0001172661-15-001503.txt : 20150814
0001172661-15-001503.hdr.sgml : 20150814
20150814062007
ACCESSION NUMBER: 0001172661-15-001503
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allen Investment Management LLC
CENTRAL INDEX KEY: 0001326234
IRS NUMBER: 341975156
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11378
FILM NUMBER: 151052432
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128328000
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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06-30-2015
06-30-2015
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Allen Investment Management LLC
711 Fifth Avenue
New York
NY
10022
13F HOLDINGS REPORT
028-11378
N
Howard M. Felson
Vice President
212-832-8000
/s/ Howard M. Felson
New York
NY
08-14-2015
1
210
1043119
1
0001389544
028-12302
ALLEN OPERATIONS LLC
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
494
3200
SH
DFND
1
3200
0
0
ABBOTT LABS
COM
002824100
396
8060
SH
DFND
1
8060
0
0
ABBVIE INC
COM
00287Y109
896
13335
SH
DFND
1
13335
0
0
ABIOMED INC
COM
003654100
471
7162
SH
DFND
1
7162
0
0
AIR PRODS & CHEMS INC
COM
009158106
548
4008
SH
DFND
1
4008
0
0
ALASKA AIR GROUP INC
COM
011659109
5332
82756
SH
DFND
1
82756
0
0
ALLERGAN PLC
SHS
G0177J108
5605
18469
SH
DFND
1
18469
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1179
19066
SH
DFND
1
19066
0
0
ANADARKO PETE CORP
COM
032511107
3109
39830
SH
DFND
1
39830
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
37588
311497
SH
DFND
1
311497
0
0
APACHE CORP
COM
037411105
2906
50418
SH
DFND
1
50418
0
0
APPLE INC
COM
037833100
6463
51525
SH
DFND
1
51525
0
0
APPLIED MATLS INC
COM
038222105
193
10025
SH
DFND
1
10025
0
0
ARES CAP CORP
COM
04010L103
9251
562051
SH
DFND
1
562051
0
0
ASTERIAS BIOTHERAPEUTICS INC
COM SER A
04624N107
71
15524
SH
DFND
1
15524
0
0
ATHENAHEALTH INC
COM
04685W103
355
3099
SH
DFND
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3099
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BAIDU INC
SPON ADR REP A
056752108
1270
6377
SH
DFND
1
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BAKER HUGHES INC
COM
057224107
644
10437
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CL A
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1434
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CL B NEW
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1249
9177
SH
DFND
1
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0
0
BLACKHAWK NETWORK HLDGS INC
COM
09238E104
302
7328
SH
DFND
1
7328
0
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
331
24498
SH
DFND
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24498
0
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BOEING CO
COM
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17022
122711
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DFND
1
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0
CABOT OIL & GAS CORP
COM
127097103
3814
120913
SH
DFND
1
120913
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0
CALIFORNIA RES CORP
COM
13057Q107
102
16937
SH
DFND
1
16937
0
0
CARETRUST REIT INC
COM
14174T107
136
10698
SH
DFND
1
10698
0
0
CARTER INC
COM
146229109
928
8727
SH
DFND
1
8727
0
0
CELANESE CORP DEL
COM SER A
150870103
664
9233
SH
DFND
1
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0
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COM
151020104
762
6588
SH
DFND
1
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CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
5652
33003
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DFND
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COM
166764100
544
5640
SH
DFND
1
5640
0
0
CINCINNATI FINL CORP
COM
172062101
201
4000
SH
DFND
1
4000
0
0
CLIFFS NAT RES INC
COM
18683K101
195
45053
SH
DFND
1
45053
0
0
CLOVIS ONCOLOGY INC
COM
189464100
574
6528
SH
DFND
1
6528
0
0
COCA COLA CO
COM
191216100
2557
65186
SH
DFND
1
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0
0
COMCAST CORP NEW
CL A
20030N101
2133
35462
SH
DFND
1
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0
COMCAST CORP NEW
CL A SPL
20030N200
45186
753849
SH
DFND
1
753849
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0
COMPUTER SCIENCES CORP
COM
205363104
698
10639
SH
DFND
1
10639
0
0
CONAGRA FOODS INC
COM
205887102
388
8870
SH
DFND
1
8870
0
0
CONOCOPHILLIPS
COM
20825C104
3254
52989
SH
DFND
1
52989
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
5364
46236
SH
DFND
1
46236
0
0
CONTINENTAL RESOURCES INC
COM
212015101
3028
71426
SH
DFND
1
71426
0
0
COVISINT CORP
COM
22357R103
106
32465
SH
DFND
1
32465
0
0
CVR ENERGY INC
COM
12662P108
847
22505
SH
DFND
1
22505
0
0
DANAHER CORP DEL
COM
235851102
27391
320022
SH
DFND
1
320022
0
0
DARDEN RESTAURANTS INC
COM
237194105
1031
14511
SH
DFND
1
14511
0
0
DARLING INGREDIENTS INC
COM
237266101
799
54523
SH
DFND
1
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0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
35088
441530
SH
DFND
1
441530
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0
DELTA AIR LINES INC DEL
COM NEW
247361702
1527
37160
SH
DFND
1
37160
0
0
DEVON ENERGY CORP NEW
COM
25179M103
3098
52071
SH
DFND
1
52071
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
598
5155
SH
DFND
1
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0
0
DONALDSON INC
COM
257651109
573
16000
SH
DFND
1
16000
0
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DOVER CORP
COM
260003108
28362
404127
SH
DFND
1
404127
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E TRADE FINANCIAL CORP
COM NEW
269246401
1011
33743
SH
DFND
1
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COM
27828H105
369
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DFND
1
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0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
322
23426
SH
DFND
1
23426
0
0
EBAY INC
COM
278642103
38640
641429
SH
DFND
1
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0
0
ENDO INTL PLC
SHS
G30401106
1207
15154
SH
DFND
1
15154
0
0
EOG RES INC
COM
26875P101
3171
36218
SH
DFND
1
36218
0
0
EQT CORP
COM
26884L109
3388
41654
SH
DFND
1
41654
0
0
EQUINIX INC
COM PAR $0.001
29444U700
27411
107916
SH
DFND
1
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EXPEDIA INC DEL
COM NEW
30212P303
4363
39896
SH
DFND
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COM
30219G108
55231
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SH
DFND
1
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COM
30231G102
325
3903
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FACEBOOK INC
CL A
30303M102
3351
39070
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DFND
1
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FAMILY DLR STORES INC
COM
307000109
940
11925
SH
DFND
1
11925
0
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FEDEX CORP
COM
31428X106
1143
6705
SH
DFND
1
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0
0
FISERV INC
COM
337738108
28790
347584
SH
DFND
1
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FLEXTRONICS INTL LTD
ORD
Y2573F102
1212
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SH
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SPON ADR UNITS
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401
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FOOT LOCKER INC
COM
344849104
835
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SH
DFND
1
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0
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FOSSIL GROUP INC
COM
34988V106
529
7621
SH
DFND
1
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0
0
FS INVT CORP
COM
302635107
1043
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SH
DFND
1
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GENERAL DYNAMICS CORP
COM
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1193
8420
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DFND
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COM
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353
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SH
DFND
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COM
36237H101
1538
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SH
DFND
1
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GILEAD SCIENCES INC
COM
375558103
382
3264
SH
DFND
1
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SPONSORED ADR
37733W105
965
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SH
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1
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GLOBAL EAGLE ENTMT INC
COM
37951D102
5373
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DFND
1
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0
0
GNC HLDGS INC
COM CL A
36191G107
1075
24165
SH
DFND
1
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COM
38141G104
992
4752
SH
DFND
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COM
38173M102
732
44215
SH
DFND
1
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CL A
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1060
1962
SH
DFND
1
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CL C
38259P706
26162
50262
SH
DFND
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CLASS A
G4095J109
261
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1
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HALCON RES CORP
COM NEW
40537Q209
12
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COM
437076102
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HUMANA INC
COM
444859102
306
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DFND
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CL A
449172105
901
13012
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DFND
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DEPOSITARY UNIT
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609
7026
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DFND
1
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ILLUMINA INC
COM
452327109
1543
7066
SH
DFND
1
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COM
45337C102
540
5183
SH
DFND
1
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COM
458140100
396
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SH
DFND
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COM
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793
41131
SH
DFND
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COM
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331
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COM
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326
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COM
46131J103
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399
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286
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288
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288
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1
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270
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DFND
1
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RUS 2000 GRW ETF
464287648
272
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1
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COM
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409
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COM
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3208
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SH
DFND
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JPMORGAN CHASE & CO
COM
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1656
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1
24437
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COM
48203R104
872
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SH
DFND
1
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L BRANDS INC
COM
501797104
963
11236
SH
DFND
1
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COM NEW
50540R409
10233
84417
SH
DFND
1
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LENNAR CORP
CL A
526057104
665
13020
SH
DFND
1
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SHS CL A
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336
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COM
539830109
18924
101794
SH
DFND
1
101794
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0
LOWES COS INC
COM
548661107
18577
277388
SH
DFND
1
277388
0
0
MACYS INC
COM
55616P104
1435
21274
SH
DFND
1
21274
0
0
MAINSTAY DEFINEDTERM MN OPP
COM
56064K100
316
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DFND
1
18298
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MANHATTAN ASSOCS INC
COM
562750109
487
8159
SH
DFND
1
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COM
565849106
3121
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SH
DFND
1
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CL A
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2467
26386
SH
DFND
1
26386
0
0
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COM
580135101
223
2346
SH
DFND
1
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0
0
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COM
580645109
15056
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SH
DFND
1
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0
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COM
58155Q103
25593
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SH
DFND
1
113845
0
0
MEADWESTVACO CORP
COM
583334107
973
20626
SH
DFND
1
20626
0
0
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COM
587118100
712
11112
SH
DFND
1
11112
0
0
MICRON TECHNOLOGY INC
COM
595112103
446
23692
SH
DFND
1
23692
0
0
MICROSOFT CORP
COM
594918104
809
18330
SH
DFND
1
18330
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1942
27817
SH
DFND
1
27817
0
0
MONDELEZ INTL INC
CL A
609207105
1913
46508
SH
DFND
1
46508
0
0
MONSANTO CO NEW
COM
61166W101
38317
359478
SH
DFND
1
359478
0
0
MOODYS CORP
COM
615369105
21910
202942
SH
DFND
1
202942
0
0
NACCO INDS INC
CL A
629579103
395
6506
SH
DFND
1
6506
0
0
NETFLIX INC
COM
64110L106
1003
1527
SH
DFND
1
1527
0
0
NEW MTN FIN CORP
COM
647551100
768
52973
SH
DFND
1
52973
0
0
NIKE INC
CL B
654106103
223
2065
SH
DFND
1
2065
0
0
NOBLE CORP PLC
SHS USD
G65431101
606
39400
SH
DFND
1
39400
0
0
NOBLE ENERGY INC
COM
655044105
2925
68543
SH
DFND
1
68543
0
0
NORTEK INC
COM NEW
656559309
840
10106
SH
DFND
1
10106
0
0
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
317
24918
SH
DFND
1
24918
0
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
327
37926
SH
DFND
1
37926
0
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
324
30144
SH
DFND
1
30144
0
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
318
29467
SH
DFND
1
29467
0
0
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COM
670984103
349
25673
SH
DFND
1
25673
0
0
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
326
23236
SH
DFND
1
23236
0
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NUVEEN PREM INCOME MUN FD 2
COM
67063W102
350
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SH
DFND
1
26376
0
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
330
24772
SH
DFND
1
24772
0
0
ORACLE CORP
COM
68389X105
29980
743929
SH
DFND
1
743929
0
0
OWENS ILL INC
COM NEW
690768403
662
28854
SH
DFND
1
28854
0
0
PALO ALTO NETWORKS INC
COM
697435105
4057
23223
SH
DFND
1
23223
0
0
PANDORA MEDIA INC
COM
698354107
634
40793
SH
DFND
1
40793
0
0
PARAGON OFFSHORE PLC
SHS
G6S01W108
17
15853
SH
DFND
1
15853
0
0
PENNEY J C INC
COM
708160106
512
60452
SH
DFND
1
60452
0
0
PEPSICO INC
COM
713448108
913
9784
SH
DFND
1
9784
0
0
PHILLIPS 66
COM
718546104
293
3638
SH
DFND
1
3638
0
0
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TTL RTN ACTV ETF
72201R775
1768
16526
SH
DFND
1
16526
0
0
POLYPORE INTL INC
COM
73179V103
432
7208
SH
DFND
1
7208
0
0
PRESTIGE BRANDS HLDGS INC
COM
74112D101
30025
649327
SH
DFND
1
649327
0
0
PRICELINE GRP INC
COM NEW
741503403
35266
30630
SH
DFND
1
30630
0
0
PROCTER & GAMBLE CO
COM
742718109
1170
14957
SH
DFND
1
14957
0
0
QEP RES INC
COM
74733V100
407
21972
SH
DFND
1
21972
0
0
QUALCOMM INC
COM
747525103
40111
640446
SH
DFND
1
640446
0
0
RIGHTSIDE GROUP LTD
COM
76658B100
70
10333
SH
DFND
1
10333
0
0
SANDISK CORP
COM
80004C101
806
13836
SH
DFND
1
13836
0
0
SCHLUMBERGER LTD
COM
806857108
30799
357334
SH
DFND
1
357334
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
23981
734476
SH
DFND
1
734476
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
2375
50000
SH
DFND
1
50000
0
0
SHAKE SHACK INC
CL A
819047101
301
5000
SH
DFND
1
5000
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
1515
11814
SH
DFND
1
11814
0
0
SIZMEK INC
COM
83013P105
74
10430
SH
DFND
1
10430
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
970
8633
SH
DFND
1
8633
0
0
SPDR SERIES TRUST
NUVN BR SHT MUNI
78464A425
5460
224890
SH
DFND
1
224890
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
874
10361
SH
DFND
1
10361
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
962
17453
SH
DFND
1
17453
0
0
STAPLES INC
COM
855030102
674
44003
SH
DFND
1
44003
0
0
SUNEDISON INC
COM
86732Y109
1461
48846
SH
DFND
1
48846
0
0
SYNAPTICS INC
COM
87157D109
489
5637
SH
DFND
1
5637
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
566
4910
SH
DFND
1
4910
0
0
TCP CAP CORP
COM
87238Q103
1479
96711
SH
DFND
1
96711
0
0
TEGNA INC
COM
87901J105
810
25247
SH
DFND
1
25247
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4631
35688
SH
DFND
1
35688
0
0
TPG SPECIALTY LENDING INC
COM
87265K102
1502
88339
SH
DFND
1
88339
0
0
TRANSDIGM GROUP INC
COM
893641100
1667
7418
SH
DFND
1
7418
0
0
TRIANGLE CAP CORP
COM
895848109
487
20756
SH
DFND
1
20756
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
62951
1934265
SH
DFND
1
1934265
0
0
TWENTY FIRST CENTY FOX INC
CL B
90130A200
1095
34000
SH
DFND
1
34000
0
0
TYLER TECHNOLOGIES INC
COM
902252105
469
3625
SH
DFND
1
3625
0
0
UNILEVER PLC
SPON ADR NEW
904767704
552
12852
SH
DFND
1
12852
0
0
UNITED CONTL HLDGS INC
COM
910047109
883
16656
SH
DFND
1
16656
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
6392
65962
SH
DFND
1
65962
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
504
2897
SH
DFND
1
2897
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
14538
65442
SH
DFND
1
65442
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
302
1600
SH
DFND
1
1600
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1768
22220
SH
DFND
1
22220
0
0
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1954
29028
SH
DFND
1
29028
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6514
77146
SH
DFND
1
77146
0
0
WATERS CORP
COM
941848103
336
2620
SH
DFND
1
2620
0
0
WELLS FARGO & CO NEW
COM
949746101
1490
26487
SH
DFND
1
26487
0
0
WESTERN ASSET EMRG MKT DEBT
COM
95766A101
343
22958
SH
DFND
1
22958
0
0
WILLIAMS COS INC DEL
COM
969457100
1088
18956
SH
DFND
1
18956
0
0
WORKDAY INC
CL A
98138H101
2701
35356
SH
DFND
1
35356
0
0
WPX ENERGY INC
COM
98212B103
151
12280
SH
DFND
1
12280
0
0
ZOETIS INC
CL A
98978V103
817
16940
SH
DFND
1
16940
0
0