0001172661-22-001737.txt : 20220808 0001172661-22-001737.hdr.sgml : 20220808 20220808102744 ACCESSION NUMBER: 0001172661-22-001737 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 221143044 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 06-30-2022 06-30-2022 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Isaac Keschner 212-832-8000 /s/ Isaac Keschner New York NY 08-08-2022 1 224 6176475 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4555 35197 SH DFND 1 35197 0 0 ABBOTT LABS COM 002824100 1260 11600 SH DFND 1 11600 0 0 ABBVIE INC COM 00287Y109 1268 8282 SH DFND 1 8282 0 0 ACUITY BRANDS INC COM 00508Y102 1622 10530 SH DFND 1 10530 0 0 ACV AUCTIONS INC COM CL A 00091G104 84 12803 SH DFND 1 12803 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 8138 22231 SH DFND 1 22231 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 96381 556824 SH DFND 1 556824 0 0 AFFIRM HLDGS INC COM CL A 00827B106 2927 162088 SH DFND 1 162088 0 0 AFLAC INC COM 001055102 332 6000 SH DFND 1 6000 0 0 AIR PRODS & CHEMS INC COM 009158106 206 855 SH DFND 1 855 0 0 AIRBNB INC COM CL A 009066101 534 5993 SH DFND 1 5993 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 9165 80621 SH DFND 1 80621 0 0 ALICO INC COM 016230104 1439 40391 SH DFND 1 40391 0 0 ALLBIRDS INC COM CL A 01675A109 290 73708 SH DFND 1 73708 0 0 ALPHABET INC CAP STK CL A 02079K305 18650 8558 SH DFND 1 8558 0 0 ALPHABET INC CAP STK CL C 02079K107 430475 196793 SH DFND 1 196793 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 27548 799643 SH DFND 1 799643 0 0 AMAZON COM INC COM 023135106 308457 2904217 SH DFND 1 2904217 0 0 AMERICAN EXPRESS CO COM 025816109 269 1941 SH DFND 1 1941 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 744 5000 SH DFND 1 5000 0 0 AMGEN INC COM 031162100 1237 5083 SH DFND 1 5083 0 0 ANALOG DEVICES INC COM 032654105 124937 855203 SH DFND 1 855203 0 0 APOLLO GLOBAL MGMT INC COM 03769M106 218 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 45977 336287 SH DFND 1 336287 0 0 APPLOVIN CORP COM CL A 03831W108 1137 33000 SH DFND 1 33000 0 0 APTIV PLC SHS G6095L109 668 7500 SH DFND 1 7500 0 0 ARES CAPITAL CORP COM 04010L103 4129 230289 SH DFND 1 230289 0 0 ARGAN INC COM 04010E109 2242 60077 SH DFND 1 60077 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 8632 18138 SH DFND 1 18138 0 0 ASSURANT INC COM 04621X108 272 1573 SH DFND 1 1573 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 942 14254 SH DFND 1 14254 0 0 ATLASSIAN CORP PLC CL A G06242104 7008 37395 SH DFND 1 37395 0 0 AUTODESK INC COM 052769106 648 3771 SH DFND 1 3771 0 0 BANDWIDTH INC COM CL A 05988J103 423 22500 SH DFND 1 22500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16181 59267 SH DFND 1 59267 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4090 10 SH DFND 1 10 0 0 BK OF AMERICA CORP COM 060505104 233 7498 SH DFND 1 7498 0 0 BLACKROCK INC COM 09247X101 457 750 SH DFND 1 750 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 439 35049 SH DFND 1 35049 0 0 BLACKSTONE INC COM 09260D107 4787 52468 SH DFND 1 52468 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 446 100000 SH DFND 1 100000 0 0 BLOCK INC CL A 852234103 4211 68518 SH DFND 1 68518 0 0 BOOKING HOLDINGS INC COM 09857L108 31158 17815 SH DFND 1 17815 0 0 BRAZE INC COM CL A 10576N102 621 17154 SH DFND 1 17154 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 778 10108 SH DFND 1 10108 0 0 BROADCOM INC COM 11135F101 2006 4129 SH DFND 1 4129 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2078 46719 SH DFND 1 46719 0 0 CANADIAN NATL RY CO COM 136375102 2269 20178 SH DFND 1 20178 0 0 CANADIAN PAC RY LTD COM 13645T100 170035 2434630 SH DFND 1 2434630 0 0 CAPITAL ONE FINL CORP COM 14040H105 480 4610 SH DFND 1 4610 0 0 CARGURUS INC COM CL A 141788109 1575 73296 SH DFND 1 73296 0 0 CARMAX INC COM 143130102 1284 14194 SH DFND 1 14194 0 0 CELANESE CORP DEL COM 150870103 383 3253 SH DFND 1 3253 0 0 CENTENE CORP DEL COM 15135B101 450 5322 SH DFND 1 5322 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 292889 625123 SH DFND 1 625123 0 0 CISCO SYS INC COM 17275R102 672 15755 SH DFND 1 15755 0 0 CLOUDFLARE INC CL A COM 18915M107 8553 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 7570 120336 SH DFND 1 120336 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 16212 344796 SH DFND 1 344796 0 0 COMCAST CORP NEW CL A 20030N101 152464 3885431 SH DFND 1 3885431 0 0 CONOCOPHILLIPS COM 20825C104 627 6977 SH DFND 1 6977 0 0 CORNING INC COM 219350105 284 9000 SH DFND 1 9000 0 0 COSTCO WHSL CORP NEW COM 22160K105 323 674 SH DFND 1 674 0 0 COUPA SOFTWARE INC COM 22266L106 934 16359 SH DFND 1 16359 0 0 CREDIT ACCEP CORP MICH COM 225310101 379 800 SH DFND 1 800 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 298 1770 SH DFND 1 1770 0 0 CROWN HLDGS INC COM 228368106 214 2324 SH DFND 1 2324 0 0 DANAHER CORPORATION COM 235851102 18386 72521 SH DFND 1 72521 0 0 DATADOG INC CL A COM 23804L103 656 6883 SH DFND 1 6883 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 281 1615 SH DFND 1 1615 0 0 DISNEY WALT CO COM 254687106 3448 36525 SH DFND 1 36525 0 0 DONALDSON INC COM 257651109 770 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 939 7743 SH DFND 1 7743 0 0 DUOLINGO INC CL A COM 26603R106 9463 108087 SH DFND 1 108087 0 0 EMERSON ELEC CO COM 291011104 935 11755 SH DFND 1 11755 0 0 ENSTAR GROUP LIMITED SHS G3075P101 342 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 475 1610 SH DFND 1 1610 0 0 ETSY INC COM 29786A106 2827 38618 SH DFND 1 38618 0 0 EXPEDIA GROUP INC COM NEW 30212P303 343 3618 SH DFND 1 3618 0 0 EXXON MOBIL CORP COM 30231G102 856 10000 SH DFND 1 10000 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 234 1623 SH DFND 1 1623 0 0 FLEX LTD ORD Y2573F102 166 11464 SH DFND 1 11464 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 304 4500 SH DFND 1 4500 0 0 FRESHWORKS INC CLASS A COM 358054104 330 25113 SH DFND 1 25113 0 0 GENERAL DYNAMICS CORP COM 369550108 7512 33954 SH DFND 1 33954 0 0 GENERAL ELECTRIC CO COM NEW 369604301 239 3750 SH DFND 1 3750 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1276 4295 SH DFND 1 4295 0 0 GOLUB CAP BDC INC COM 38173M102 2986 230375 SH DFND 1 230375 0 0 HCA HEALTHCARE INC COM 40412C101 478 2845 SH DFND 1 2845 0 0 HERSHEY CO COM 427866108 1403 6520 SH DFND 1 6520 0 0 HOME DEPOT INC COM 437076102 9328 34012 SH DFND 1 34012 0 0 HONEYWELL INTL INC COM 438516106 1208 6948 SH DFND 1 6948 0 0 HUMANA INC COM 444859102 613 1310 SH DFND 1 1310 0 0 IAC INTERACTIVECORP NEW COM NEW 44891N208 2230 29357 SH DFND 1 29357 0 0 ILLUMINA INC COM 452327109 3191 17308 SH DFND 1 17308 0 0 INSULET CORP COM 45784P101 1177 5400 SH DFND 1 5400 0 0 INTEL CORP COM 458140100 424 11337 SH DFND 1 11337 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2118 15000 SH DFND 1 15000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6944 24777 SH DFND 1 24777 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1727 35202 SH DFND 1 35202 0 0 ISHARES TR MSCI EAFE ETF 464287465 10137 162215 SH DFND 1 162215 0 0 ISHARES TR MSCI ACWI ETF 464288257 7705 91841 SH DFND 1 91841 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 22406 392885 SH DFND 1 392885 0 0 ISHARES TR RUS MD CP GR ETF 464287481 437 5513 SH DFND 1 5513 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2202 15188 SH DFND 1 15188 0 0 ISHARES TR RUS 1000 ETF 464287622 1196 5755 SH DFND 1 5755 0 0 ISHARES TR CORE S&P SCP ETF 464287804 3504 37917 SH DFND 1 37917 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4706 117345 SH DFND 1 117345 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 411 4048 SH DFND 1 4048 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 380 3627 SH DFND 1 3627 0 0 ISHARES TR MSCI ACWI EX US 464288240 485 10788 SH DFND 1 10788 0 0 ISHARES TR S&P 100 ETF 464287101 1040 6028 SH DFND 1 6028 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 278 2041 SH DFND 1 2041 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1183 6985 SH DFND 1 6985 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2649 44989 SH DFND 1 44989 0 0 ISHARES TR SELECT DIVID ETF 464287168 1975 16787 SH DFND 1 16787 0 0 ISHARES TR CORE S&P TTL STK 464287150 3289 39253 SH DFND 1 39253 0 0 ISHARES TR U.S. TECH ETF 464287721 437 5464 SH DFND 1 5464 0 0 ISHARES TR RUS MID CAP ETF 464287499 2006 31000 SH DFND 1 31000 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 3333 15332 SH DFND 1 15332 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 355 1720 SH DFND 1 1720 0 0 ISHARES TR S&P SML 600 GWT 464287887 527 5000 SH DFND 1 5000 0 0 ISHARES TR S&P MC 400GR ETF 464287606 482 7556 SH DFND 1 7556 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 584 2671 SH DFND 1 2671 0 0 ISHARES TR CRE U S REIT ETF 464288521 4265 79869 SH DFND 1 79869 0 0 JD.COM INC SPON ADR CL A 47215P106 2392 37240 SH DFND 1 37240 0 0 JOHNSON & JOHNSON COM 478160104 30688 172881 SH DFND 1 172881 0 0 JPMORGAN CHASE & CO COM 46625H100 17078 151653 SH DFND 1 151653 0 0 KIMBERLY-CLARK CORP COM 494368103 707 5230 SH DFND 1 5230 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 305 1300 SH DFND 1 1300 0 0 LENDINGCLUB CORP COM NEW 52603A208 391 33428 SH DFND 1 33428 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 16320 141131 SH DFND 1 141131 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 24617 216797 SH DFND 1 216797 0 0 LILLY ELI & CO COM 532457108 2103 6485 SH DFND 1 6485 0 0 LOWES COS INC COM 548661107 267359 1530654 SH DFND 1 1530654 0 0 MARKEL CORP COM 570535104 339 262 SH DFND 1 262 0 0 MARQETA INC CLASS A COM 57142B104 859 105979 SH DFND 1 105979 0 0 MASTERCARD INCORPORATED CL A 57636Q104 96752 306683 SH DFND 1 306683 0 0 MATCH GROUP INC NEW COM 57667L107 1567 22479 SH DFND 1 22479 0 0 MCDONALDS CORP COM 580135101 4960 20092 SH DFND 1 20092 0 0 MERCADOLIBRE INC COM 58733R102 7302 11466 SH DFND 1 11466 0 0 MERCK & CO INC COM 58933Y105 3313 36338 SH DFND 1 36338 0 0 META PLATFORMS INC CL A 30303M102 197941 1227542 SH DFND 1 1227542 0 0 METROMILE INC COM 591697107 405 441197 SH DFND 1 441197 0 0 MICROSOFT CORP COM 594918104 408260 1589610 SH DFND 1 1589610 0 0 MONDELEZ INTL INC CL A 609207105 5862 94415 SH DFND 1 94415 0 0 MONGODB INC CL A 60937P106 32356 124685 SH DFND 1 124685 0 0 MOODYS CORP COM 615369105 142100 522484 SH DFND 1 522484 0 0 MORGAN STANLEY COM NEW 617446448 1267 16657 SH DFND 1 16657 0 0 NETFLIX INC COM 64110L106 1886 10783 SH DFND 1 10783 0 0 NEW MTN FIN CORP COM 647551100 231 19357 SH DFND 1 19357 0 0 NORFOLK SOUTHN CORP COM 655844108 361 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 318187 664870 SH DFND 1 664870 0 0 NOVARTIS AG SPONSORED ADR 66987V109 423 5000 SH DFND 1 5000 0 0 NU HLDGS LTD ORD SHS CL A G6683N103 611 163482 SH DFND 1 163482 0 0 NVIDIA CORPORATION COM 67066G104 8733 57612 SH DFND 1 57612 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 181814 287789 SH DFND 1 287789 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 3253 358687 SH DFND 1 358687 0 0 PALO ALTO NETWORKS INC COM 697435105 2539 5140 SH DFND 1 5140 0 0 PAYPAL HLDGS INC COM 70450Y103 1776 25432 SH DFND 1 25432 0 0 PEPSICO INC COM 713448108 493 2961 SH DFND 1 2961 0 0 PFIZER INC COM 717081103 890 16970 SH DFND 1 16970 0 0 PHILLIPS 66 COM 718546104 274 3342 SH DFND 1 3342 0 0 PINDUODUO INC SPONSORED ADS 722304102 280 4525 SH DFND 1 4525 0 0 PROCTER AND GAMBLE CO COM 742718109 10190 70864 SH DFND 1 70864 0 0 QUALCOMM INC COM 747525103 292 2282 SH DFND 1 2282 0 0 QUANTA SVCS INC COM 74762E102 276 2200 SH DFND 1 2200 0 0 ROPER TECHNOLOGIES INC COM 776696106 395 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 149483 443491 SH DFND 1 443491 0 0 SALESFORCE INC COM 79466L302 6984 42320 SH DFND 1 42320 0 0 SAP SE SPON ADR 803054204 454 5000 SH DFND 1 5000 0 0 SCHLUMBERGER LTD COM STK 806857108 232369 6498016 SH DFND 1 6498016 0 0 SCHWAB CHARLES CORP COM 808513105 356356 5640330 SH DFND 1 5640330 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 10897 152378 SH DFND 1 152378 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 420 5813 SH DFND 1 5813 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 313 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 2381 75673 SH DFND 1 75673 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 280 3202 SH DFND 1 3202 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 506 3943 SH DFND 1 3943 0 0 SERVICENOW INC COM 81762P102 56127 118033 SH DFND 1 118033 0 0 SHOPIFY INC CL A 82509L107 4020 128690 SH DFND 1 128690 0 0 SHUTTERSTOCK INC COM 825690100 315 5500 SH DFND 1 5500 0 0 SIGNIFY HEALTH INC CL A COM 82671G100 215 15615 SH DFND 1 15615 0 0 SIXTH STREET SPECIALTY LENDI COM 83012A109 611 33002 SH DFND 1 33002 0 0 SNOWFLAKE INC CL A 833445109 14465 104023 SH DFND 1 104023 0 0 SPDR GOLD TR GOLD SHS 78463V107 9300 55207 SH DFND 1 55207 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 42741 113296 SH DFND 1 113296 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 7924 266540 SH DFND 1 266540 0 0 SYSCO CORP COM 871829107 155245 1832662 SH DFND 1 1832662 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 683 8350 SH DFND 1 8350 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 297 546 SH DFND 1 546 0 0 TOAST INC CL A 888787108 718 55468 SH DFND 1 55468 0 0 TRUIST FINL CORP COM 89832Q109 614 12950 SH DFND 1 12950 0 0 TWILIO INC CL A 90138F102 4904 58514 SH DFND 1 58514 0 0 TWITTER INC COM 90184L102 15001 401191 SH DFND 1 401191 0 0 UBER TECHNOLOGIES INC COM 90353T100 3534 172712 SH DFND 1 172712 0 0 UNIFI INC COM NEW 904677200 252 17930 SH DFND 1 17930 0 0 UNILEVER PLC SPON ADR NEW 904767704 428 9344 SH DFND 1 9344 0 0 UNION PAC CORP COM 907818108 97317 456288 SH DFND 1 456288 0 0 UNITEDHEALTH GROUP INC COM 91324P102 455870 887545 SH DFND 1 887545 0 0 VANECK ETF TRUST INTRMDT MUNI ETF 92189H201 2280 49917 SH DFND 1 49917 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1046 13465 SH DFND 1 13465 0 0 VANGUARD BD INDEX FDS VANGUARD ULTRA 92203C303 908 18465 SH DFND 1 18465 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 6769 88152 SH DFND 1 88152 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 63854 338534 SH DFND 1 338534 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 19591 87894 SH DFND 1 87894 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1290 14161 SH DFND 1 14161 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5021 14475 SH DFND 1 14475 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 26934 315613 SH DFND 1 315613 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 81870 1965674 SH DFND 1 1965674 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 648 12963 SH DFND 1 12963 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 324 6132 SH DFND 1 6132 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 12579 164948 SH DFND 1 164948 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2787 19427 SH DFND 1 19427 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 40866 791825 SH DFND 1 791825 0 0 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 90837 2226397 SH DFND 1 2226397 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 4567 59171 SH DFND 1 59171 0 0 VIMEO INC COMMON STOCK 92719V100 243 40366 SH DFND 1 40366 0 0 VISA INC COM CL A 92826C839 335616 1704587 SH DFND 1 1704587 0 0 VMWARE INC CL A COM 928563402 208 1828 SH DFND 1 1828 0 0 WALMART INC COM 931142103 7880 64812 SH DFND 1 64812 0 0 WATERS CORP COM 941848103 312 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 36287 833038 SH DFND 1 833038 0 0 WORKDAY INC CL A 98138H101 6812 48807 SH DFND 1 48807 0 0