Vice President

0001172661-19-000302.txt : 20190205 0001172661-19-000302.hdr.sgml : 20190205 20190205152734 ACCESSION NUMBER: 0001172661-19-000302 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 EFFECTIVENESS DATE: 20190205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 19567657 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 12-31-2018 12-31-2018 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson Vice President 212-832-8000 /s/ Howard M. Felson New York NY 02-05-2019 1 159 2480721 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 3928 20614 SH DFND 1 20614 0 0 ABBOTT LABS COM 002824100 855 11827 SH DFND 1 11827 0 0 ABBVIE INC COM 00287Y109 802 8704 SH DFND 1 8704 0 0 ABIOMED INC COM 003654100 7116 21894 SH DFND 1 21894 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2720 58416 SH DFND 1 58416 0 0 ADOBE INC COM 00724F101 2746 12139 SH DFND 1 12139 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 139604 886599 SH DFND 1 886599 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6685 48769 SH DFND 1 48769 0 0 ALPHABET INC CAP STK CL C 02079K107 135874 131202 SH DFND 1 131202 0 0 ALPHABET INC CAP STK CL A 02079K305 7767 7433 SH DFND 1 7433 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 54385 6229657 SH DFND 1 6229657 0 0 AMAZON COM INC COM 023135106 12926 8606 SH DFND 1 8606 0 0 AMERISOURCEBERGEN CORP COM 03073E105 28171 378639 SH DFND 1 378639 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3053 46396 SH DFND 1 46396 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 999 40716 SH DFND 1 40716 0 0 APPLE INC COM 037833100 3204 20311 SH DFND 1 20311 0 0 ARES CAP CORP COM 04010L103 3343 214581 SH DFND 1 214581 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 445 3391 SH DFND 1 3391 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3060 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 35593 174321 SH DFND 1 174321 0 0 BLACKROCK INC COM 09247X101 564 1435 SH DFND 1 1435 0 0 BLACKROCK TCP CAP CORP COM 09259E108 423 32449 SH DFND 1 32449 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1545 51839 SH DFND 1 51839 0 0 BOEING CO COM 097023105 783 2428 SH DFND 1 2428 0 0 BOOKING HLDGS INC COM 09857L108 91547 53150 SH DFND 1 53150 0 0 BROADCOM INC COM 11135F101 219 862 SH DFND 1 862 0 0 CARGURUS INC COM CL A 141788109 440 13052 SH DFND 1 13052 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 808 51272 SH DFND 1 51272 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 115286 404555 SH DFND 1 404555 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 1245 119567 SH DFND 1 119567 0 0 COCA COLA CO COM 191216100 4016 84813 SH DFND 1 84813 0 0 COLGATE PALMOLIVE CO COM 194162103 268 4506 SH DFND 1 4506 0 0 COMCAST CORP NEW CL A 20030N101 120957 3552328 SH DFND 1 3552328 0 0 CONOCOPHILLIPS COM 20825C104 432 6925 SH DFND 1 6925 0 0 COUPA SOFTWARE INC COM 22266L106 2058 32737 SH DFND 1 32737 0 0 CREDIT ACCEP CORP MICH COM 225310101 305 800 SH DFND 1 800 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 279 10304 SH DFND 1 10304 0 0 DANAHER CORP DEL COM 235851102 10105 97988 SH DFND 1 97988 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3822 26955 SH DFND 1 26955 0 0 DONALDSON INC COM 257651109 694 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 686 9671 SH DFND 1 9671 0 0 EATON CORP PLC SHS G29183103 327 4768 SH DFND 1 4768 0 0 ELECTRONIC ARTS INC COM 285512109 621 7874 SH DFND 1 7874 0 0 ENSTAR GROUP LIMITED SHS G3075P101 268 1600 SH DFND 1 1600 0 0 EQUINIX INC COM PAR $0.001 29444U700 58025 164582 SH DFND 1 164582 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2705 24015 SH DFND 1 24015 0 0 FACEBOOK INC CL A 30303M102 72267 551278 SH DFND 1 551278 0 0 FISERV INC COM 337738108 34255 466117 SH DFND 1 466117 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 387 4500 SH DFND 1 4500 0 0 GANNETT CO INC COM 36473H104 129 15170 SH DFND 1 15170 0 0 GARTNER INC COM 366651107 886 6930 SH DFND 1 6930 0 0 GENERAL DYNAMICS CORP COM 369550108 766 4874 SH DFND 1 4874 0 0 GENERAL ELECTRIC CO COM 369604103 6304 832696 SH DFND 1 832696 0 0 GOLUB CAP BDC INC COM 38173M102 241 14629 SH DFND 1 14629 0 0 HOME DEPOT INC COM 437076102 3581 20842 SH DFND 1 20842 0 0 HONEYWELL INTL INC COM 438516106 475 3595 SH DFND 1 3595 0 0 HUMANA INC COM 444859102 287 1003 SH DFND 1 1003 0 0 IHS MARKIT LTD SHS G47567105 9009 187815 SH DFND 1 187815 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 857 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 19527 126585 SH DFND 1 126585 0 0 IONIS PHARMACEUTICALS INC COM 462222100 846 15649 SH DFND 1 15649 0 0 IQVIA HLDGS INC COM 46266C105 15103 130010 SH DFND 1 130010 0 0 ISHARES INC CORE MSCI EMKT 46434G103 7254 153845 SH DFND 1 153845 0 0 ISHARES TR S&P 100 ETF 464287101 709 6353 SH DFND 1 6353 0 0 ISHARES TR CORE S&P TTL STK 464287150 2161 38070 SH DFND 1 38070 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 568 14549 SH DFND 1 14549 0 0 ISHARES TR MSCI EAFE ETF 464287465 788 13414 SH DFND 1 13414 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 355 4655 SH DFND 1 4655 0 0 ISHARES TR RUS MD CP GR ETF 464287481 338 2969 SH DFND 1 2969 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2294 20656 SH DFND 1 20656 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 350 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 355 3302 SH DFND 1 3302 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 291 1733 SH DFND 1 1733 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 692 4709 SH DFND 1 4709 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 3724 35329 SH DFND 1 35329 0 0 ISHARES TR MSCI ACWI EX US 464288240 1437 34257 SH DFND 1 34257 0 0 ISHARES TR MSCI ACWI ETF 464288257 1378 21479 SH DFND 1 21479 0 0 ISHARES TR US HOME CONS ETF 464288752 456 15165 SH DFND 1 15165 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 37490 713695 SH DFND 1 713695 0 0 ISHARES TR CORE MSCI EAFE 46432F842 6136 111766 SH DFND 1 111766 0 0 JEFFERIES FINL GROUP INC COM 47233W109 192 11050 SH DFND 1 11050 0 0 JOHNSON & JOHNSON COM 478160104 21553 167013 SH DFND 1 167013 0 0 JPMORGAN CHASE & CO COM 46625H100 424 4346 SH DFND 1 4346 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 1380 100269 SH DFND 1 100269 0 0 KKR & CO INC CL A 48251W104 976 49716 SH DFND 1 49716 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 106927 846211 SH DFND 1 846211 0 0 LENDINGCLUB CORP COM 52603A109 440 167140 SH DFND 1 167140 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 8494 118287 SH DFND 1 118287 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1590 74486 SH DFND 1 74486 0 0 LOWES COS INC COM 548661107 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0 NVIDIA CORP COM 67066G104 400 2995 SH DFND 1 2995 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1096 27565 SH DFND 1 27565 0 0 PALO ALTO NETWORKS INC COM 697435105 2772 14715 SH DFND 1 14715 0 0 PANDORA MEDIA INC COM 698354107 389 48113 SH DFND 1 48113 0 0 PAYPAL HLDGS INC COM 70450Y103 2646 31465 SH DFND 1 31465 0 0 PEPSICO INC COM 713448108 806 7295 SH DFND 1 7295 0 0 PHILLIPS 66 COM 718546104 286 3318 SH DFND 1 3318 0 0 PROCTER AND GAMBLE CO COM 742718109 4190 45583 SH DFND 1 45583 0 0 PROTO LABS INC COM 743713109 2339 20742 SH DFND 1 20742 0 0 ROPER TECHNOLOGIES INC COM 776696106 267 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 29940 176181 SH DFND 1 176181 0 0 SALESFORCE COM INC COM 79466L302 3057 22320 SH DFND 1 22320 0 0 SCHWAB CHARLES CORP NEW COM 808513105 50423 1214128 SH DFND 1 1214128 0 0 SERVICENOW INC COM 81762P102 41781 234658 SH DFND 1 234658 0 0 SHERWIN WILLIAMS CO COM 824348106 42134 107087 SH DFND 1 107087 0 0 SONY CORP SPONSORED ADR 835699307 972 20132 SH DFND 1 20132 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12751 51021 SH DFND 1 51021 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3719 77391 SH DFND 1 77391 0 0 SYSCO CORP COM 871829107 72255 1153131 SH DFND 1 1153131 0 0 TABLEAU SOFTWARE INC CL A 87336U105 272 2264 SH DFND 1 2264 0 0 TEXAS INSTRS INC COM 882508104 323 3416 SH DFND 1 3416 0 0 THIRD PT REINS LTD COM G8827U100 1205 125000 SH DFND 1 125000 0 0 TJX COS INC NEW COM 872540109 340 7600 SH DFND 1 7600 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 1232 61911 SH DFND 1 61911 0 0 TORTOISE MLP FD INC COM 89148B101 1256 102549 SH DFND 1 102549 0 0 TPG SPECIALTY LENDING INC COM 87265K102 550 30385 SH DFND 1 30385 0 0 TRANSDIGM GROUP INC COM 893641100 134748 396247 SH DFND 1 396247 0 0 TWITTER INC COM 90184L102 11540 401524 SH DFND 1 401524 0 0 UNILEVER PLC SPON ADR NEW 904767704 3593 68760 SH DFND 1 68760 0 0 UNITED TECHNOLOGIES CORP COM 913017109 2181 20485 SH DFND 1 20485 0 0 UNITEDHEALTH GROUP INC COM 91324P102 26232 105298 SH DFND 1 105298 0 0 US FOODS HLDG CORP COM 912008109 113671 3592637 SH DFND 1 3592637 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3481 42822 SH DFND 1 42822 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 8015 102008 SH DFND 1 102008 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 570 2480 SH DFND 1 2480 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 4430 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 18285 143263 SH DFND 1 143263 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 8334 182835 SH DFND 1 182835 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 11860 311299 SH DFND 1 311299 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 14701 302360 SH DFND 1 302360 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6498 83370 SH DFND 1 83370 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 79649 1686771 SH DFND 1 1686771 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 25707 692905 SH DFND 1 692905 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 344 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 502 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 462 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 439 3960 SH DFND 1 3960 0 0 VEEVA SYS INC CL A COM 922475108 1317 14750 SH DFND 1 14750 0 0 VISA INC COM CL A 92826C839 2451 18577 SH DFND 1 18577 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 681 9970 SH DFND 1 9970 0 0 WALMART INC COM 931142103 5771 61955 SH DFND 1 61955 0 0 WAYFAIR INC CL A 94419L101 112150 1245000 SH DFND 1 1245000 0 0 WORKDAY INC CL A 98138H101 5557 34798 SH DFND 1 34798 0 0