0001172661-19-001163.txt : 20190510 0001172661-19-001163.hdr.sgml : 20190510 20190510171811 ACCESSION NUMBER: 0001172661-19-001163 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190510 DATE AS OF CHANGE: 20190510 EFFECTIVENESS DATE: 20190510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 19816039 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 03-31-2019 03-31-2019 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 05-10-2019 1 191 3192901 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4327 20826 SH DFND 1 20826 0 0 ABBOTT LABS COM 002824100 945 11827 SH DFND 1 11827 0 0 ABBVIE INC COM 00287Y109 701 8704 SH DFND 1 8704 0 0 ABIOMED INC COM 003654100 6265 21937 SH DFND 1 21937 0 0 ACTIVISION BLIZZARD INC COM 00507V109 18989 417056 SH DFND 1 417056 0 0 ADOBE INC COM 00724F101 5626 21112 SH DFND 1 21112 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 167040 979535 SH DFND 1 979535 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 11626 63723 SH DFND 1 63723 0 0 ALPHABET INC CAP STK CL A 02079K305 8709 7400 SH DFND 1 7400 0 0 ALPHABET INC CAP STK CL C 02079K107 169801 144720 SH DFND 1 144720 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 42698 4256987 SH DFND 1 4256987 0 0 ALTERYX INC COM CL A 02156B103 285 3397 SH DFND 1 3397 0 0 ALTRIA GROUP INC COM 02209S103 607 10576 SH DFND 1 10576 0 0 AMAZON COM INC COM 023135106 121064 67985 SH DFND 1 67985 0 0 AMERICAN ELEC PWR CO INC COM 025537101 508 6066 SH DFND 1 6066 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2139 25478 SH DFND 1 25478 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1167 41305 SH DFND 1 41305 0 0 APPLE INC COM 037833100 3753 19756 SH DFND 1 19756 0 0 ARES CAP CORP COM 04010L103 3742 218336 SH DFND 1 218336 0 0 BAIDU INC SPON ADR REP A 056752108 2669 16193 SH DFND 1 16193 0 0 BAXTER INTL INC COM 071813109 243 2990 SH DFND 1 2990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3615 12 SH DFND 1 12 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3122 15539 SH DFND 1 15539 0 0 BLACKROCK INC COM 09247X101 613 1435 SH DFND 1 1435 0 0 BLACKROCK TCP CAP CORP COM 09259E108 468 33024 SH DFND 1 33024 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1833 52420 SH DFND 1 52420 0 0 BOEING CO COM 097023105 926 2428 SH DFND 1 2428 0 0 BOOKING HLDGS INC COM 09857L108 115782 66354 SH DFND 1 66354 0 0 BROADCOM INC COM 11135F101 234 779 SH DFND 1 779 0 0 CARGURUS INC COM CL A 141788109 523 13052 SH DFND 1 13052 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 953 52115 SH DFND 1 52115 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 154656 445810 SH DFND 1 445810 0 0 CINCINNATI FINL CORP COM 172062101 655 7622 SH DFND 1 7622 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 7182 567291 SH DFND 1 567291 0 0 COCA COLA CO COM 191216100 4011 85593 SH DFND 1 85593 0 0 COGNEX CORP COM 192422103 2309 45400 SH DFND 1 45400 0 0 COLGATE PALMOLIVE CO COM 194162103 309 4506 SH DFND 1 4506 0 0 COMCAST CORP NEW CL A 20030N101 163776 4096453 SH DFND 1 4096453 0 0 CONOCOPHILLIPS COM 20825C104 462 6925 SH DFND 1 6925 0 0 COUPA SOFTWARE INC COM 22266L106 2984 32802 SH DFND 1 32802 0 0 CREDIT ACCEP CORP MICH COM 225310101 362 800 SH DFND 1 800 0 0 DANAHER CORPORATION COM 235851102 10963 83041 SH DFND 1 83041 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 4613 28195 SH DFND 1 28195 0 0 DONALDSON INC COM 257651109 801 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 749 7987 SH DFND 1 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HOME DEPOT INC COM 437076102 591 3078 SH DFND 1 3078 0 0 HONEYWELL INTL INC COM 438516106 571 3595 SH DFND 1 3595 0 0 HUMANA INC COM 444859102 267 1003 SH DFND 1 1003 0 0 IAC INTERACTIVECORP COM 44919P508 218 1037 SH DFND 1 1037 0 0 IHS MARKIT LTD SHS G47567105 5613 103220 SH DFND 1 103220 0 0 ILLUMINA INC COM 452327109 2496 8033 SH DFND 1 8033 0 0 INCYTE CORP COM 45337C102 1622 18863 SH DFND 1 18863 0 0 INTEL CORP COM 458140100 882 16433 SH DFND 1 16433 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 951 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3677 20467 SH DFND 1 20467 0 0 IONIS PHARMACEUTICALS INC COM 462222100 1273 15680 SH DFND 1 15680 0 0 IQVIA HLDGS INC COM 46266C105 17724 123212 SH DFND 1 123212 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7427 143622 SH DFND 1 143622 0 0 ISHARES TR CORE MSCI EAFE 46432F842 6110 100606 SH DFND 1 100606 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 41231 710016 SH DFND 1 710016 0 0 ISHARES TR CORE S&P TTL STK 464287150 2465 38274 SH DFND 1 38274 0 0 ISHARES TR MSCI ACWI ETF 464288257 1823 25272 SH DFND 1 25272 0 0 ISHARES TR MSCI ACWI EX US 464288240 5836 126132 SH DFND 1 126132 0 0 ISHARES TR MSCI EAFE ETF 464287465 870 13414 SH DFND 1 13414 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 624 14549 SH DFND 1 14549 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 404 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2551 20656 SH DFND 1 20656 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 338 1720 SH DFND 1 1720 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 396 3302 SH DFND 1 3302 0 0 ISHARES TR RUS MD CP GR ETF 464287481 403 2969 SH DFND 1 2969 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 394 4538 SH DFND 1 4538 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1069 6985 SH DFND 1 6985 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 801 4807 SH DFND 1 4807 0 0 ISHARES TR S&P 100 ETF 464287101 796 6353 SH DFND 1 6353 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 3745 35329 SH DFND 1 35329 0 0 ISHARES TR U.S. TECH ETF 464287721 260 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OAKTREE CAP GROUP LLC UNIT CL A 674001201 1392 28029 SH DFND 1 28029 0 0 PALO ALTO NETWORKS INC COM 697435105 3596 14805 SH DFND 1 14805 0 0 PAYCOM SOFTWARE INC COM 70432V102 2278 12046 SH DFND 1 12046 0 0 PAYPAL HLDGS INC COM 70450Y103 4019 38703 SH DFND 1 38703 0 0 PEPSICO INC COM 713448108 690 5628 SH DFND 1 5628 0 0 PFIZER INC COM 717081103 659 15521 SH DFND 1 15521 0 0 PHILIP MORRIS INTL INC COM 718172109 370 4183 SH DFND 1 4183 0 0 PHILLIPS 66 COM 718546104 316 3318 SH DFND 1 3318 0 0 PROCTER AND GAMBLE CO COM 742718109 4977 47832 SH DFND 1 47832 0 0 ROPER TECHNOLOGIES INC COM 776696106 342 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 37288 177096 SH DFND 1 177096 0 0 SALESFORCE COM INC COM 79466L302 4007 25300 SH DFND 1 25300 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 259 2278 SH DFND 1 2278 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 242 4313 SH DFND 1 4313 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 362 3943 SH DFND 1 3943 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 206 8004 SH DFND 1 8004 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 240 3202 SH DFND 1 3202 0 0 SERVICENOW INC COM 81762P102 50810 206135 SH DFND 1 206135 0 0 SHERWIN WILLIAMS CO COM 824348106 24805 57592 SH DFND 1 57592 0 0 SHOPIFY INC CL A 82509L107 2595 12560 SH DFND 1 12560 0 0 SHUTTERSTOCK INC COM 825690100 256 5500 SH DFND 1 5500 0 0 SONY CORP SPONSORED ADR 835699307 852 20172 SH DFND 1 20172 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9288 32880 SH DFND 1 32880 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3752 77391 SH DFND 1 77391 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 3916 28215 SH DFND 1 28215 0 0 SQUARE INC CL A 852234103 2745 36636 SH DFND 1 36636 0 0 SYMANTEC CORP COM 871503108 410 17841 SH DFND 1 17841 0 0 SYSCO CORP COM 871829107 79907 1196932 SH DFND 1 1196932 0 0 TABLEAU SOFTWARE INC CL A 87336U105 2717 21348 SH DFND 1 21348 0 0 TEXAS INSTRS INC COM 882508104 354 3340 SH DFND 1 3340 0 0 THE CHARLES SCHWAB CORPORATI COM 808513105 57007 1333179 SH DFND 1 1333179 0 0 THIRD PT REINS LTD COM G8827U100 1298 125000 SH DFND 1 125000 0 0 TJX COS INC NEW COM 872540109 404 7600 SH DFND 1 7600 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 6872 292416 SH DFND 1 292416 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B101 6910 492896 SH DFND 1 492896 0 0 TPG SPECIALTY LENDING INC COM 87265K102 619 30935 SH DFND 1 30935 0 0 TRANSDIGM GROUP INC COM 893641100 162438 357801 SH DFND 1 357801 0 0 TWITTER INC COM 90184L102 13202 401524 SH DFND 1 401524 0 0 UNILEVER N V N Y SHS NEW 904784709 526 9020 SH DFND 1 9020 0 0 UNILEVER PLC SPON ADR NEW 904767704 3969 68760 SH DFND 1 68760 0 0 UNITED TECHNOLOGIES CORP COM 913017109 10403 80709 SH DFND 1 80709 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 695 5923 SH DFND 1 5923 0 0 UNITEDHEALTH GROUP INC COM 91324P102 113977 460961 SH DFND 1 460961 0 0 US FOODS HLDG CORP COM 912008109 140557 4026260 SH DFND 1 4026260 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2306 27475 SH DFND 1 27475 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 7288 91564 SH DFND 1 91564 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 647 2493 SH DFND 1 2493 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5000 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 22646 156491 SH DFND 1 156491 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 9189 183231 SH DFND 1 183231 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 18185 427872 SH DFND 1 427872 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 5775 107720 SH DFND 1 107720 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7146 89594 SH DFND 1 89594 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 89592 1726237 SH DFND 1 1726237 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 30870 755325 SH DFND 1 755325 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 399 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 545 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 537 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 487 3960 SH DFND 1 3960 0 0 VEEVA SYS INC CL A COM 922475108 1875 14779 SH DFND 1 14779 0 0 VISA INC COM CL A 92826C839 3748 23998 SH DFND 1 23998 0 0 WABTEC CORP COM 929740108 329 4466 SH DFND 1 4466 0 0 WALMART INC COM 931142103 6031 61840 SH DFND 1 61840 0 0 WATERS CORP COM 941848103 237 943 SH DFND 1 943 0 0 WAYFAIR INC CL A 94419L101 172944 1165000 SH DFND 1 1165000 0 0 WELLS FARGO CO NEW COM 949746101 217 4498 SH DFND 1 4498 0 0 WILLIAMS COS INC DEL COM 969457100 309 10762 SH DFND 1 10762 0 0 WORKDAY INC CL A 98138H101 7291 37804 SH DFND 1 37804 0 0