0001172661-18-001947.txt : 20181106 0001172661-18-001947.hdr.sgml : 20181106 20181106131754 ACCESSION NUMBER: 0001172661-18-001947 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181106 DATE AS OF CHANGE: 20181106 EFFECTIVENESS DATE: 20181106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 181162390 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001326234 XXXXXXXX 09-30-2018 09-30-2018 false Allen Investment Management LLC

711 Fifth Avenue New York NY 10022

13F HOLDINGS REPORT 028-11378 N Howard M. Felson 212-832-8000 /s/ Howard M. Felson New York NY 11-06-2018 1 184 2920358 1 0001389544 028-12302 ALLEN OPERATIONS LLC INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4344 20614 SH DFND 1 20614 0 0 ABBOTT LABS COM 002824100 853 11627 SH DFND 1 11627 0 0 ABBVIE INC COM 00287Y109 804 8504 SH DFND 1 8504 0 0 ABIOMED INC COM 003654100 9847 21894 SH DFND 1 21894 0 0 ACTIVISION BLIZZARD INC COM 00507V109 3102 37285 SH DFND 1 37285 0 0 ADOBE SYS INC COM 00724F101 2594 9611 SH DFND 1 9611 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 141351 839727 SH DFND 1 839727 0 0 ADVANCED DRAIN SYS INC DEL COM 00790R104 3270 105820 SH DFND 1 105820 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7613 46208 SH DFND 1 46208 0 0 ALPHABET INC CAP STK CL C 02079K107 165793 138917 SH DFND 1 138917 0 0 ALPHABET INC CAP STK CL A 02079K305 9500 7870 SH DFND 1 7870 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 25035 2344089 SH DFND 1 2344089 0 0 AMAZON COM INC COM 023135106 15051 7514 SH DFND 1 7514 0 0 AMERISOURCEBERGEN CORP COM 03073E105 48299 523740 SH DFND 1 523740 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 44416 507207 SH DFND 1 507207 0 0 ANNALY CAP MGMT INC COM 035710409 123 12000 SH DFND 1 12000 0 0 APERGY CORP COM 03755L104 211 4835 SH DFND 1 4835 0 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 1407 40716 SH DFND 1 40716 0 0 APPLE INC COM 037833100 4618 20456 SH DFND 1 20456 0 0 ARES CAP CORP COM 04010L103 3689 214581 SH DFND 1 214581 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 511 3391 SH DFND 1 3391 0 0 BAIDU INC SPON ADR REP A 056752108 1748 7645 SH DFND 1 7645 0 0 BAXTER INTL INC COM 071813109 230 2990 SH DFND 1 2990 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 3200 10 SH DFND 1 10 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 38294 178853 SH DFND 1 178853 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 209 2154 SH DFND 1 2154 0 0 BLACKROCK INC COM 09247X101 676 1435 SH DFND 1 1435 0 0 BLACKROCK TCP CAP CORP COM 09259E108 462 32449 SH DFND 1 32449 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 1974 51839 SH DFND 1 51839 0 0 BOEING CO COM 097023105 903 2428 SH DFND 1 2428 0 0 BOOKING HLDGS INC COM 09857L108 104454 52648 SH DFND 1 52648 0 0 CARDINAL HEALTH INC COM 14149Y108 278 5149 SH DFND 1 5149 0 0 CARGURUS INC COM CL A 141788109 371 6667 SH DFND 1 6667 0 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 1156 51272 SH DFND 1 51272 0 0 CELGENE CORP COM 151020104 731 8174 SH DFND 1 8174 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 131853 404605 SH DFND 1 404605 0 0 CLEARBRIDGE ENERGY MLP FD IN COM 184692101 5618 386661 SH DFND 1 386661 0 0 COCA COLA CO COM 191216100 3918 84813 SH DFND 1 84813 0 0 COLGATE PALMOLIVE CO COM 194162103 302 4506 SH DFND 1 4506 0 0 COMCAST CORP NEW CL A 20030N101 122926 3471495 SH DFND 1 3471495 0 0 CONOCOPHILLIPS COM 20825C104 536 6925 SH DFND 1 6925 0 0 COUPA SOFTWARE INC COM 22266L106 2589 32737 SH DFND 1 32737 0 0 CREDIT ACCEP CORP MICH COM 225310101 427 975 SH DFND 1 975 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1041 28015 SH DFND 1 28015 0 0 DANAHER CORP DEL COM 235851102 50656 466189 SH DFND 1 466189 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 3819 26955 SH DFND 1 26955 0 0 DONALDSON INC COM 257651109 932 16000 SH DFND 1 16000 0 0 DOVER CORP COM 260003108 856 9671 SH DFND 1 9671 0 0 DOWDUPONT INC COM 26078J100 498 7747 SH DFND 1 7747 0 0 EATON CORP PLC SHS G29183103 414 4768 SH DFND 1 4768 0 0 ELECTRONIC ARTS INC COM 285512109 2219 18417 SH DFND 1 18417 0 0 ENSTAR GROUP LIMITED SHS G3075P101 334 1600 SH DFND 1 1600 0 0 ENVIVA PARTNERS LP COM UNIT 29414J107 1292 40640 SH DFND 1 40640 0 0 EPAM SYS INC COM 29414B104 222 1610 SH DFND 1 1610 0 0 EQUINIX INC COM PAR $0.001 29444U700 72635 167791 SH DFND 1 167791 0 0 ETSY INC COM 29786A106 3288 64000 SH DFND 1 64000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 3170 24295 SH DFND 1 24295 0 0 FACEBOOK INC CL A 30303M102 90260 548824 SH DFND 1 548824 0 0 FISERV INC COM 337738108 39128 474965 SH DFND 1 474965 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 445 4500 SH DFND 1 4500 0 0 FOSSIL GROUP INC COM 34988V106 2245 96429 SH DFND 1 96429 0 0 GARTNER INC COM 366651107 1098 6930 SH DFND 1 6930 0 0 GENERAL DYNAMICS CORP COM 369550108 931 4550 SH DFND 1 4550 0 0 GENERAL ELECTRIC CO COM 369604103 6252 553760 SH DFND 1 553760 0 0 GOLUB CAP BDC INC COM 38173M102 274 14629 SH DFND 1 14629 0 0 GRUBHUB INC COM 400110102 1202 8671 SH DFND 1 8671 0 0 HCA HEALTHCARE INC COM 40412C101 436 3132 SH DFND 1 3132 0 0 HOME DEPOT INC COM 437076102 4198 20265 SH DFND 1 20265 0 0 HONEYWELL INTL INC COM 438516106 623 3746 SH DFND 1 3746 0 0 HUMANA INC COM 444859102 340 1003 SH DFND 1 1003 0 0 IAC INTERACTIVECORP COM 44919P508 225 1037 SH DFND 1 1037 0 0 IHS MARKIT LTD SHS G47567105 10248 189916 SH DFND 1 189916 0 0 INCYTE CORP COM 45337C102 1415 20488 SH DFND 1 20488 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 1035 15073 SH DFND 1 15073 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 390 2100 SH DFND 1 2100 0 0 IONIS PHARMACEUTICALS INC COM 462222100 807 15649 SH DFND 1 15649 0 0 IQVIA HLDGS INC COM 46266C105 17120 131955 SH DFND 1 131955 0 0 ISHARES INC CORE MSCI EMKT 46434G103 33922 655120 SH DFND 1 655120 0 0 ISHARES TR S&P 100 ETF 464287101 823 6353 SH DFND 1 6353 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 920 21429 SH DFND 1 21429 0 0 ISHARES TR MSCI EAFE ETF 464287465 1396 20539 SH DFND 1 20539 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 420 4655 SH DFND 1 4655 0 0 ISHARES TR RUS MD CP GR ETF 464287481 403 2969 SH DFND 1 2969 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2626 20741 SH DFND 1 20741 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 417 2671 SH DFND 1 2671 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 439 3302 SH DFND 1 3302 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 373 1733 SH DFND 1 1733 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 811 4709 SH DFND 1 4709 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 1832 17489 SH DFND 1 17489 0 0 ISHARES TR MSCI ACWI EX US 464288240 1347 28245 SH DFND 1 28245 0 0 ISHARES TR MSCI ACWI ETF 464288257 1595 21479 SH DFND 1 21479 0 0 ISHARES TR NATIONAL MUN ETF 464288414 23982 222176 SH DFND 1 222176 0 0 ISHARES TR US HOME CONS ETF 464288752 536 15165 SH DFND 1 15165 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 1564 25940 SH DFND 1 25940 0 0 JD COM INC SPON ADR CL A 47215P106 1426 54674 SH DFND 1 54674 0 0 JEFFERIES FINL GROUP INC COM 47233W109 243 11050 SH DFND 1 11050 0 0 JOHNSON & JOHNSON COM 478160104 23472 169876 SH DFND 1 169876 0 0 JPMORGAN CHASE & CO COM 46625H100 449 3983 SH DFND 1 3983 0 0 KAYNE ANDERSN MLP MIDS INVT COM 486606106 5653 316690 SH DFND 1 316690 0 0 KKR & CO INC CL A 48251W104 1356 49716 SH DFND 1 49716 0 0 KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 702 32350 SH DFND 1 32350 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 146551 843798 SH DFND 1 843798 0 0 LENDINGCLUB CORP COM 52603A109 649 167140 SH DFND 1 167140 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 9975 118287 SH DFND 1 118287 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 3690 127542 SH DFND 1 127542 0 0 LOWES COS INC COM 548661107 126755 1103947 SH DFND 1 1103947 0 0 MARKEL CORP COM 570535104 311 262 SH DFND 1 262 0 0 MARRIOTT INTL INC NEW CL A 571903202 529 4005 SH DFND 1 4005 0 0 MASTERCARD INCORPORATED CL A 57636Q104 1930 8672 SH DFND 1 8672 0 0 MATADOR RES CO COM 576485205 387 11700 SH DFND 1 11700 0 0 MCDONALDS CORP COM 580135101 289 1725 SH DFND 1 1725 0 0 MERCADOLIBRE INC COM 58733R102 2164 6356 SH DFND 1 6356 0 0 MERCK & CO INC COM 58933Y105 244 3444 SH DFND 1 3444 0 0 MICROSOFT CORP COM 594918104 178329 1559225 SH DFND 1 1559225 0 0 MONDELEZ INTL INC CL A 609207105 2379 55380 SH DFND 1 55380 0 0 MONGODB INC CL A 60937P106 8527 104559 SH DFND 1 104559 0 0 MOODYS CORP COM 615369105 96806 578985 SH DFND 1 578985 0 0 MORGAN STANLEY COM NEW 617446448 344 7380 SH DFND 1 7380 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 96 14300 SH DFND 1 14300 0 0 NEKTAR THERAPEUTICS COM 640268108 1415 23207 SH DFND 1 23207 0 0 NEOGEN CORP COM 640491106 1477 20653 SH DFND 1 20653 0 0 NETFLIX INC COM 64110L106 11140 29777 SH DFND 1 29777 0 0 NEW MTN FIN CORP COM 647551100 246 18238 SH DFND 1 18238 0 0 NIKE INC CL B 654106103 493 5815 SH DFND 1 5815 0 0 NORFOLK SOUTHERN CORP COM 655844108 287 1589 SH DFND 1 1589 0 0 NVIDIA CORP COM 67066G104 2223 7911 SH DFND 1 7911 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1141 27565 SH DFND 1 27565 0 0 PALO ALTO NETWORKS INC COM 697435105 3315 14715 SH DFND 1 14715 0 0 PANDORA MEDIA INC COM 698354107 458 48113 SH DFND 1 48113 0 0 PAYCOM SOFTWARE INC COM 70432V102 2034 13086 SH DFND 1 13086 0 0 PAYPAL HLDGS INC COM 70450Y103 2236 25450 SH DFND 1 25450 0 0 PEPSICO INC COM 713448108 816 7295 SH DFND 1 7295 0 0 PHILLIPS 66 COM 718546104 374 3318 SH DFND 1 3318 0 0 PROCTER AND GAMBLE CO COM 742718109 3794 45583 SH DFND 1 45583 0 0 PROTO LABS INC COM 743713109 3355 20742 SH DFND 1 20742 0 0 ROPER TECHNOLOGIES INC COM 776696106 296 1000 SH DFND 1 1000 0 0 S&P GLOBAL INC COM 78409V104 34435 176238 SH DFND 1 176238 0 0 SALESFORCE COM INC COM 79466L302 2901 18240 SH DFND 1 18240 0 0 SCHWAB CHARLES CORP NEW COM 808513105 59277 1206035 SH DFND 1 1206035 0 0 SERVICENOW INC COM 81762P102 51626 263896 SH DFND 1 263896 0 0 SHERWIN WILLIAMS CO COM 824348106 51445 113014 SH DFND 1 113014 0 0 SHUTTERSTOCK INC COM 825690100 300 5500 SH DFND 1 5500 0 0 SONY CORP SPONSORED ADR 835699307 1221 20132 SH DFND 1 20132 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6760 23254 SH DFND 1 23254 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 1770 37111 SH DFND 1 37111 0 0 SQUARE INC CL A 852234103 1910 19292 SH DFND 1 19292 0 0 SYSCO CORP COM 871829107 84671 1155912 SH DFND 1 1155912 0 0 TABLEAU SOFTWARE INC CL A 87336U105 253 2264 SH DFND 1 2264 0 0 TEXAS INSTRS INC COM 882508104 367 3416 SH DFND 1 3416 0 0 THIRD PT REINS LTD COM G8827U100 1625 125000 SH DFND 1 125000 0 0 TJX COS INC NEW COM 872540109 426 3800 SH DFND 1 3800 0 0 TORTOISE ENERGY INFRA CORP COM 89147L100 5341 198312 SH DFND 1 198312 0 0 TORTOISE MLP FD INC COM 89148B101 6857 426406 SH DFND 1 426406 0 0 TPG SPECIALTY LENDING INC COM 87265K102 620 30385 SH DFND 1 30385 0 0 TRANSDIGM GROUP INC COM 893641100 160094 430013 SH DFND 1 430013 0 0 TWITTER INC COM 90184L102 11462 402743 SH DFND 1 402743 0 0 UNILEVER PLC SPON ADR NEW 904767704 3780 68760 SH DFND 1 68760 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1233 8821 SH DFND 1 8821 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 823 6434 SH DFND 1 6434 0 0 UNITEDHEALTH GROUP INC COM 91324P102 17814 66958 SH DFND 1 66958 0 0 US FOODS HLDG CORP COM 912008109 4818 156312 SH DFND 1 156312 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 3517 43698 SH DFND 1 43698 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 7960 102008 SH DFND 1 102008 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 662 2480 SH DFND 1 2480 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5413 38843 SH DFND 1 38843 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 201 1250 SH DFND 1 1250 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 23860 159440 SH DFND 1 159440 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 46914 618667 SH DFND 1 618667 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 33956 652365 SH DFND 1 652365 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 20263 494217 SH DFND 1 494217 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 6101 108518 SH DFND 1 108518 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10930 139842 SH DFND 1 139842 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 9751 116737 SH DFND 1 116737 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 61860 1145562 SH DFND 1 1145562 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 36361 840324 SH DFND 1 840324 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 470 4467 SH DFND 1 4467 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 586 8449 SH DFND 1 8449 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 567 3841 SH DFND 1 3841 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 519 3960 SH DFND 1 3960 0 0 VISA INC COM CL A 92826C839 2527 16834 SH DFND 1 16834 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 727 9970 SH DFND 1 9970 0 0 WALMART INC COM 931142103 4541 48360 SH DFND 1 48360 0 0 WAYFAIR INC CL A 94419L101 169082 1145000 SH DFND 1 1145000 0 0 WORKDAY INC CL A 98138H101 4665 31955 SH DFND 1 31955 0 0