0001172661-20-002053.txt : 20201103 0001172661-20-002053.hdr.sgml : 20201103 20201103164300 ACCESSION NUMBER: 0001172661-20-002053 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201103 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 201284045 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 09-30-2020 09-30-2020 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 11-03-2020 1 179 5380112 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 5792 36157 SH DFND 1 36157 0 0 ABBOTT LABS COM 002824100 1277 11737 SH DFND 1 11737 0 0 ABBVIE INC COM 00287Y109 757 8643 SH DFND 1 8643 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3295 40707 SH DFND 1 40707 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 10401 21207 SH DFND 1 21207 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 35892 233822 SH DFND 1 233822 0 0 AIR PRODS & CHEMS INC COM 009158106 253 851 SH DFND 1 851 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 260444 885925 SH DFND 1 885925 0 0 ALICO INC COM 016230104 1156 40391 SH DFND 1 40391 0 0 ALPHABET INC CAP STK CL A 02079K305 11797 8049 SH DFND 1 8049 0 0 ALPHABET INC CAP STK CL C 02079K107 327146 222609 SH DFND 1 222609 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 15480 774760 SH DFND 1 774760 0 0 ALTERYX INC COM CL A 02156B103 636 5604 SH DFND 1 5604 0 0 AMAZON COM INC COM 023135106 410484 130365 SH DFND 1 130365 0 0 AMGEN INC COM 031162100 377 1483 SH DFND 1 1483 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 201 4500 SH DFND 1 4500 0 0 APPLE INC COM 037833100 19813 171083 SH DFND 1 171083 0 0 ARES CAPITAL CORP COM 04010L103 3145 225476 SH DFND 1 225476 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 5519 14945 SH DFND 1 14945 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 329 6002 SH DFND 1 6002 0 0 ATLASSIAN CORP PLC CL A G06242104 5313 29225 SH DFND 1 29225 0 0 AUTODESK INC COM 052769106 1140 4936 SH DFND 1 4936 0 0 BAXTER INTL INC COM 071813109 247 3067 SH DFND 1 3067 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3200 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 10694 50220 SH DFND 1 50220 0 0 BK OF AMERICA CORP COM 060505104 323 13427 SH DFND 1 13427 0 0 BLACKROCK INC COM 09247X101 786 1395 SH DFND 1 1395 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 336 34248 SH DFND 1 34248 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 17263 330703 SH DFND 1 330703 0 0 BOOKING HOLDINGS INC COM 09857L108 82918 48471 SH DFND 1 48471 0 0 BROADCOM INC COM 11135F101 869 2386 SH DFND 1 2386 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1838 55606 SH DFND 1 55606 0 0 CABLE ONE INC COM 12685J105 1112 590 SH DFND 1 590 0 0 CARGURUS INC COM CL A 141788109 248 11457 SH DFND 1 11457 0 0 CARMAX INC COM 143130102 1792 19494 SH DFND 1 19494 0 0 CELANESE CORP DEL COM 150870103 231 2149 SH DFND 1 2149 0 0 CENTENE CORP DEL COM 15135B101 308 5287 SH DFND 1 5287 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 353443 566107 SH DFND 1 566107 0 0 CLOUDFLARE INC CL A COM 18915M107 8027 195490 SH DFND 1 195490 0 0 COCA COLA CO COM 191216100 4526 91678 SH DFND 1 91678 0 0 COMCAST CORP NEW CL A 20030N101 243352 5260527 SH DFND 1 5260527 0 0 CONOCOPHILLIPS COM 20825C104 254 7730 SH DFND 1 7730 0 0 CREDIT ACCEP CORP MICH COM 225310101 271 800 SH DFND 1 800 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 354 2126 SH DFND 1 2126 0 0 DANAHER CORPORATION COM 235851102 16207 75267 SH DFND 1 75267 0 0 DATADOG INC CL A COM 23804L103 315 3082 SH DFND 1 3082 0 0 DEERE & CO COM 244199105 201 907 SH DFND 1 907 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 502 3650 SH DFND 1 3650 0 0 DISNEY WALT CO COM DISNEY 254687106 503 4056 SH DFND 1 4056 0 0 DOCUSIGN INC COM 256163106 306 1423 SH DFND 1 1423 0 0 DONALDSON INC COM 257651109 743 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 861 7944 SH DFND 1 7944 0 0 ELECTRONIC ARTS INC COM 285512109 318 2440 SH DFND 1 2440 0 0 ENSTAR GROUP LIMITED SHS G3075P101 258 1600 SH DFND 1 1600 0 0 EPAM SYS INC COM 29414B104 520 1610 SH DFND 1 1610 0 0 EQUINIX INC COM 29444U700 21204 27895 SH DFND 1 27895 0 0 ETSY INC COM 29786A106 4697 38618 SH DFND 1 38618 0 0 FACEBOOK INC CL A 30303M102 248422 948536 SH DFND 1 948536 0 0 FASTLY INC CL A 31188V100 248 2648 SH DFND 1 2648 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 30069 204262 SH DFND 1 204262 0 0 FISERV INC COM 337738108 10198 98959 SH DFND 1 98959 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 253 4500 SH DFND 1 4500 0 0 GENERAL DYNAMICS CORP COM 369550108 4833 34912 SH DFND 1 34912 0 0 GENERAL ELECTRIC CO COM 369604103 1160 186147 SH DFND 1 186147 0 0 GOLUB CAP BDC INC COM 38173M102 2957 223322 SH DFND 1 223322 0 0 HCA HEALTHCARE INC COM 40412C101 306 2454 SH DFND 1 2454 0 0 HERSHEY CO COM 427866108 361 2520 SH DFND 1 2520 0 0 HOME DEPOT INC COM 437076102 915 3294 SH DFND 1 3294 0 0 HONEYWELL INTL INC COM 438516106 552 3354 SH DFND 1 3354 0 0 HUMANA INC COM 444859102 420 1015 SH DFND 1 1015 0 0 ILLUMINA INC COM 452327109 4507 14581 SH DFND 1 14581 0 0 INTEL CORP COM 458140100 677 13082 SH DFND 1 13082 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 739 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6849 24650 SH DFND 1 24650 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1849 35018 SH DFND 1 35018 0 0 ISHARES TR CORE MSCI EAFE 46432F842 4342 72021 SH DFND 1 72021 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 14590 250088 SH DFND 1 250088 0 0 ISHARES TR CORE S&P SCP ETF 464287804 254 3616 SH DFND 1 3616 0 0 ISHARES TR CORE S&P TTL STK 464287150 2963 39253 SH DFND 1 39253 0 0 ISHARES TR CORE US AGGBD ET 464287226 7786 65950 SH DFND 1 65950 0 0 ISHARES TR MSCI ACWI ETF 464288257 7651 95729 SH DFND 1 95729 0 0 ISHARES TR MSCI ACWI EX US 464288240 415 9017 SH DFND 1 9017 0 0 ISHARES TR MSCI EAFE ETF 464287465 2761 43381 SH DFND 1 43381 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 579 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1874 15868 SH DFND 1 15868 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 381 1720 SH DFND 1 1720 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 206 2078 SH DFND 1 2078 0 0 ISHARES TR RUS MD CP GR ETF 464287481 513 2969 SH DFND 1 2969 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 332 4102 SH DFND 1 4102 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1046 6985 SH DFND 1 6985 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 941 4807 SH DFND 1 4807 0 0 ISHARES TR S&P 100 ETF 464287101 939 6028 SH DFND 1 6028 0 0 ISHARES TR S&P MC 400GR ETF 464287606 452 1889 SH DFND 1 1889 0 0 ISHARES TR S&P SML 600 GWT 464287887 441 2500 SH DFND 1 2500 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 8188 75749 SH DFND 1 75749 0 0 ISHARES TR U.S. TECH ETF 464287721 411 1366 SH DFND 1 1366 0 0 JD.COM INC SPON ADR CL A 47215P106 2907 37460 SH DFND 1 37460 0 0 JOHNSON & JOHNSON COM 478160104 25698 172607 SH DFND 1 172607 0 0 JPMORGAN CHASE & CO COM 46625H100 993 10319 SH DFND 1 10319 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 224487 1192368 SH DFND 1 1192368 0 0 LENDINGCLUB CORP COM NEW 52603A208 157 33428 SH DFND 1 33428 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 24746 174499 SH DFND 1 174499 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 20574 144002 SH DFND 1 144002 0 0 LOCKHEED MARTIN CORP COM 539830109 651 1699 SH DFND 1 1699 0 0 LOWES COS INC COM 548661107 256150 1544372 SH DFND 1 1544372 0 0 MARKEL CORP COM 570535104 255 262 SH DFND 1 262 0 0 MASTERCARD INCORPORATED CL A 57636Q104 5666 16755 SH DFND 1 16755 0 0 MATCH GROUP INC NEW COM 57667L107 3031 27395 SH DFND 1 27395 0 0 MCDONALDS CORP COM 580135101 1049 4779 SH DFND 1 4779 0 0 MERCADOLIBRE INC COM 58733R102 11824 10923 SH DFND 1 10923 0 0 MERCK & CO. INC COM 58933Y105 1102 13282 SH DFND 1 13282 0 0 MICROSOFT CORP COM 594918104 290967 1383384 SH DFND 1 1383384 0 0 MONDELEZ INTL INC CL A 609207105 5179 90155 SH DFND 1 90155 0 0 MONGODB INC CL A 60937P106 32820 141766 SH DFND 1 141766 0 0 MOODYS CORP COM 615369105 156353 539429 SH DFND 1 539429 0 0 NETFLIX INC COM 64110L106 8098 16195 SH DFND 1 16195 0 0 NEW MTN FIN CORP COM 647551100 182 19010 SH DFND 1 19010 0 0 NIKE INC CL B 654106103 95015 756847 SH DFND 1 756847 0 0 NORFOLK SOUTHN CORP COM 655844108 407 1904 SH DFND 1 1904 0 0 NORTHROP GRUMMAN CORP COM 666807102 44128 139873 SH DFND 1 139873 0 0 NVIDIA CORPORATION COM 67066G104 960 1773 SH DFND 1 1773 0 0 OKTA INC CL A 679295105 655 3065 SH DFND 1 3065 0 0 OREILLY AUTOMOTIVE INC COM 67103H107 125802 272841 SH DFND 1 272841 0 0 PALO ALTO NETWORKS INC COM 697435105 1258 5140 SH DFND 1 5140 0 0 PAYPAL HLDGS INC COM 70450Y103 10441 52994 SH DFND 1 52994 0 0 PEPSICO INC COM 713448108 456 3292 SH DFND 1 3292 0 0 PFIZER INC COM 717081103 693 18870 SH DFND 1 18870 0 0 PLURALSIGHT INC COM CL A 72941B106 190 11072 SH DFND 1 11072 0 0 PPG INDS INC COM 693506107 207 1694 SH DFND 1 1694 0 0 PROCTER AND GAMBLE CO COM 742718109 8903 64055 SH DFND 1 64055 0 0 ROPER TECHNOLOGIES INC COM 776696106 395 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 106065 294136 SH DFND 1 294136 0 0 SALESFORCE COM INC COM 79466L302 9807 39020 SH DFND 1 39020 0 0 SCHWAB CHARLES CORP COM 808513105 55238 1524648 SH DFND 1 1524648 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 335 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 276 4313 SH DFND 1 4313 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 416 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 246 3202 SH DFND 1 3202 0 0 SEMPRA ENERGY COM 816851109 320 2707 SH DFND 1 2707 0 0 SERVICENOW INC COM 81762P102 67296 138755 SH DFND 1 138755 0 0 SHERWIN WILLIAMS CO COM 824348106 28669 41147 SH DFND 1 41147 0 0 SHOPIFY INC CL A 82509L107 12849 12560 SH DFND 1 12560 0 0 SHUTTERSTOCK INC COM 825690100 286 5500 SH DFND 1 5500 0 0 SPDR GOLD TR GOLD SHS 78463V107 2060 11631 SH DFND 1 11631 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18363 54834 SH DFND 1 54834 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 4624 92716 SH DFND 1 92716 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 7537 31073 SH DFND 1 31073 0 0 SQUARE INC CL A 852234103 10064 61915 SH DFND 1 61915 0 0 SYSCO CORP COM 871829107 139062 2235004 SH DFND 1 2235004 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 576 7101 SH DFND 1 7101 0 0 TENCENT MUSIC ENTMT GROUP SPON ADS 88034P109 753 50953 SH DFND 1 50953 0 0 TEXAS INSTRS INC COM 882508104 509 3567 SH DFND 1 3567 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 238 538 SH DFND 1 538 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 424 3493 SH DFND 1 3493 0 0 TRANSDIGM GROUP INC COM 893641100 145562 306369 SH DFND 1 306369 0 0 TWILIO INC CL A 90138F102 18131 73380 SH DFND 1 73380 0 0 TWITTER INC COM 90184L102 18555 416962 SH DFND 1 416962 0 0 UBER TECHNOLOGIES INC COM 90353T100 2102 57609 SH DFND 1 57609 0 0 UNILEVER N V N Y SHS NEW 904784709 553 9151 SH DFND 1 9151 0 0 UNILEVER PLC SPON ADR NEW 904767704 300 4868 SH DFND 1 4868 0 0 UNION PAC CORP COM 907818108 1502 7627 SH DFND 1 7627 0 0 UNITEDHEALTH GROUP INC COM 91324P102 289757 929395 SH DFND 1 929395 0 0 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 2136 41667 SH DFND 1 41667 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2149 22988 SH DFND 1 22988 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 6867 82691 SH DFND 1 82691 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 285 1250 SH DFND 1 1250 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 977 3176 SH DFND 1 3176 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 35037 205724 SH DFND 1 205724 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 704 13952 SH DFND 1 13952 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 73665 1703622 SH DFND 1 1703622 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 47310 586683 SH DFND 1 586683 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6357 76735 SH DFND 1 76735 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 37386 716615 SH DFND 1 716615 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 78559 1920746 SH DFND 1 1920746 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 347 5841 SH DFND 1 5841 0 0 VISA INC COM CL A 92826C839 214170 1071013 SH DFND 1 1071013 0 0 WALMART INC COM 931142103 11403 81500 SH DFND 1 81500 0 0 WAYFAIR INC CL A 94419L101 275586 947000 SH DFND 1 947000 0 0 WORKDAY INC CL A 98138H101 10246 47626 SH DFND 1 47626 0 0