0001172661-11-000456.txt : 20110726
0001172661-11-000456.hdr.sgml : 20110726
20110726162904
ACCESSION NUMBER: 0001172661-11-000456
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110726
DATE AS OF CHANGE: 20110726
EFFECTIVENESS DATE: 20110726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allen Investment Management LLC
CENTRAL INDEX KEY: 0001326234
IRS NUMBER: 341975156
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1130
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11378
FILM NUMBER: 11987720
BUSINESS ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2128328000
MAIL ADDRESS:
STREET 1: 711 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
aim2q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Allen Investment Management LLC
Address: 711 Fifth Avenue
New York, New York 10022
13F File Number: 028-11378
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Howard M. Felson
Title: Vice President
Phone: (212) 832-8000
Signature, Place, and Date of Signing:
/s/ Howard M. Felson New York, New York July 26, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 15
Form 13F Information Table Value Total: $304,864 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-12302 Allen Operations LLC
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ANADARKO PETE CORP COM 032511107 13433 175000 SH DEFINED 1 175000 0 0
BOISE INC COM 09746Y105 7071 907600 SH DEFINED 1 907600 0 0
CEPHALON INC COM 156708109 34756 435000 SH DEFINED 1 435000 0 0
EL PASO CORP COM 28336L109 20200 1000000 SH DEFINED 1 1000000 0 0
EXCO RESOURCES INC COM 269279402 8737 495000 SH DEFINED 1 495000 0 0
MOSAIC CO NEW COM 61945C103 31156 460000 SH DEFINED 1 460000 0 0
NYSE EURONEXT COM 629491101 11309 330000 SH DEFINED 1 330000 0 0
PFIZER INC COM 717081103 21836 1060000 SH DEFINED 1 1060000 0 0
RALCORP HLDGS INC NEW COM 751028101 15584 180000 SH DEFINED 1 180000 0 0
SOUTHERN UN CO NEW COM 844030106 40150 1000000 SH DEFINED 1 1000000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 17885 122500 SH DEFINED 1 122500 0 0
SUNOCO INC COM 86764P109 31282 750000 SH DEFINED 1 750000 0 0
TAM SA SP ADR REP PFD 87484D103 12584 576443 SH DEFINED 1 576443 0 0
TIMBERLAND CO CL A 887100105 27078 630160 SH DEFINED 1 630160 0 0
VERINT SYS INC COM 92343X100 11803 318659 SH DEFINED 1 318659 0 0