DFND 1 237556 0 0 AFFIRM HLDGS INC COM CL A 00827B106 1567391 162088 SH DFND 1 162088 0 0 AFLAC INC COM 001055102 431640 6000 SH DFND 1 6000 0 0 AIR PRODS & CHEMS INC COM 009158106 263562 855 SH DFND 1 855 0 0 AIRBNB INC COM CL A 009066101 500346 5852 SH DFND 1 5852 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6688321 75926 SH DFND 1 75926 0 0 ALICO INC COM 016230104 964133 40391 SH DFND 1 40391 0 0 ALLBIRDS INC COM CL A 01675A109 178373 73708 SH DFND 1 73708 0 0 ALPHABET INC CAP STK CL C 02079K107 389527894 4390036 SH DFND 1 4390036 0 0 ALPHABET INC CAP STK CL A 02079K305 15291671 173316 SH DFND 1 173316 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 40827905 1072443 SH DFND 1 1072443 0 0 AMAZON COM INC COM 023135106 219794652 2616603 SH DFND 1 2616603 0 0 AMERICAN EXPRESS CO COM 025816109 286783 1941 SH DFND 1 1941 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 762100 5000 SH DFND 1 5000 0 0 AMGEN INC COM 031162100 1334999 5083 SH DFND 1 5083 0 0 ANALOG DEVICES INC COM 032654105 251250492 1531735 SH DFND 1 1531735 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 287055 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 42213256 324892 SH DFND 1 324892 0 0 APPLOVIN CORP COM CL A 03831W108 233871 22210 SH DFND 1 22210 0 0 APTIV PLC SHS G6095L109 698475 7500 SH DFND 1 7500 0 0 ARES CAPITAL CORP COM 04010L103 4488099 242994 SH DFND 1 242994 0 0 ARGAN INC COM 04010E109 2215640 60077 SH DFND 1 60077 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 9847221 18022 SH DFND 1 18022 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 912046 13452 SH DFND 1 13452 0 0 ATLASSIAN CORPORATION CL A 049468101 929456 7223 SH DFND 1 7223 0 0 BANDWIDTH INC COM CL A 05988J103 516375 22500 SH DFND 1 22500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 70948461 229681 SH DFND 1 229681 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4687110 10 SH DFND 1 10 0 0 BLACKROCK INC COM 09247X101 497458 702 SH DFND 1 702 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 476697 36839 SH DFND 1 36839 0 0 BLACKSTONE INC COM 09260D107 1894590 25537 SH DFND 1 25537 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 358000 100000 SH DFND 1 100000 0 0 BLOCK INC CL A 852234103 932797 14844 SH DFND 1 14844 0 0 BRAZE INC COM CL A 10576N102 467961 17154 SH DFND 1 17154 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 727271 10108 SH DFND 1 10108 0 0 BROADCOM INC COM 11135F101 2057039 3679 SH DFND 1 3679 0 0 BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 113004105 337131 11759 SH DFND 1 11759 0 0 BROOKFIELD CORP CL A LTD VT SH 11271J107 1471353 46769 SH DFND 1 46769 0 0 CANADIAN NATL RY CO COM 136375102 2377600 20000 SH DFND 1 20000 0 0 CANADIAN PAC RY LTD COM 13645T100 297804752 3992556 SH DFND 1 3992556 0 0 CAPITAL ONE FINL CORP COM 14040H105 411162 4423 SH DFND 1 4423 0 0 CARGURUS INC COM CL A 141788109 1026877 73296 SH DFND 1 73296 0 0 CARMAX INC COM 143130102 864273 14194 SH DFND 1 14194 0 0 CELANESE CORP DEL COM 150870103 273288 2673 SH DFND 1 2673 0 0 CENTENE CORP DEL COM 15135B101 436457 5322 SH DFND 1 5322 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 263451877 776915 SH DFND 1 776915 0 0 CISCO SYS INC COM 17275R102 718316 15078 SH DFND 1 15078 0 0 CLOUDFLARE INC CL A COM 18915M107 8838103 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 7451038 117136 SH DFND 1 117136 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 12299936 347554 SH DFND 1 347554 0 0 COMCAST CORP NEW CL A 20030N101 35827549 1024522 SH DFND 1 1024522 0 0 CONOCOPHILLIPS COM 20825C104 907656 7692 SH DFND 1 7692 0 0 COSTCO WHSL CORP NEW COM 22160K105 307681 674 SH DFND 1 674 0 0 COUPA SOFTWARE INC COM 22266L106 1255082 15853 SH DFND 1 15853 0 0 CREDIT ACCEP CORP MICH COM 225310101 379520 800 SH DFND 1 800 0 0 CROWN CASTLE INC COM 22822V101 240083 1770 SH DFND 1 1770 0 0 DANAHER CORPORATION COM 235851102 19267998 72594 SH DFND 1 72594 0 0 DATADOG INC CL A COM 23804L103 448350 6100 SH DFND 1 6100 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 287777 1615 SH DFND 1 1615 0 0 DISNEY WALT CO COM 254687106 3182762 36634 SH DFND 1 36634 0 0 DONALDSON INC COM 257651109 941920 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 1048480 7743 SH DFND 1 7743 0 0 DUOLINGO INC CL A COM 26603R106 5584203 78507 SH DFND 1 78507 0 0 EMERSON ELEC CO COM 291011104 1104306 11496 SH DFND 1 11496 0 0 ENSTAR GROUP LIMITED SHS G3075P101 369664 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 527661 1610 SH DFND 1 1610 0 0 ETSY INC COM 29786A106 4625664 38618 SH DFND 1 38618 0 0 EXXON MOBIL CORP COM 30231G102 1103000 10000 SH DFND 1 10000 0 0 FRESHWORKS INC CLASS A COM 358054104 246275 16742 SH DFND 1 16742 0 0 GENERAL DYNAMICS CORP COM 369550108 8424327 33954 SH DFND 1 33954 0 0 GENERAL ELECTRIC CO COM NEW 369604301 314213 3750 SH DFND 1 3750 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1430864 4167 SH DFND 1 4167 0 0 GOLUB CAP BDC INC COM 38173M102 3193603 242675 SH DFND 1 242675 0 0 HCA HEALTHCARE INC COM 40412C101 682686 2845 SH DFND 1 2845 0 0 HERSHEY CO COM 427866108 1509836 6520 SH DFND 1 6520 0 0 HOME DEPOT INC COM 437076102 10743030 34012 SH DFND 1 34012 0 0 HONEYWELL INTL INC COM 438516106 1488515 6948 SH DFND 1 6948 0 0 HUMANA INC COM 444859102 670969 1310 SH DFND 1 1310 0 0 IAC INC COM NEW 44891N208 1303451 29357 SH DFND 1 29357 0 0 ILLUMINA INC COM 452327109 1111493 5497 SH DFND 1 5497 0 0 INSULET CORP COM 45784P101 1589706 5400 SH DFND 1 5400 0 0 INTEL CORP COM 458140100 243737 9222 SH DFND 1 9222 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2113350 15000 SH DFND 1 15000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6597620 24777 SH DFND 1 24777 0 0 ISHARES INC CORE MSCI EMKT 46434G103 9511716 203677 SH DFND 1 203677 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 368974 1720 SH DFND 1 1720 0 0 ISHARES TR SELECT DIVID ETF 464287168 2976529 24681 SH DFND 1 24681 0 0 ISHARES TR MSCI ACWI EX US 464288240 549231 12071 SH DFND 1 12071 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 10717362 282780 SH DFND 1 282780 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 426416 4048 SH DFND 1 4048 0 0 ISHARES TR MSCI ACWI ETF 464288257 8469836 99786 SH DFND 1 99786 0 0 ISHARES TR CORE MSCI EAFE 46432F842 22474191 364604 SH DFND 1 364604 0 0 ISHARES TR S&P SML 600 GWT 464287887 540350 5000 SH DFND 1 5000 0 0 ISHARES TR MSCI EAFE ETF 464287465 17556403 267465 SH DFND 1 267465 0 0 ISHARES TR EUROPE ETF 464287861 338512 7448 SH DFND 1 7448 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1217905 6985 SH DFND 1 6985 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2303260 15188 SH DFND 1 15188 0 0 ISHARES TR S&P 100 ETF 464287101 1028196 6028 SH DFND 1 6028 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 33808808 584119 SH DFND 1 584119 0 0 ISHARES TR CORE S&P TTL STK 464287150 52435147 618339 SH DFND 1 618339 0 0 ISHARES TR CORE S&P SCP ETF 464287804 5923234 62587 SH DFND 1 62587 0 0 ISHARES TR RUS MID CAP ETF 464287499 2090640 31000 SH DFND 1 31000 0 0 ISHARES TR S&P MC 400GR ETF 464287606 516075 7556 SH DFND 1 7556 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 3043287 29195 SH DFND 1 29195 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 44510931 207762 SH DFND 1 207762 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 7808320 35383 SH DFND 1 35383 0 0 ISHARES TR U.S. TECH ETF 464287721 407013 5464 SH DFND 1 5464 0 0 ISHARES TR CRE U S REIT ETF 464288521 1347958 27259 SH DFND 1 27259 0 0 ISHARES TR RUS MD CP GR ETF 464287481 454700 5439 SH DFND 1 5439 0 0 ISHARES TR RUS 1000 ETF 464287622 15832909 75205 SH DFND 1 75205 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 283025 2041 SH DFND 1 2041 0 0 JD.COM INC SPON ADR CL A 47215P106 2090281 37240 SH DFND 1 37240 0 0 JOHNSON & JOHNSON COM 478160104 30584298 173135 SH DFND 1 173135 0 0 JPMORGAN CHASE & CO COM 46625H100 20228180 150844 SH DFND 1 150844 0 0 KIMBERLY-CLARK CORP COM 494368103 709973 5230 SH DFND 1 5230 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 2455864 81320 SH DFND 1 81320 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 306124 1300 SH DFND 1 1300 0 0 LENDINGCLUB CORP COM NEW 52603A208 294166 33428 SH DFND 1 33428 0 0 LENNAR CORP CL A 526057104 235753 2605 SH DFND 1 2605 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 18694006 245103 SH DFND 1 245103 0 0 LILLY ELI & CO COM 532457108 2333328 6378 SH DFND 1 6378 0 0 LOWES COS INC COM 548661107 248674439 1248115 SH DFND 1 1248115 0 0 MARKEL CORP COM 570535104 345182 262 SH DFND 1 262 0 0 MARQETA INC CLASS A COM 57142B104 647532 105979 SH DFND 1 105979 0 0 MASTERCARD INCORPORATED CL A 57636Q104 95247072 273911 SH DFND 1 273911 0 0 MATCH GROUP INC NEW COM 57667L107 932654 22479 SH DFND 1 22479 0 0 MCDONALDS CORP COM 580135101 5275607 20019 SH DFND 1 20019 0 0 MERCADOLIBRE INC COM 58733R102 9531201 11263 SH DFND 1 11263 0 0 MERCK & CO INC COM 58933Y105 4031701 36338 SH DFND 1 36338 0 0 META PLATFORMS INC CL A 30303M102 20551906 170782 SH DFND 1 170782 0 0 MICROSOFT CORP COM 594918104 418512810 1745112 SH DFND 1 1745112 0 0 MONDELEZ INTL INC CL A 609207105 6261568 93947 SH DFND 1 93947 0 0 MONGODB INC CL A 60937P106 24474101 124335 SH DFND 1 124335 0 0 MOODYS CORP COM 615369105 136346807 489365 SH DFND 1 489365 0 0 MORGAN STANLEY COM NEW 617446448 1360745 16005 SH DFND 1 16005 0 0 NETFLIX INC COM 64110L106 2268512 7693 SH DFND 1 7693 0 0 NEW MTN FIN CORP COM 647551100 253362 20482 SH DFND 1 20482 0 0 NORFOLK SOUTHN CORP COM 655844108 391561 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 292603837 536288 SH DFND 1 536288 0 0 NOVARTIS AG SPONSORED ADR 66987V109 453600 5000 SH DFND 1 5000 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 2673550 656892 SH DFND 1 656892 0 0 NVIDIA CORPORATION COM 67066G104 3470971 23751 SH DFND 1 23751 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 249691083 295832 SH DFND 1 295832 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 2302771 358687 SH DFND 1 358687 0 0 PALO ALTO NETWORKS INC COM 697435105 2150936 15420 SH DFND 1 15420 0 0 PAYPAL HLDGS INC COM 70450Y103 1383662 19428 SH DFND 1 19428 0 0 PEPSICO INC COM 713448108 534934 2961 SH DFND 1 2961 0 0 PFIZER INC COM 717081103 869543 16970 SH DFND 1 16970 0 0 PHILLIPS 66 COM 718546104 347835 3342 SH DFND 1 3342 0 0 PINDUODUO INC SPONSORED ADS 722304102 250359 3070 SH DFND 1 3070 0 0 PROCORE TECHNOLOGIES INC COM 74275K108 628815 13328 SH DFND 1 13328 0 0 PROCTER AND GAMBLE CO COM 742718109 10740148 70864 SH DFND 1 70864 0 0 QUALCOMM INC COM 747525103 206797 1881 SH DFND 1 1881 0 0 QUANTA SVCS INC COM 74762E102 313500 2200 SH DFND 1 2200 0 0 ROPER TECHNOLOGIES INC COM 776696106 432090 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 220107808 657156 SH DFND 1 657156 0 0 SALESFORCE INC COM 79466L302 5354515 40384 SH DFND 1 40384 0 0 SAP SE SPON ADR 803054204 515950 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM STK 806857108 277029239 5181991 SH DFND 1 5181991 0 0 SCHWAB CHARLES CORP COM 808513105 462116687 5550284 SH DFND 1 5550284 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 950452 27791 SH DFND 1 27791 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 433359 5813 SH DFND 1 5813 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 13547878 154886 SH DFND 1 154886 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 535657 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 314468 3202 SH DFND 1 3202 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 294226 2278 SH DFND 1 2278 0 0 SERVICENOW INC COM 81762P102 45669482 117623 SH DFND 1 117623 0 0 SHOPIFY INC CL A 82509L107 4460860 128518 SH DFND 1 128518 0 0 SHUTTERSTOCK INC COM 825690100 289960 5500 SH DFND 1 5500 0 0 SIGNIFY HEALTH INC CL A COM 82671G100 447526 15615 SH DFND 1 15615 0 0 SIXTH STREET SPECIALTY LENDI COM 83012A109 618230 34732 SH DFND 1 34732 0 0 SNOWFLAKE INC CL A 833445109 14930887 104019 SH DFND 1 104019 0 0 SPDR GOLD TR GOLD SHS 78463V107 12272945 72347 SH DFND 1 72347 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 52578389 137485 SH DFND 1 137485 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 6276038 213616 SH DFND 1 213616 0 0 SYSCO CORP COM 871829107 62290084 814782 SH DFND 1 814782 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 526272 7065 SH DFND 1 7065 0 0 TERAWULF INC COM 88080T104 8829 13264 SH DFND 1 13264 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 307836 559 SH DFND 1 559 0 0 TOAST INC CL A 888787108 1388923 77034 SH DFND 1 77034 0 0 TRUIST FINL CORP COM 89832Q109 557239 12950 SH DFND 1 12950 0 0 TWILIO INC CL A 90138F102 1145664 23400 SH DFND 1 23400 0 0 UBER TECHNOLOGIES INC COM 90353T100 241934 9783 SH DFND 1 9783 0 0 UNILEVER PLC SPON ADR NEW 904767704 429183 8524 SH DFND 1 8524 0 0 UNION PAC CORP COM 907818108 10304010 49761 SH DFND 1 49761 0 0 UNITEDHEALTH GROUP INC COM 91324P102 438330556 826758 SH DFND 1 826758 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 639970 8611 SH DFND 1 8611 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 3957018 52564 SH DFND 1 52564 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 200361 4089 SH DFND 1 4089 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 84556998 240670 SH DFND 1 240670 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 111136644 581289 SH DFND 1 581289 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 7670894 35995 SH DFND 1 35995 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 80775486 2072229 SH DFND 1 2072229 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 21482858 249250 SH DFND 1 249250 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 591903 11805 SH DFND 1 11805 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10721492 142592 SH DFND 1 142592 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 23162181 447838 SH DFND 1 447838 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 110238906 2626612 SH DFND 1 2626612 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 6407356 77449 SH DFND 1 77449 0 0 VIMEO INC COMMON STOCK 92719V100 138455 40366 SH DFND 1 40366 0 0 VISA INC COM CL A 92826C839 379805848 1828099 SH DFND 1 1828099 0 0 WALMART INC COM 931142103 9143754 64488 SH DFND 1 64488 0 0 WATERS CORP COM 941848103 323053 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 24274070 738038 SH DFND 1 738038 0 0 WORKDAY INC CL A 98138H101 6000119 35858 SH DFND 1 35858 0 0 XOMETRY INC CLASS A COM 98423F109 206723 6414 SH DFND 1 6414 0 0