The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 103 | 16,342 | SH | DFND | 1 | 16,342 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 363 | 2,822 | SH | DFND | 1 | 2,822 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 2,254 | 23,713 | SH | DFND | 1 | 23,713 | 0 | 0 | |
ALLERGAN INC | COM | 018490102 | 33,852 | 200,050 | SH | DFND | 1 | 200,050 | 0 | 0 | |
ALTISOURCE RESIDENTIAL CORP | CL B | 02153W100 | 205 | 7,875 | SH | DFND | 1 | 7,875 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 36,062 | 660,717 | SH | DFND | 1 | 660,717 | 0 | 0 | |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 215 | 2,954 | SH | DFND | 1 | 2,954 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 32,841 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 32,850 | 285,800 | SH | DFND | 1 | 285,800 | 0 | 0 | |
ASHLAND INC NEW | COM | 044209104 | 14,680 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 18,578 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 305 | 16,976 | SH | DFND | 1 | 16,976 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 211 | 1,127 | SH | DFND | 1 | 1,127 | 0 | 0 | |
BAKER HUGHES INC | COM | 057224107 | 234 | 3,142 | SH | DFND | 1 | 3,142 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 247 | 1,954 | SH | DFND | 1 | 1,954 | 0 | 0 | |
BLACKSTONE GSO FLTING RTE FU | COM | 09256U105 | 253 | 14,124 | SH | DFND | 1 | 14,124 | 0 | 0 | |
BOEING CO | COM | 097023105 | 11,114 | 87,351 | SH | DFND | 1 | 87,351 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 281 | 7,559 | SH | DFND | 1 | 7,559 | 0 | 0 | |
CENTRAL GOLDTRUST | TR UNIT | 153546106 | 1,990 | 41,922 | SH | DFND | 1 | 41,922 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 11,307 | 157,700 | SH | DFND | 1 | 157,700 | 0 | 0 | |
CHENIERE ENERGY PTNRS LP HLD | COM REP LLC IN | 16411W108 | 19,600 | 789,035 | SH | DFND | 1 | 789,035 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 331 | 10,646 | SH | DFND | 1 | 10,646 | 0 | 0 | |
CHIMERA INVT CORP | COM | 16934Q109 | 129 | 40,502 | SH | DFND | 1 | 40,502 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 211 | 2,291 | SH | DFND | 1 | 2,291 | 0 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | CL A | 18451C109 | 1,432 | 175,019 | SH | DFND | 1 | 175,019 | 0 | 0 | |
CLIFFS NAT RES INC | COM | 18683K101 | 258 | 17,161 | SH | DFND | 1 | 17,161 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 682 | 16,100 | SH | DFND | 1 | 16,100 | 0 | 0 | |
COLFAX CORP | COM | 194014106 | 228 | 3,056 | SH | DFND | 1 | 3,056 | 0 | 0 | |
COMMONWEALTH REIT | COM SH BEN INT | 203233101 | 6,336 | 240,716 | SH | DFND | 1 | 240,716 | 0 | 0 | |
CONAGRA FOODS INC | COM | 205887102 | 8,927 | 300,771 | SH | DFND | 1 | 300,771 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 2,441 | 27,703 | SH | DFND | 1 | 27,703 | 0 | 0 | |
COVIDIEN PLC | SHS | G2554F113 | 27,054 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
CVS CAREMARK CORPORATION | COM | 126650100 | 9,598 | 127,346 | SH | DFND | 1 | 127,346 | 0 | 0 | |
DANAHER CORP DEL | COM | 235851102 | 495 | 6,282 | SH | DFND | 1 | 6,282 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 294 | 6,360 | SH | DFND | 1 | 6,360 | 0 | 0 | |
DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | 21,722 | 300,361 | SH | DFND | 1 | 300,361 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 2,969 | 76,670 | SH | DFND | 1 | 76,670 | 0 | 0 | |
DIRECTV | COM | 25490A309 | 12,752 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 15,771 | 217,266 | SH | DFND | 1 | 217,266 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 19,524 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 255 | 4,442 | SH | DFND | 1 | 4,442 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 18,847 | 207,223 | SH | DFND | 1 | 207,223 | 0 | 0 | |
ELLINGTON FINANCIAL LLC | COM | 288522303 | 345 | 14,373 | SH | DFND | 1 | 14,373 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 1,867 | 28,133 | SH | DFND | 1 | 28,133 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 238 | 3,403 | SH | DFND | 1 | 3,403 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 225 | 5,879 | SH | DFND | 1 | 5,879 | 0 | 0 | |
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 23,960 | 345,596 | SH | DFND | 1 | 345,596 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 266 | 1,757 | SH | DFND | 1 | 1,757 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | CL A | 31620R105 | 7,224 | 220,500 | SH | DFND | 1 | 220,500 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 554 | 56,319 | SH | DFND | 1 | 56,319 | 0 | 0 | |
FISERV INC | COM | 337738108 | 13,623 | 225,842 | SH | DFND | 1 | 225,842 | 0 | 0 | |
FOMENTO ECONOMICO MEXICANO S | SPON ADR UNITS | 344419106 | 421 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
FOREST LABS INC | COM | 345838106 | 28,710 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
FOSTER WHEELER AG | COM | H27178104 | 218 | 6,402 | SH | DFND | 1 | 6,402 | 0 | 0 | |
GARRISON CAP INC | COM | 366554103 | 203 | 13,265 | SH | DFND | 1 | 13,265 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 13,778 | 118,218 | SH | DFND | 1 | 118,218 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 8,174 | 155,586 | SH | DFND | 1 | 155,586 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 135 | 13,431 | SH | DFND | 1 | 13,431 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 9,975 | 186,519 | SH | DFND | 1 | 186,519 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | COM | 37951D102 | 3,056 | 246,440 | SH | DFND | 1 | 246,440 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 429 | 6,048 | SH | DFND | 1 | 6,048 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 3,952 | 48,813 | SH | DFND | 1 | 48,813 | 0 | 0 | |
HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | 392 | 17,235 | SH | DFND | 1 | 17,235 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 259 | 4,144 | SH | DFND | 1 | 4,144 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,102 | 6,078 | SH | DFND | 1 | 6,078 | 0 | 0 | |
ISHARES | TIPS BD ETF | 464287176 | 231 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
ISHARES | SHT NTLAMTFR ETF | 464288158 | 3,698 | 34,800 | SH | DFND | 1 | 34,800 | 0 | 0 | |
ISHARES | MSCI ACWI ETF | 464288257 | 8,804 | 146,098 | SH | DFND | 1 | 146,098 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 2,453 | 23,450 | SH | DFND | 1 | 23,450 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 314 | 12,796 | SH | DFND | 1 | 12,796 | 0 | 0 | |
KINDER MORGAN MANAGEMENT LLC | SHS | 49455U100 | 920 | 11,656 | SH | DFND | 1 | 11,656 | 0 | 0 | |
KIRBY CORP | COM | 497266106 | 3,282 | 28,015 | SH | DFND | 1 | 28,015 | 0 | 0 | |
KRAFT FOODS GROUP INC | COM | 50076Q106 | 210 | 3,503 | SH | DFND | 1 | 3,503 | 0 | 0 | |
LEGG MASON INC | COM | 524901105 | 428 | 8,332 | SH | DFND | 1 | 8,332 | 0 | 0 | |
LENNAR CORP | CL A | 526057104 | 398 | 9,487 | SH | DFND | 1 | 9,487 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 266 | 6,290 | SH | DFND | 1 | 6,290 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 8,341 | 51,895 | SH | DFND | 1 | 51,895 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 8,019 | 167,097 | SH | DFND | 1 | 167,097 | 0 | 0 | |
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 269 | 2,754 | SH | DFND | 1 | 2,754 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 278 | 4,785 | SH | DFND | 1 | 4,785 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 284 | 3,555 | SH | DFND | 1 | 3,555 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 25,781 | 195,236 | SH | DFND | 1 | 195,236 | 0 | 0 | |
MCG CAPITAL CORP | COM | 58047P107 | 522 | 133,081 | SH | DFND | 1 | 133,081 | 0 | 0 | |
MCGRAW HILL FINL INC | COM | 580645109 | 14,464 | 174,200 | SH | DFND | 1 | 174,200 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 23,165 | 124,404 | SH | DFND | 1 | 124,404 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 205 | 15,664 | SH | DFND | 1 | 15,664 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 710 | 17,027 | SH | DFND | 1 | 17,027 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 15,989 | 215,604 | SH | DFND | 1 | 215,604 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 16,504 | 132,306 | SH | DFND | 1 | 132,306 | 0 | 0 | |
MOODYS CORP | COM | 615369105 | 10,982 | 125,277 | SH | DFND | 1 | 125,277 | 0 | 0 | |
MURPHY USA INC | COM | 626755102 | 214 | 4,369 | SH | DFND | 1 | 4,369 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 524 | 17,853 | SH | DFND | 1 | 17,853 | 0 | 0 | |
NAVIENT CORP | COM | 63938C108 | 12,397 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 354 | 56,166 | SH | DFND | 1 | 56,166 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 20,896 | 203,899 | SH | DFND | 1 | 203,899 | 0 | 0 | |
NOVAGOLD RES INC | COM NEW | 66987E206 | 56 | 13,185 | SH | DFND | 1 | 13,185 | 0 | 0 | |
OMNICARE INC | COM | 681904108 | 24,964 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 13,431 | 331,396 | SH | DFND | 1 | 331,396 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,347 | 94,288 | SH | DFND | 1 | 94,288 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 385 | 42,584 | SH | DFND | 1 | 42,584 | 0 | 0 | |
PENNYMAC MTG INVT TR | COM | 70931T103 | 223 | 10,147 | SH | DFND | 1 | 10,147 | 0 | 0 | |
PHILLIPS 66 | COM | 718546104 | 209 | 2,603 | SH | DFND | 1 | 2,603 | 0 | 0 | |
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 7,554 | 141,013 | SH | DFND | 1 | 141,013 | 0 | 0 | |
PIMCO ETF TR | BROAD US TIPS | 72201R403 | 583 | 10,023 | SH | DFND | 1 | 10,023 | 0 | 0 | |
PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 4,444 | 40,769 | SH | DFND | 1 | 40,769 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 333 | 1,450 | SH | DFND | 1 | 1,450 | 0 | 0 | |
POST HLDGS INC | COM | 737446104 | 203 | 3,987 | SH | DFND | 1 | 3,987 | 0 | 0 | |
PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | 24,328 | 717,850 | SH | DFND | 1 | 717,850 | 0 | 0 | |
PRICELINE GRP INC | COM NEW | 741503403 | 2,464 | 2,048 | SH | DFND | 1 | 2,048 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 861 | 80,993 | SH | DFND | 1 | 80,993 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 331 | 9,590 | SH | DFND | 1 | 9,590 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 23,949 | 302,381 | SH | DFND | 1 | 302,381 | 0 | 0 | |
RADIO ONE INC | CL D NON VTG | 75040P405 | 4,818 | 977,300 | SH | DFND | 1 | 977,300 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 271 | 37,783 | SH | DFND | 1 | 37,783 | 0 | 0 | |
SAFEWAY INC | COM NEW | 786514208 | 321 | 9,354 | SH | DFND | 1 | 9,354 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 345 | 3,303 | SH | DFND | 1 | 3,303 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 2,800 | 103,975 | SH | DFND | 1 | 103,975 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 23,549 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 303 | 2,743 | SH | DFND | 1 | 2,743 | 0 | 0 | |
SMITH & NEPHEW PLC | SPDN ADR NEW | 83175M205 | 13,392 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
SOLAR CAP LTD | COM | 83413U100 | 532 | 24,980 | SH | DFND | 1 | 24,980 | 0 | 0 | |
SOLAR SR CAP LTD | COM | 83416M105 | 1,858 | 110,066 | SH | DFND | 1 | 110,066 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 461 | 3,600 | SH | DFND | 1 | 3,600 | 0 | 0 | |
SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | 3,699 | 152,050 | SH | DFND | 1 | 152,050 | 0 | 0 | |
SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | 2,705 | 43,625 | SH | DFND | 1 | 43,625 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 21,500 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | 4,781 | 833,859 | SH | DFND | 1 | 833,859 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 5,650 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 260 | 5,531 | SH | DFND | 1 | 5,531 | 0 | 0 | |
THE ADT CORPORATION | COM | 00101J106 | 393 | 11,256 | SH | DFND | 1 | 11,256 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,513 | 21,295 | SH | DFND | 1 | 21,295 | 0 | 0 | |
TICC CAPITAL CORP | COM | 87244T109 | 200 | 20,250 | SH | DFND | 1 | 20,250 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 246 | 3,503 | SH | DFND | 1 | 3,503 | 0 | 0 | |
T-MOBILE US INC | COM | 872590104 | 13,448 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 244 | 2,245 | SH | DFND | 1 | 2,245 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 2,617 | 74,442 | SH | DFND | 1 | 74,442 | 0 | 0 | |
TWO HBRS INVT CORP | COM | 90187B101 | 173 | 16,503 | SH | DFND | 1 | 16,503 | 0 | 0 | |
TYCO INTERNATIONAL LTD | SHS | H89128104 | 27,360 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,768 | 17,224 | SH | DFND | 1 | 17,224 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 5,293 | 41,970 | SH | DFND | 1 | 41,970 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 611 | 7,600 | SH | DFND | 1 | 7,600 | 0 | 0 | |
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 3,848 | 58,028 | SH | DFND | 1 | 58,028 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 21,789 | 251,224 | SH | DFND | 1 | 251,224 | 0 | 0 | |
WALGREEN CO | COM | 931422109 | 17,457 | 235,491 | SH | DFND | 1 | 235,491 | 0 | 0 | |
WHITEHORSE FIN INC | COM | 96524V106 | 206 | 14,405 | SH | DFND | 1 | 14,405 | 0 | 0 | |
WHITEWAVE FOODS CO | COM CL A | 966244105 | 265 | 8,183 | SH | DFND | 1 | 8,183 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 484 | 8,309 | SH | DFND | 1 | 8,309 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 576 | 24,102 | SH | DFND | 1 | 24,102 | 0 | 0 |