0001172661-21-001244.txt : 20210517 0001172661-21-001244.hdr.sgml : 20210517 20210517112617 ACCESSION NUMBER: 0001172661-21-001244 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210517 DATE AS OF CHANGE: 20210517 EFFECTIVENESS DATE: 20210517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 21928635 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 03-31-2021 03-31-2021 false Allen Investment Management LLC
711 Fifth Avenue New York NY 10022
13F HOLDINGS REPORT 028-11378 N
Howard M. Felson Vice President 212-832-8000 /s/ Howard M. Felson New York NY 05-17-2021 1 188 6505694 1 0001389544 028-12302 ALLEN OPERATIONS LLC
INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 6896 35790 SH DFND 1 35790 0 0 ABBOTT LABS COM 002824100 1403 11711 SH DFND 1 11711 0 0 ABBVIE INC COM 00287Y109 896 8282 SH DFND 1 8282 0 0 ACUITY BRANDS INC COM 00508Y102 1737 10530 SH DFND 1 10530 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 10412 21903 SH DFND 1 21903 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 69756 380160 SH DFND 1 380160 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 255030 1124820 SH DFND 1 1124820 0 0 ALICO INC COM 016230104 1206 40391 SH DFND 1 40391 0 0 ALPHABET INC CAP STK CL A 02079K305 15566 7547 SH DFND 1 7547 0 0 ALPHABET INC CAP STK CL C 02079K107 479740 231912 SH DFND 1 231912 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 23630 774760 SH DFND 1 774760 0 0 AMAZON COM INC COM 023135106 406438 131360 SH DFND 1 131360 0 0 AMGEN INC COM 031162100 325 1306 SH DFND 1 1306 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 212 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 20966 171639 SH DFND 1 171639 0 0 ARES CAPITAL CORP COM 04010L103 4219 225476 SH DFND 1 225476 0 0 ASANA INC CL A 04342Y104 254 8897 SH DFND 1 8897 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 10549 17087 SH DFND 1 17087 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 298 6002 SH DFND 1 6002 0 0 ATLASSIAN CORP PLC CL A G06242104 7237 34339 SH DFND 1 34339 0 0 AUTODESK INC COM 052769106 1224 4418 SH DFND 1 4418 0 0 BAXTER INTL INC COM 071813109 259 3067 SH DFND 1 3067 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3857 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 12784 50040 SH DFND 1 50040 0 0 BK OF AMERICA CORP COM 060505104 542 13998 SH DFND 1 13998 0 0 BLACKROCK INC COM 09247X101 965 1280 SH DFND 1 1280 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 474 34248 SH DFND 1 34248 0 0 BLACKSTONE GROUP INC COM 09260D107 3981 53411 SH DFND 1 53411 0 0 BOOKING HOLDINGS INC COM 09857L108 100032 42935 SH DFND 1 42935 0 0 BROADCOM INC COM 11135F101 1346 2902 SH DFND 1 2902 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2474 55606 SH DFND 1 55606 0 0 CABLE ONE INC COM 12685J105 1079 590 SH DFND 1 590 0 0 CARGURUS INC COM CL A 141788109 1406 59020 SH DFND 1 59020 0 0 CARMAX INC COM 143130102 2586 19494 SH DFND 1 19494 0 0 CELANESE CORP DEL COM 150870103 568 3793 SH DFND 1 3793 0 0 CENTENE CORP DEL COM 15135B101 340 5322 SH DFND 1 5322 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 367681 595898 SH DFND 1 595898 0 0 CLOUDFLARE INC CL A COM 18915M107 13735 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 4788 90836 SH DFND 1 90836 0 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 209 4000 SH DFND 1 4000 0 0 COMCAST CORP NEW CL A 20030N101 304929 5635356 SH DFND 1 5635356 0 0 CONOCOPHILLIPS COM 20825C104 374 7062 SH DFND 1 7062 0 0 COUPA SOFTWARE INC COM 22266L106 1949 7660 SH DFND 1 7660 0 0 CREDIT ACCEP CORP MICH COM 225310101 288 800 SH DFND 1 800 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 314 1827 SH DFND 1 1827 0 0 CROWN HLDGS INC COM 228368106 226 2324 SH DFND 1 2324 0 0 DANAHER CORPORATION COM 235851102 16716 74269 SH DFND 1 74269 0 0 DATADOG INC CL A COM 23804L103 318 3812 SH DFND 1 3812 0 0 DELL TECHNOLOGIES INC CL C 24703L202 280 3171 SH DFND 1 3171 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 531 3236 SH DFND 1 3236 0 0 DISNEY WALT CO COM 254687106 780 4225 SH DFND 1 4225 0 0 DONALDSON INC COM 257651109 931 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 1062 7743 SH DFND 1 7743 0 0 ENSTAR GROUP LIMITED SHS G3075P101 395 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 639 1610 SH DFND 1 1610 0 0 ETSY INC COM 29786A106 7788 38618 SH DFND 1 38618 0 0 FACEBOOK INC CL A 30303M102 324316 1101129 SH DFND 1 1101129 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 61742 439104 SH DFND 1 439104 0 0 FISERV INC COM 337738108 11572 97215 SH DFND 1 97215 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 339 4500 SH DFND 1 4500 0 0 GENERAL DYNAMICS CORP COM 369550108 6165 33954 SH DFND 1 33954 0 0 GENERAL ELECTRIC CO COM 369604103 2433 185316 SH DFND 1 185316 0 0 GENERAL MTRS CO COM 37045V100 201 3504 SH DFND 1 3504 0 0 GOLUB CAP BDC INC COM 38173M102 3265 223322 SH DFND 1 223322 0 0 HCA HEALTHCARE INC COM 40412C101 462 2454 SH DFND 1 2454 0 0 HERSHEY CO COM 427866108 399 2520 SH DFND 1 2520 0 0 HOME DEPOT INC COM 437076102 1010 3308 SH DFND 1 3308 0 0 HONEYWELL INTL INC COM 438516106 654 3011 SH DFND 1 3011 0 0 HUMANA INC COM 444859102 426 1015 SH DFND 1 1015 0 0 IAC INTERACTIVECORP NEW COM 44891N109 2008 9281 SH DFND 1 9281 0 0 ILLUMINA INC COM 452327109 8450 22002 SH DFND 1 22002 0 0 INTEL CORP COM 458140100 776 12127 SH DFND 1 12127 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 7867 24650 SH DFND 1 24650 0 0 ISHARES INC CORE MSCI EMKT 46434G103 2115 32858 SH DFND 1 32858 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4462 61924 SH DFND 1 61924 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 23861 339507 SH DFND 1 339507 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1782 16417 SH DFND 1 16417 0 0 ISHARES TR CORE S&P TTL STK 464287150 3596 39253 SH DFND 1 39253 0 0 ISHARES TR CORE US AGGBD ET 464287226 8955 78671 SH DFND 1 78671 0 0 ISHARES TR MSCI ACWI ETF 464288257 9826 103268 SH DFND 1 103268 0 0 ISHARES TR MSCI ACWI EX US 464288240 558 10117 SH DFND 1 10117 0 0 ISHARES TR MSCI EAFE ETF 464287465 3291 43381 SH DFND 1 43381 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 649 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2400 15835 SH DFND 1 15835 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 517 1720 SH DFND 1 1720 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 331 2078 SH DFND 1 2078 0 0 ISHARES TR RUS MD CP GR ETF 464287481 595 5828 SH DFND 1 5828 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 448 4102 SH DFND 1 4102 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1543 6985 SH DFND 1 6985 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1140 4807 SH DFND 1 4807 0 0 ISHARES TR S&P 100 ETF 464287101 1084 6028 SH DFND 1 6028 0 0 ISHARES TR S&P MC 400GR ETF 464287606 592 7556 SH DFND 1 7556 0 0 ISHARES TR S&P SML 600 GWT 464287887 641 5000 SH DFND 1 5000 0 0 ISHARES TR SELECT DIVID ETF 464287168 1915 16787 SH DFND 1 16787 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 8167 75749 SH DFND 1 75749 0 0 ISHARES TR U.S. TECH ETF 464287721 479 5464 SH DFND 1 5464 0 0 JD.COM INC SPON ADR CL A 47215P106 3637 43129 SH DFND 1 43129 0 0 JOHNSON & JOHNSON COM 478160104 28150 171281 SH DFND 1 171281 0 0 JPMORGAN CHASE & CO COM 46625H100 1576 10351 SH DFND 1 10351 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 294487 1154714 SH DFND 1 1154714 0 0 LENDINGCLUB CORP COM NEW 52603A208 552 33428 SH DFND 1 33428 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 25391 174927 SH DFND 1 174927 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 21625 144021 SH DFND 1 144021 0 0 LOCKHEED MARTIN CORP COM 539830109 636 1720 SH DFND 1 1720 0 0 LOWES COS INC COM 548661107 303369 1595167 SH DFND 1 1595167 0 0 MARKEL CORP COM 570535104 299 262 SH DFND 1 262 0 0 MASTERCARD INCORPORATED CL A 57636Q104 6173 17338 SH DFND 1 17338 0 0 MATCH GROUP INC NEW COM 57667L107 3088 22479 SH DFND 1 22479 0 0 MCDONALDS CORP COM 580135101 954 4257 SH DFND 1 4257 0 0 MERCADOLIBRE INC COM 58733R102 15742 10693 SH DFND 1 10693 0 0 MERCK & CO. INC COM 58933Y105 888 11514 SH DFND 1 11514 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 209 1348 SH DFND 1 1348 0 0 MICROSOFT CORP COM 594918104 310600 1317384 SH DFND 1 1317384 0 0 MONDELEZ INTL INC CL A 609207105 5233 89415 SH DFND 1 89415 0 0 MONGODB INC CL A 60937P106 34226 127982 SH DFND 1 127982 0 0 MOODYS CORP COM 615369105 160498 537485 SH DFND 1 537485 0 0 NETFLIX INC COM 64110L106 8649 16580 SH DFND 1 16580 0 0 NEW MTN FIN CORP COM 647551100 236 19010 SH DFND 1 19010 0 0 NIKE INC CL B 654106103 88817 668353 SH DFND 1 668353 0 0 NORFOLK SOUTHN CORP COM 655844108 427 1589 SH DFND 1 1589 0 0 NORTHROP GRUMMAN CORP COM 666807102 115711 357529 SH DFND 1 357529 0 0 NVIDIA CORPORATION COM 67066G104 3162 5922 SH DFND 1 5922 0 0 OKTA INC CL A 679295105 338 1533 SH DFND 1 1533 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 137538 271144 SH DFND 1 271144 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 5037 216257 SH DFND 1 216257 0 0 PALO ALTO NETWORKS INC COM 697435105 1655 5140 SH DFND 1 5140 0 0 PAYPAL HLDGS INC COM 70450Y103 13473 55483 SH DFND 1 55483 0 0 PEPSICO INC COM 713448108 348 2461 SH DFND 1 2461 0 0 PFIZER INC COM 717081103 615 16970 SH DFND 1 16970 0 0 PHILLIPS 66 COM 718546104 273 3342 SH DFND 1 3342 0 0 PINDUODUO INC SPONSORED ADS 722304102 442 3300 SH DFND 1 3300 0 0 PLURALSIGHT INC COM CL A 72941B106 247 11072 SH DFND 1 11072 0 0 PPG INDS INC COM 693506107 217 1446 SH DFND 1 1446 0 0 PROCTER AND GAMBLE CO COM 742718109 8666 63989 SH DFND 1 63989 0 0 RIO TINTO PLC SPONSORED ADR 767204100 222 2856 SH DFND 1 2856 0 0 ROPER TECHNOLOGIES INC COM 776696106 403 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 102648 290896 SH DFND 1 290896 0 0 SALESFORCE COM INC COM 79466L302 8452 39892 SH DFND 1 39892 0 0 SCHWAB CHARLES CORP COM 808513105 239376 3672543 SH DFND 1 3672543 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 383 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 295 4313 SH DFND 1 4313 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 460 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 272 8004 SH DFND 1 8004 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 315 3202 SH DFND 1 3202 0 0 SEMPRA ENERGY COM 816851109 365 2750 SH DFND 1 2750 0 0 SERVICENOW INC COM 81762P102 69894 139758 SH DFND 1 139758 0 0 SHERWIN WILLIAMS CO COM 824348106 26234 35547 SH DFND 1 35547 0 0 SHOPIFY INC CL A 82509L107 11603 10486 SH DFND 1 10486 0 0 SHUTTERSTOCK INC COM 825690100 490 5500 SH DFND 1 5500 0 0 SPDR GOLD TR GOLD SHS 78463V107 1860 11631 SH DFND 1 11631 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 32435 81838 SH DFND 1 81838 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4688 94583 SH DFND 1 94583 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 9913 36995 SH DFND 1 36995 0 0 SQUARE INC CL A 852234103 15255 67188 SH DFND 1 67188 0 0 SYSCO CORP COM 871829107 200979 2552437 SH DFND 1 2552437 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 840 7101 SH DFND 1 7101 0 0 TALEND S A ADS 874224207 219 3435 SH DFND 1 3435 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 1044 50953 SH DFND 1 50953 0 0 TEXAS INSTRS INC COM 882508104 475 2513 SH DFND 1 2513 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 249 546 SH DFND 1 546 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 475 2869 SH DFND 1 2869 0 0 TRANSDIGM GROUP INC COM 893641100 9108 15492 SH DFND 1 15492 0 0 TWILIO INC CL A 90138F102 19936 58504 SH DFND 1 58504 0 0 TWITTER INC COM 90184L102 26508 416595 SH DFND 1 416595 0 0 UBER TECHNOLOGIES INC COM 90353T100 9090 166755 SH DFND 1 166755 0 0 UNILEVER PLC SPON ADR NEW 904767704 775 13888 SH DFND 1 13888 0 0 UNION PAC CORP COM 907818108 14545 65991 SH DFND 1 65991 0 0 UNITEDHEALTH GROUP INC COM 91324P102 368545 990525 SH DFND 1 990525 0 0 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 2558 49917 SH DFND 1 49917 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1856 20922 SH DFND 1 20922 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 7928 96462 SH DFND 1 96462 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 321 1250 SH DFND 1 1250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2875 7891 SH DFND 1 7891 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 56653 274098 SH DFND 1 274098 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 927 15274 SH DFND 1 15274 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 94913 1823491 SH DFND 1 1823491 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 396 6283 SH DFND 1 6283 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 57078 586683 SH DFND 1 586683 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 8921 108135 SH DFND 1 108135 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 45389 723908 SH DFND 1 723908 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 102364 2084372 SH DFND 1 2084372 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 284 4883 SH DFND 1 4883 0 0 VISA INC COM CL A 92826C839 336721 1590330 SH DFND 1 1590330 0 0 VROOM INC COM 92918V109 307 7882 SH DFND 1 7882 0 0 WALMART INC COM 931142103 12505 92062 SH DFND 1 92062 0 0 WATERS CORP COM 941848103 268 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 293044 931038 SH DFND 1 931038 0 0 WORKDAY INC CL A 98138H101 13199 53130 SH DFND 1 53130 0 0