-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, McGYHkgsX3W6YoV9XN2T+KRBSYWJjjezXz8oH4GiPQfH3x1XYllnA9wanXPB5tEf eR9scqjwkA6fspcQQookvA== 0001172661-11-000024.txt : 20110203 0001172661-11-000024.hdr.sgml : 20110203 20110203171544 ACCESSION NUMBER: 0001172661-11-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110203 DATE AS OF CHANGE: 20110203 EFFECTIVENESS DATE: 20110203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 11571089 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 aim4q10.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Allen Investment Management LLC Address: 711 Fifth Avenue New York, New York 10022 13F File Number: 28-11378 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard M. Felson Title: Vice President Phone: (212) 832-8000 Signature, Place, and Date of Signing: /s/ Howard M. Felson New York, NY/USA February 3, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 14 Form13F Information Table Value Total: $283,342 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-12302 Allen Operations LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AIRGAS INC COM 009363102 31392 502600 SH DEFINED 1 502600 0 0 ALCON INC COM SHS H01301102 64053 392000 SH DEFINED 1 392000 0 0 BECKMAN COULTER INC COM 075811109 8426 112000 SH DEFINED 1 112000 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 21837 810880 SH DEFINED 1 810880 0 0 CITIGROUP INC COM 172967101 8476 1792000 SH DEFINED 1 1792000 0 0 DIONEX CORP COM 254546104 20709 175480 SH DEFINED 1 175480 0 0 GENZYME CORP COM 372917104 39872 560000 SH DEFINED 1 560000 0 0 HOSPIRA INC COM 441060100 4989 89600 SH DEFINED 1 89600 0 0 MARSHALL & ILSLEY CORP NEW COM 571837103 15578 2251200 SH DEFINED 1 2251200 0 0 SEMGROUP CORP CL A 81663A105 5781 212771 SH DEFINED 1 212771 0 0 SONIC SOLUTIONS COM 835460106 4651 310000 SH DEFINED 1 310000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 23305 168000 SH DEFINED 1 168000 0 0 TALECRIS BIOTHERAPEUTICS HLD COM 874227101 20117 863400 SH DEFINED 1 863400 0 0 TAM SA SP ADR REP PFD 87484D103 14156 581832 SH DEFINED 1 581832 0 0
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