0001172661-22-002298.txt : 20221107
0001172661-22-002298.hdr.sgml : 20221107
20221107085902
ACCESSION NUMBER: 0001172661-22-002298
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221107
DATE AS OF CHANGE: 20221107
EFFECTIVENESS DATE: 20221107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allen Investment Management LLC
CENTRAL INDEX KEY: 0001326234
IRS NUMBER: 341975156
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11378
FILM NUMBER: 221363950
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128328000
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001326234
XXXXXXXX
09-30-2022
09-30-2022
false
Allen Investment Management LLC
711 Fifth Avenue
New York
NY
10022
13F HOLDINGS REPORT
028-11378
N
Isaac Keschner
Vice President
212-832-8000
/s/ Isaac Keschner
New York
NY
11-07-2022
1
213
5790626
1
0001389544
028-12302
ALLEN OPERATIONS LLC
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
3889
35197
SH
DFND
1
35197
0
0
ABBOTT LABS
COM
002824100
1122
11600
SH
DFND
1
11600
0
0
ABBVIE INC
COM
00287Y109
1112
8282
SH
DFND
1
8282
0
0
ACUITY BRANDS INC
COM
00508Y102
1658
10530
SH
DFND
1
10530
0
0
ACV AUCTIONS INC
COM CL A
00091G104
92
12803
SH
DFND
1
12803
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
6040
21948
SH
DFND
1
21948
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
86267
551789
SH
DFND
1
551789
0
0
AFFIRM HLDGS INC
COM CL A
00827B106
3041
162088
SH
DFND
1
162088
0
0
AFLAC INC
COM
001055102
337
6000
SH
DFND
1
6000
0
0
AIRBNB INC
COM CL A
009066101
615
5852
SH
DFND
1
5852
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6449
80621
SH
DFND
1
80621
0
0
ALICO INC
COM
016230104
1141
40391
SH
DFND
1
40391
0
0
ALLBIRDS INC
COM CL A
01675A109
224
73708
SH
DFND
1
73708
0
0
ALPHABET INC
CAP STK CL A
02079K305
16664
174216
SH
DFND
1
174216
0
0
ALPHABET INC
CAP STK CL C
02079K107
426788
4438769
SH
DFND
1
4438769
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
37785
1033517
SH
DFND
1
1033517
0
0
AMAZON COM INC
COM
023135106
343453
3039404
SH
DFND
1
3039404
0
0
AMERICAN EXPRESS CO
COM
025816109
262
1941
SH
DFND
1
1941
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
666
5120
SH
DFND
1
5120
0
0
AMGEN INC
COM
031162100
1146
5083
SH
DFND
1
5083
0
0
ANALOG DEVICES INC
COM
032654105
237345
1703355
SH
DFND
1
1703355
0
0
APOLLO GLOBAL MGMT INC
COM
03769M106
209
4500
SH
DFND
1
4500
0
0
APPLE INC
COM
037833100
44881
324752
SH
DFND
1
324752
0
0
APPLOVIN CORP
COM CL A
03831W108
548
28110
SH
DFND
1
28110
0
0
APTIV PLC
SHS
G6095L109
599
7660
SH
DFND
1
7660
0
0
ARES CAPITAL CORP
COM
04010L103
3887
230289
SH
DFND
1
230289
0
0
ARGAN INC
COM
04010E109
1933
60077
SH
DFND
1
60077
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
7485
18022
SH
DFND
1
18022
0
0
ASSURANT INC
COM
04621X108
229
1573
SH
DFND
1
1573
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
782
14254
SH
DFND
1
14254
0
0
BANDWIDTH INC
COM CL A
05988J103
268
22500
SH
DFND
1
22500
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
15825
59267
SH
DFND
1
59267
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
4065
10
SH
DFND
1
10
0
0
BK OF AMERICA CORP
COM
060505104
278
9203
SH
DFND
1
9203
0
0
BLACKROCK INC
COM
09247X101
413
750
SH
DFND
1
750
0
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
383
35049
SH
DFND
1
35049
0
0
BLACKSTONE INC
COM
09260D107
2268
27093
SH
DFND
1
27093
0
0
BLADE AIR MOBILITY INC
CL A COM
092667104
403
100000
SH
DFND
1
100000
0
0
BLOCK INC
CL A
852234103
3739
68002
SH
DFND
1
68002
0
0
BRAZE INC
COM CL A
10576N102
597
17154
SH
DFND
1
17154
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
719
10108
SH
DFND
1
10108
0
0
BROADCOM INC
COM
11135F101
1800
4054
SH
DFND
1
4054
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
1923
47019
SH
DFND
1
47019
0
0
CANADIAN NATL RY CO
COM
136375102
2179
20178
SH
DFND
1
20178
0
0
CANADIAN PAC RY LTD
COM
13645T100
196272
2941731
SH
DFND
1
2941731
0
0
CAPITAL ONE FINL CORP
COM
14040H105
412
4474
SH
DFND
1
4474
0
0
CARGURUS INC
COM CL A
141788109
2810
198296
SH
DFND
1
198296
0
0
CARMAX INC
COM
143130102
937
14194
SH
DFND
1
14194
0
0
CELANESE CORP DEL
COM
150870103
241
2673
SH
DFND
1
2673
0
0
CENTENE CORP DEL
COM
15135B101
414
5322
SH
DFND
1
5322
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
195677
645055
SH
DFND
1
645055
0
0
CISCO SYS INC
COM
17275R102
630
15755
SH
DFND
1
15755
0
0
CLOUDFLARE INC
CL A COM
18915M107
10813
195490
SH
DFND
1
195490
0
0
COCA COLA CO
COM
191216100
6562
117136
SH
DFND
1
117136
0
0
COINBASE GLOBAL INC
COM CL A
19260Q107
22409
347487
SH
DFND
1
347487
0
0
COMCAST CORP NEW
CL A
20030N101
110451
3765789
SH
DFND
1
3765789
0
0
CONOCOPHILLIPS
COM
20825C104
781
7627
SH
DFND
1
7627
0
0
CORNING INC
COM
219350105
261
9000
SH
DFND
1
9000
0
0
COSTCO WHSL CORP NEW
COM
22160K105
329
696
SH
DFND
1
696
0
0
COUPA SOFTWARE INC
COM
22266L106
932
15853
SH
DFND
1
15853
0
0
CREDIT ACCEP CORP MICH
COM
225310101
350
800
SH
DFND
1
800
0
0
CROWN CASTLE INC
COM
22822V101
256
1770
SH
DFND
1
1770
0
0
DANAHER CORPORATION
COM
235851102
18547
71806
SH
DFND
1
71806
0
0
DATADOG INC
CL A COM
23804L103
675
7600
SH
DFND
1
7600
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
274
1615
SH
DFND
1
1615
0
0
DISNEY WALT CO
COM
254687106
3443
36500
SH
DFND
1
36500
0
0
DONALDSON INC
COM
257651109
784
16000
SH
DFND
1
16000
0
0
DOVER CORP
COM
260003108
903
7743
SH
DFND
1
7743
0
0
DUOLINGO INC
CL A COM
26603R106
9467
99412
SH
DFND
1
99412
0
0
EMERSON ELEC CO
COM
291011104
861
11755
SH
DFND
1
11755
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
271
1600
SH
DFND
1
1600
0
0
EPAM SYS INC
COM
29414B104
583
1610
SH
DFND
1
1610
0
0
ETSY INC
COM
29786A106
3867
38618
SH
DFND
1
38618
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
352
3753
SH
DFND
1
3753
0
0
EXXON MOBIL CORP
COM
30231G102
873
10000
SH
DFND
1
10000
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
212
1623
SH
DFND
1
1623
0
0
FLEX LTD
ORD
Y2573F102
191
11464
SH
DFND
1
11464
0
0
FRESHWORKS INC
CLASS A COM
358054104
217
16742
SH
DFND
1
16742
0
0
GENERAL DYNAMICS CORP
COM
369550108
7204
33954
SH
DFND
1
33954
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
232
3750
SH
DFND
1
3750
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1224
4178
SH
DFND
1
4178
0
0
GOLUB CAP BDC INC
COM
38173M102
2854
230375
SH
DFND
1
230375
0
0
HCA HEALTHCARE INC
COM
40412C101
523
2845
SH
DFND
1
2845
0
0
HERSHEY CO
COM
427866108
1437
6520
SH
DFND
1
6520
0
0
HOME DEPOT INC
COM
437076102
9385
34012
SH
DFND
1
34012
0
0
HONEYWELL INTL INC
COM
438516106
1160
6948
SH
DFND
1
6948
0
0
HUMANA INC
COM
444859102
636
1310
SH
DFND
1
1310
0
0
IAC INC
COM NEW
44891N208
1626
29357
SH
DFND
1
29357
0
0
ILLUMINA INC
COM
452327109
3273
17156
SH
DFND
1
17156
0
0
INSULET CORP
COM
45784P101
1239
5400
SH
DFND
1
5400
0
0
INTEL CORP
COM
458140100
271
10502
SH
DFND
1
10502
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
1782
15000
SH
DFND
1
15000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
6622
24777
SH
DFND
1
24777
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
2665
29195
SH
DFND
1
29195
0
0
ISHARES TR
RUS MID CAP ETF
464287499
1926
31000
SH
DFND
1
31000
0
0
ISHARES TR
CORE S&P TTL STK
464287150
3152
39626
SH
DFND
1
39626
0
0
ISHARES TR
S&P SML 600 GWT
464287887
508
5000
SH
DFND
1
5000
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
16763
79672
SH
DFND
1
79672
0
0
ISHARES TR
MSCI EAFE ETF
464287465
14981
267465
SH
DFND
1
267465
0
0
ISHARES TR
S&P 100 ETF
464287101
980
6028
SH
DFND
1
6028
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
5457
62587
SH
DFND
1
62587
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
9863
282780
SH
DFND
1
282780
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
2065
15188
SH
DFND
1
15188
0
0
ISHARES TR
MSCI ACWI ETF
464288257
7766
99786
SH
DFND
1
99786
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1152
6985
SH
DFND
1
6985
0
0
ISHARES TR
CORE MSCI TOTAL
46432F834
30382
596657
SH
DFND
1
596657
0
0
ISHARES TR
CRE U S REIT ETF
464288521
3790
79789
SH
DFND
1
79789
0
0
ISHARES TR
SELECT DIVID ETF
464287168
2646
24681
SH
DFND
1
24681
0
0
ISHARES TR
RUS 1000 ETF
464287622
14781
74958
SH
DFND
1
74958
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
7326
35383
SH
DFND
1
35383
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
432
5513
SH
DFND
1
5513
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
476
7556
SH
DFND
1
7556
0
0
ISHARES TR
EUROPE ETF
464287861
281
7448
SH
DFND
1
7448
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
389
4048
SH
DFND
1
4048
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
263
2041
SH
DFND
1
2041
0
0
ISHARES TR
MSCI ACWI EX US
464288240
483
12071
SH
DFND
1
12071
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
355
1720
SH
DFND
1
1720
0
0
ISHARES TR
U.S. TECH ETF
464287721
401
5464
SH
DFND
1
5464
0
0
JD.COM INC
SPON ADR CL A
47215P106
1873
37240
SH
DFND
1
37240
0
0
JOHNSON & JOHNSON
COM
478160104
28363
173624
SH
DFND
1
173624
0
0
JPMORGAN CHASE & CO
COM
46625H100
15884
152003
SH
DFND
1
152003
0
0
KIMBERLY-CLARK CORP
COM
494368103
589
5230
SH
DFND
1
5230
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
276
1346
SH
DFND
1
1346
0
0
LENDINGCLUB CORP
COM NEW
52603A208
369
33428
SH
DFND
1
33428
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
16173
216797
SH
DFND
1
216797
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
10407
141010
SH
DFND
1
141010
0
0
LILLY ELI & CO
COM
532457108
2097
6485
SH
DFND
1
6485
0
0
LOWES COS INC
COM
548661107
267818
1426006
SH
DFND
1
1426006
0
0
MARKEL CORP
COM
570535104
284
262
SH
DFND
1
262
0
0
MARQETA INC
CLASS A COM
57142B104
755
105979
SH
DFND
1
105979
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
100859
354711
SH
DFND
1
354711
0
0
MATCH GROUP INC NEW
COM
57667L107
1082
22654
SH
DFND
1
22654
0
0
MCDONALDS CORP
COM
580135101
4636
20092
SH
DFND
1
20092
0
0
MERCADOLIBRE INC
COM
58733R102
9336
11278
SH
DFND
1
11278
0
0
MERCK & CO INC
COM
58933Y105
3129
36338
SH
DFND
1
36338
0
0
META PLATFORMS INC
CL A
30303M102
30554
225190
SH
DFND
1
225190
0
0
MICROSOFT CORP
COM
594918104
407025
1747640
SH
DFND
1
1747640
0
0
MONDELEZ INTL INC
CL A
609207105
5177
94415
SH
DFND
1
94415
0
0
MONGODB INC
CL A
60937P106
24721
124503
SH
DFND
1
124503
0
0
MOODYS CORP
COM
615369105
126377
519833
SH
DFND
1
519833
0
0
MORGAN STANLEY
COM NEW
617446448
1289
16314
SH
DFND
1
16314
0
0
NETFLIX INC
COM
64110L106
2453
10418
SH
DFND
1
10418
0
0
NEW MTN FIN CORP
COM
647551100
223
19357
SH
DFND
1
19357
0
0
NORFOLK SOUTHN CORP
COM
655844108
333
1589
SH
DFND
1
1589
0
0
NORTHROP GRUMMAN CORP
COM
666807102
295045
627328
SH
DFND
1
627328
0
0
NOVARTIS AG
SPONSORED ADR
66987V109
380
5000
SH
DFND
1
5000
0
0
NU HLDGS LTD
ORD SHS CL A
G6683N103
2890
656892
SH
DFND
1
656892
0
0
NVIDIA CORPORATION
COM
67066G104
6844
56384
SH
DFND
1
56384
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
205119
291632
SH
DFND
1
291632
0
0
PALANTIR TECHNOLOGIES INC
CL A
69608A108
2916
358687
SH
DFND
1
358687
0
0
PALO ALTO NETWORKS INC
COM
697435105
2528
15420
SH
DFND
1
15420
0
0
PAYPAL HLDGS INC
COM
70450Y103
2112
24541
SH
DFND
1
24541
0
0
PEPSICO INC
COM
713448108
532
3256
SH
DFND
1
3256
0
0
PFIZER INC
COM
717081103
743
16970
SH
DFND
1
16970
0
0
PHILLIPS 66
COM
718546104
270
3342
SH
DFND
1
3342
0
0
PROCORE TECHNOLOGIES INC
COM
74275K108
659
13328
SH
DFND
1
13328
0
0
PROCTER AND GAMBLE CO
COM
742718109
8947
70864
SH
DFND
1
70864
0
0
QUALCOMM INC
COM
747525103
258
2282
SH
DFND
1
2282
0
0
QUANTA SVCS INC
COM
74762E102
280
2200
SH
DFND
1
2200
0
0
ROPER TECHNOLOGIES INC
COM
776696106
360
1000
SH
DFND
1
1000
0
0
S&P GLOBAL INC
COM
78409V104
164355
538251
SH
DFND
1
538251
0
0
SALESFORCE INC
COM
79466L302
5991
41651
SH
DFND
1
41651
0
0
SAP SE
SPON ADR
803054204
406
5000
SH
DFND
1
5000
0
0
SCHLUMBERGER LTD
COM STK
806857108
207559
5781588
SH
DFND
1
5781588
0
0
SCHWAB CHARLES CORP
COM
808513105
407349
5667857
SH
DFND
1
5667857
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
844
27791
SH
DFND
1
27791
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
10306
143106
SH
DFND
1
143106
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
493
4073
SH
DFND
1
4073
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
325
2278
SH
DFND
1
2278
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
404
6048
SH
DFND
1
6048
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
265
3202
SH
DFND
1
3202
0
0
SERVICENOW INC
COM
81762P102
44451
117717
SH
DFND
1
117717
0
0
SHOPIFY INC
CL A
82509L107
3462
128518
SH
DFND
1
128518
0
0
SHUTTERSTOCK INC
COM
825690100
276
5500
SH
DFND
1
5500
0
0
SIGNIFY HEALTH INC
CL A COM
82671G100
455
15615
SH
DFND
1
15615
0
0
SIXTH STREET SPECIALTY LENDI
COM
83012A109
539
33002
SH
DFND
1
33002
0
0
SNOWFLAKE INC
CL A
833445109
17679
104019
SH
DFND
1
104019
0
0
SPDR GOLD TR
GOLD SHS
78463V107
12068
78022
SH
DFND
1
78022
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
31527
88266
SH
DFND
1
88266
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
6765
231520
SH
DFND
1
231520
0
0
SPRINKLR INC
CL A
85208T107
94
10177
SH
DFND
1
10177
0
0
SYSCO CORP
COM
871829107
58248
823759
SH
DFND
1
823759
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
572
8350
SH
DFND
1
8350
0
0
TERAWULF INC
COM
88080T104
17
13264
SH
DFND
1
13264
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
320
630
SH
DFND
1
630
0
0
TOAST INC
CL A
888787108
1288
77034
SH
DFND
1
77034
0
0
TRUIST FINL CORP
COM
89832Q109
564
12950
SH
DFND
1
12950
0
0
TWILIO INC
CL A
90138F102
4045
58504
SH
DFND
1
58504
0
0
TWITTER INC
COM
90184L102
17534
399949
SH
DFND
1
399949
0
0
UBER TECHNOLOGIES INC
COM
90353T100
4549
171657
SH
DFND
1
171657
0
0
UNIFI INC
COM NEW
904677200
171
17930
SH
DFND
1
17930
0
0
UNILEVER PLC
SPON ADR NEW
904767704
410
9344
SH
DFND
1
9344
0
0
UNION PAC CORP
COM
907818108
90873
466447
SH
DFND
1
466447
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
433025
857408
SH
DFND
1
857408
0
0
VANGUARD BD INDEX FDS
VANGUARD ULTRA
92203C303
904
18465
SH
DFND
1
18465
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
4002
53494
SH
DFND
1
53494
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
633
8611
SH
DFND
1
8611
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
58671
326913
SH
DFND
1
326913
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
4671
14229
SH
DFND
1
14229
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
2637
12326
SH
DFND
1
12326
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
524
11805
SH
DFND
1
11805
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
19661
249250
SH
DFND
1
249250
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
67072
1838079
SH
DFND
1
1838079
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
11530
155218
SH
DFND
1
155218
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
22986
502211
SH
DFND
1
502211
0
0
VANGUARD TAX-MANAGED FDS
VAN FTSE DEV MKT
921943858
76978
2117102
SH
DFND
1
2117102
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
5852
78609
SH
DFND
1
78609
0
0
VIMEO INC
COMMON STOCK
92719V100
161
40366
SH
DFND
1
40366
0
0
VISA INC
COM CL A
92826C839
319648
1799315
SH
DFND
1
1799315
0
0
WALMART INC
COM
931142103
8429
64990
SH
DFND
1
64990
0
0
WATERS CORP
COM
941848103
254
943
SH
DFND
1
943
0
0
WAYFAIR INC
CL A
94419L101
27115
833038
SH
DFND
1
833038
0
0
WORKDAY INC
CL A
98138H101
7387
48526
SH
DFND
1
48526
0
0