-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KUN80lb61/6i3EiK2Ekij/hZrukODYhxr96mbvZkV/pajXsZ/ct8VA30olMmggw6 rex+Jo67BXGE5m/oLnGNSA== 0000932799-07-000261.txt : 20071029 0000932799-07-000261.hdr.sgml : 20071029 20071029163549 ACCESSION NUMBER: 0000932799-07-000261 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071029 DATE AS OF CHANGE: 20071029 EFFECTIVENESS DATE: 20071029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allen Investment Management LLC CENTRAL INDEX KEY: 0001326234 IRS NUMBER: 341975156 STATE OF INCORPORATION: NY FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11378 FILM NUMBER: 071196816 BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328000 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 alleniv13f.txt FORM 13F - PERIOD ENDING 9/30/2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Allen Investment Management LLC ------------------------------------------------------------- Address 711 Fifth Avenue ------------------------------------------------------------- New York, New York 10022 ------------------------------------------------------------- ------------------------------------------------------------- Form 13F File Number: 028-11378 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard M. Felson ----------------------------------------------------------------- Title: Vice President ----------------------------------------------------------------- Phone: (212) 832-8000 ----------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ HOWARD M. FELSON New York, New York October 29, 2007 - ---------------------- -------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 180 Form 13F Information Table Value Total: $781,028,240 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File No. Form 13F File No. Name - --- ---------------- ---------------------------- 1. 028-12302 Allen Operations LLC ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TOTAL NAME OF ISSUER CLASS CUSIP NUMBER VALUE POSITION CLASS ACME UTD CORP COM 004816104 275,633 18,879 SHS AFC ENTERPRISES INC COM 00104Q107 301,000 20,000 SHS ALCAN INC COM 013716105 30,744,576 307,200 SHS ALCAN INC COM 013716105 49,319,424 492,800 SHS ALTRIA GROUP INC COM 02209S103 507,569 7,300 SHS ALTRIA GROUP INC COM 02209S103 716,159 10,300 SHS ALTRIA GROUP INC COM 02209S103 10,596,372 152,400 SHS AMBASSADORS GROUP INC COM 023177108 685,800 18,000 SHS AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1,088,000 17,000 SHS AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5,824,000 91,000 SHS AMERICAN EXPRESS CO COM 025816109 374,031 6,300 SHS AMERICAN EXPRESS CO COM 025816109 653,070 11,000 SHS AMERICAN EXPRESS CO COM 025816109 6,530,700 110,000 SHS AMERICAN EXPRESS CO COM 025816109 7,896,210 133,000 SHS AMERICAN INDEPENDENCE CORP COM NEW 026760405 1,204,937 118,247 SHS AMERICAN TOWER CORP CL A 029912201 493,091 11,325 SHS AMERICAN TOWER CORP CL A 029912201 719,499 16,525 SHS AMERICAN TOWER CORP CL A 029912201 8,577,380 197,000 SHS AMERICAN TOWER CORP CL A 029912201 10,676,008 245,200 SHS ANADARKO PETE CORP COM 032511107 204,250 3,800 SHS ANADARKO PETE CORP COM 032511107 306,375 5,700 SHS ANADARKO PETE CORP COM 032511107 4,541,875 84,500 SHS ANADARKO PETE CORP COM 032511107 7,740,000 144,000 SHS ARCELOR MITTAL NY REGISTRY SH 03937E101 3,918,000 50,000 SHS ASSURED GUARANTY LTD COM G0585R106 1,276,990 47,000 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,659,140 14 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,251,690 19 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 18,250,540 154 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 35,434,490 299 SHS CARBO CERAMICS INC COM 140781105 507,300 10,000 SHS CARRIZO OIL & CO INC COM 144577103 1,076,640 24,000 SHS CENTRAL EUROPEAN DIST CORP COM 153435102 1,389,390 29,000 SHS CISCO SYS INC COM 17275R102 314,735 9,500 SHS CISCO SYS INC COM 17275R102 450,568 13,600 SHS CISCO SYS INC COM 17275R102 6,655,817 200,900 SHS CISCO SYS INC COM 17275R102 8,646,930 261,000 SHS COCA COLA CO COM 191216100 597,688 10,400 SHS COCA COLA CO COM 191216100 821,074 14,287 SHS COCA COLA CO COM 191216100 15,595,461 271,367 SHS COGENT INC COM 19239Y108 940,800 60,000 SHS COGENT INC COM 19239Y108 5,252,800 335,000 SHS COMCAST CORP NEW CL A SPL 20030N200 702,028 29,300 SHS COMCAST CORP NEW CL A SPL 20030N200 1,130,912 47,200 SHS COMCAST CORP NEW CL A SPL 20030N200 10,782,000 450,000 SHS COMCAST CORP NEW CL A SPL 20030N200 13,357,700 557,500 SHS CONOCOPHILLIPS COM 20825C104 737,268 8,400 SHS CONOCOPHILLIPS COM 20825C104 930,362 10,600 SHS CONOCOPHILLIPS COM 20825C104 9,215,850 105,000 SHS CONOCOPHILLIPS COM 20825C104 11,059,020 126,000 SHS CONTANGO OIL & GAS COMPANY COM NEW 21075N204 803,640 22,200 SHS CORNING INC COM 219350105 5,299,750 215,000 SHS CSS INDS INC COM 125906107 240,999 6,700 SHS CVS CAREMARK CORPORATION COM 126650100 233,817 5,900 SHS CVS CAREMARK CORPORATION COM 126650100 336,855 8,500 SHS CVS CAREMARK CORPORATION COM 126650100 4,977,528 125,600 SHS CVS CAREMARK CORPORATION COM 126650100 8,322,300 210,000 SHS DIOMED HOLDINGS INC COM NEW 25454R207 257,177 295,946 SHS EASTMAN CHEM CO COM 277432100 367,015 5,500 SHS EASTMAN CHEM CO COM 277432100 520,494 7,800 SHS EASTMAN CHEM CO COM 277432100 7,787,391 116,700 SHS EBAY INC COM 278642103 253,630 6,500 SHS EBAY INC COM 278642103 366,788 9,400 SHS EBAY INC COM 278642103 5,505,722 141,100 SHS EBAY INC COM 278642103 8,311,260 213,000 SHS ELECTRONIC ARTS INC COM 285512109 268,752 4,800 SHS ELECTRONIC ARTS INC COM 285512109 391,930 7,000 SHS ELECTRONIC ARTS INC COM 285512109 4,663,967 83,300 SHS ELECTRONIC ARTS INC COM 285512109 5,873,351 104,900 SHS EXXON MOBIL CORP COM 30231G102 371,166 4,010 SHS EXXON MOBIL CORP COM 30231G102 651,622 7,040 SHS EXXON MOBIL CORP COM 30231G102 11,782,888 127,300 SHS FREEPORT-MCMORAN COPPER & GO COM 35671D857 513,961 4,900 SHS FREEPORT-MCMORAN COPPER & GO COM 35671D857 755,208 7,200 SHS FREEPORT-MCMORAN COPPER & GO COM 35671D857 1,153,790 11,000 SHS FREEPORT-MCMORAN COPPER & GO COM 35671D857 8,391,200 80,000 SHS FREEPORT-MCMORAN COPPER & GO COM 35671D857 11,317,631 107,900 SHS GENESCO INC COM 371532102 6,199,872 134,400 SHS GENESCO INC COM 371532102 9,945,628 215,600 SHS GLOBALSANTAFE CORP SHS G3930E101 250,866 3,300 SHS GLOBALSANTAFE CORP SHS G3930E101 456,120 6,000 SHS GLOBALSANTAFE CORP SHS G3930E101 5,374,614 70,700 SHS GOOGLE INC CL A 38259P508 340,362 600 SHS GOOGLE INC CL A 38259P508 510,543 900 SHS GOOGLE INC CL A 38259P508 7,658,145 13,500 SHS GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 1,146,600 21,000 SHS HARBOR ACQUISITION CORPORATI COM 41145X107 84,000 15,000 SHS HARMAN INTL INDS INC COM 413086109 3,322,368 38,400 SHS HARMAN INTL INDS INC COM 413086109 5,329,632 61,600 SHS HD PARTNERS ACQUISITION CORP COM 40415K100 151,000 20,000 SHS HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1,273,800 30,000 SHS HELIX ENERGY SOLUTIONS GRP I COM 42330P107 8,492,000 200,000 SHS HERBALIFE LTD COM USD SHS G4412G101 3,491,328 76,800 SHS HERBALIFE LTD COM USD SHS G4412G101 5,600,672 123,200 SHS HILB ROGAL & HOBBS CO COM 431294107 628,285 14,500 SHS HOUSEVALUES INC COM 44183Y102 412,086 105,124 SHS INDEPENDENCE HLDG CO NEW COM NEW 453440307 1,485,702 72,900 SHS INFORMATION SERVICES GROUP I COM 45675Y104 153,000 20,000 SHS INTEL CORP COM 458140100 11,637,000 450,000 SHS INTERNATIONAL BUSINESS MACHS COM 459200101 365,180 3,100 SHS INTERNATIONAL BUSINESS MACHS COM 459200101 530,100 4,500 SHS INTERNATIONAL BUSINESS MACHS COM 459200101 7,939,720 67,400 SHS INVESTMENT TECHNOLOGY GRP NE COM 46145F105 4,126,080 96,000 SHS INVESTMENT TECHNOLOGY GRP NE COM 46145F105 6,618,920 154,000 SHS JOHNSON & JOHNSON COM 478160104 558,450 8,500 SHS JOHNSON & JOHNSON COM 478160104 689,850 10,500 SHS JOHNSON & JOHNSON COM 478160104 11,891,700 181,000 SHS JOURNAL COMMUNICATIONS INC CL A 481130102 853,200 90,000 SHS KBR INC COM 48242W106 1,163,100 30,000 SHS LYONDELL CHEMICAL CO COM 552078107 14,238,720 307,200 SHS LYONDELL CHEMICAL CO COM 552078107 22,841,280 492,800 SHS MASTERCARD INC CL A 57636Q104 251,549 1,700 SHS MASTERCARD INC CL A 57636Q104 369,925 2,500 SHS MASTERCARD INC CL A 57636Q104 1,331,730 9,000 SHS MASTERCARD INC CL A 57636Q104 5,918,800 40,000 SHS MASTERCARD INC CL A 57636Q104 6,777,026 45,800 SHS MEDTRONIC INC COM 585055106 298,973 5,300 SHS MEDTRONIC INC COM 585055106 445,639 7,900 SHS MEDTRONIC INC COM 585055106 6,588,688 116,800 SHS MEDTRONIC INC COM 585055106 7,897,400 140,000 SHS MIDWEST AIR GROUP INC COM 597911106 3,158,400 192,000 SHS MIDWEST AIR GROUP INC COM 597911106 5,066,600 308,000 SHS MIRANT CORP NEW COM 60467R100 378,324 9,300 SHS MIRANT CORP NEW COM 60467R100 695,628 17,100 SHS MIRANT CORP NEW COM 60467R100 7,464,780 183,500 SHS MIRANT CORP NEW COM 60467R100 9,360,468 230,100 SHS MOSAIC CO COM 61945A107 6,957,600 130,000 SHS NATIONAL DENTEX CORP COM 63563H109 1,318,400 82,400 SHS NEXCEN BRANDS INC COM 653351106 940,800 140,000 SHS NII HLDGS INC CL B NEW 62913F201 1,067,950 13,000 SHS NII HLDGS INC CL B NEW 62913F201 6,161,250 75,000 SHS NORTHWESTERN CORP COM NEW 668074305 2,534,934 93,299 SHS NORTHWESTERN CORP COM NEW 668074305 4,066,398 149,665 SHS PARKER DRILLING CO COM 701081101 958,160 118,000 SHS PAYCHEX INC COM 704326107 2,870,000 70,000 SHS PENN NATL GAMING INC COM 707569109 3,966,144 67,200 SHS PENN NATL GAMING INC COM 707569109 6,362,356 107,800 SHS PLAINS EXPL& PRODTN CO COM 726505100 6,367,680 144,000 SHS PLAINS EXPL& PRODTN CO COM 726505100 10,214,820 231,000 SHS POTASH CORP SASK INC COM 73755L107 221,970 2,100 SHS POTASH CORP SASK INC COM 73755L107 327,670 3,100 SHS POTASH CORP SASK INC COM 73755L107 4,735,360 44,800 SHS PRESSTEK INC COM 741113104 909,150 145,000 SHS QIAGEN N V ORD N72482107 4,464,300 230,000 SHS REDWOOD TR INC COM 758075402 332,200 10,000 SHS RELM WIRELESS CORP COM 759525108 281,129 63,893 SHS RYANAIR HLDGS PLC SPONSORED ADR 783513104 136,983 3,300 SHS RYANAIR HLDGS PLC SPONSORED ADR 783513104 199,248 4,800 SHS RYANAIR HLDGS PLC SPONSORED ADR 783513104 2,984,569 71,900 SHS RYANAIR HLDGS PLC SPONSORED ADR 783513104 6,226,500 150,000 SHS SCHLUMBERGER LTD COM 806857108 9,660,000 92,000 SHS SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 275,760 7,200 SHS SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 394,490 10,300 SHS SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 5,840,750 152,500 SHS SHAW GROUP INC COM 820280105 5,926,200 102,000 SHS SHAW GROUP INC COM 820280105 7,553,000 130,000 SHS SILICON LABORATORIES INC COM 826919102 6,472,800 155,000 SHS STAMPS COM INC COM NEW 852857200 119,700 10,000 SHS STARRETT L S CO CL A 855668109 482,500 25,000 SHS STRYKER CORP COM 863667101 220,032 3,200 SHS STRYKER CORP COM 863667101 309,420 4,500 SHS STRYKER CORP COM 863667101 4,627,548 67,300 SHS STRYKER CORP COM 863667101 6,876,000 100,000 SHS TEXAS INSTRS INC COM 882508104 6,952,100 190,000 SHS TGC INDS INC COM NEW 872417308 519,922 49,235 SHS U S G CORP COM NEW 903293405 5,745,150 153,000 SHS UAL CORP COM NEW 902549807 837,540 18,000 SHS UNITED RENTALS INC COM 911363109 3,052,097 94,874 SHS UNITED RENTALS INC COM 911363109 4,990,403 155,126 SHS UNITEDHEALTH GROUP INC COM 91324P102 237,307 4,900 SHS UNITEDHEALTH GROUP INC COM 91324P102 343,853 7,100 SHS UNITEDHEALTH GROUP INC COM 91324P102 5,230,440 108,000 SHS VENTANA MED SYS INC COM 92276H106 1,530,744 17,818 SHS VENTANA MED SYS INC COM 92276H106 2,455,480 28,582 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 377,583 4,300 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 579,546 6,600 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 5,057,856 57,600 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 7,209,201 82,100 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 8,113,644 92,400 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 8,719,533 99,300 SHS WEYCO GROUP INC COM 962149100 1,297,233 41,300 SHS ------------- 781,028,240 =============
ITEM 1 ITEM 6 ITEM 7 ITEM 8 --INVESTMENT DISCRETION--- ---VOTING AUTHORITY--- (a) (b) (C) (a) (b) (C) NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER ACME UTD CORP 18,879 1 18,879 AFC ENTERPRISES INC 20,000 1 20,000 ALCAN INC 307,200 1 307,200 ALCAN INC 492,800 1 492,800 ALTRIA GROUP INC 7,300 1 7,300 ALTRIA GROUP INC 10,300 1 10,300 ALTRIA GROUP INC 152,400 1 152,400 AMBASSADORS GROUP INC 18,000 1 18,000 AMERICA MOVIL SAB DE CV 17,000 1 17,000 AMERICA MOVIL SAB DE CV 91,000 1 91,000 AMERICAN EXPRESS CO 6,300 1 6,300 AMERICAN EXPRESS CO 11,000 1 11,000 AMERICAN EXPRESS CO 110,000 1 110,000 AMERICAN EXPRESS CO 133,000 1 133,000 AMERICAN INDEPENDENCE CORP 118,247 1 118,247 AMERICAN TOWER CORP 11,325 1 11,325 AMERICAN TOWER CORP 16,525 1 16,525 AMERICAN TOWER CORP 197,000 1 197,000 AMERICAN TOWER CORP 245,200 1 245,200 ANADARKO PETE CORP 3,800 1 3,800 ANADARKO PETE CORP 5,700 1 5,700 ANADARKO PETE CORP 84,500 1 84,500 ANADARKO PETE CORP 144,000 1 144,000 ARCELOR MITTAL 50,000 1 50,000 ASSURED GUARANTY LTD 47,000 1 47,000 BERKSHIRE HATHAWAY INC DEL 14 1 14 BERKSHIRE HATHAWAY INC DEL 19 1 19 BERKSHIRE HATHAWAY INC DEL 154 1 154 BERKSHIRE HATHAWAY INC DEL 299 1 299 CARBO CERAMICS INC 10,000 1 10,000 CARRIZO OIL & CO INC 24,000 1 24,000 CENTRAL EUROPEAN DIST CORP 29,000 1 29,000 CISCO SYS INC 9,500 1 9,500 CISCO SYS INC 13,600 1 13,600 CISCO SYS INC 200,900 1 200,900 CISCO SYS INC 261,000 1 261,000 COCA COLA CO 10,400 1 10,400 COCA COLA CO 14,287 1 14,287 COCA COLA CO 271,367 1 271,367 COGENT INC 60,000 1 60,000 COGENT INC 335,000 1 335,000 COMCAST CORP NEW 29,300 1 29,300 COMCAST CORP NEW 47,200 1 47,200 COMCAST CORP NEW 450,000 1 450,000 COMCAST CORP NEW 557,500 1 557,500 CONOCOPHILLIPS 8,400 1 8,400 CONOCOPHILLIPS 10,600 1 10,600 CONOCOPHILLIPS 105,000 1 105,000 CONOCOPHILLIPS 126,000 1 126,000 CONTANGO OIL & GAS COMPANY 22,200 1 22,200 CORNING INC 215,000 1 215,000 CSS INDS INC 6,700 1 6,700 CVS CAREMARK CORPORATION 5,900 1 5,900 CVS CAREMARK CORPORATION 8,500 1 8,500 CVS CAREMARK CORPORATION 125,600 1 125,600 CVS CAREMARK CORPORATION 210,000 1 210,000 DIOMED HOLDINGS INC 295,946 1 295,946 EASTMAN CHEM CO 5,500 1 5,500 EASTMAN CHEM CO 7,800 1 7,800 EASTMAN CHEM CO 116,700 1 116,700 EBAY INC 6,500 1 6,500 EBAY INC 9,400 1 9,400 EBAY INC 141,100 1 141,100 EBAY INC 213,000 1 213,000 ELECTRONIC ARTS INC 4,800 1 4,800 ELECTRONIC ARTS INC 7,000 1 7,000 ELECTRONIC ARTS INC 83,300 1 83,300 ELECTRONIC ARTS INC 104,900 1 104,900 EXXON MOBIL CORP 4,010 1 4,010 EXXON MOBIL CORP 7,040 1 7,040 EXXON MOBIL CORP 127,300 1 127,300 FREEPORT-MCMORAN COPPER & GO 4,900 1 4,900 FREEPORT-MCMORAN COPPER & GO 7,200 1 7,200 FREEPORT-MCMORAN COPPER & GO 11,000 1 11,000 FREEPORT-MCMORAN COPPER & GO 80,000 1 80,000 FREEPORT-MCMORAN COPPER & GO 107,900 1 107,900 GENESCO INC 134,400 1 134,400 GENESCO INC 215,600 1 215,600 GLOBALSANTAFE CORP 3,300 1 3,300 GLOBALSANTAFE CORP 6,000 1 6,000 GLOBALSANTAFE CORP 70,700 1 70,700 GOOGLE INC 600 1 600 GOOGLE INC 900 1 900 GOOGLE INC 13,500 1 13,500 GPO AEROPORTUARIO DEL PAC SA 21,000 1 21,000 HARBOR ACQUISITION CORPORATI 15,000 1 15,000 HARMAN INTL INDS INC 38,400 1 38,400 HARMAN INTL INDS INC 61,600 1 61,600 HD PARTNERS ACQUISITION CORP 20,000 1 20,000 HELIX ENERGY SOLUTIONS GRP I 30,000 1 30,000 HELIX ENERGY SOLUTIONS GRP I 200,000 1 200,000 HERBALIFE LTD 76,800 1 76,800 HERBALIFE LTD 123,200 1 123,200 HILB ROGAL & HOBBS CO 14,500 1 14,500 HOUSEVALUES INC 105,124 1 105,124 INDEPENDENCE HLDG CO NEW 72,900 1 72,900 INFORMATION SERVICES GROUP I 20,000 1 20,000 INTEL CORP 450,000 1 450,000 INTERNATIONAL BUSINESS MACHS 3,100 1 3,100 INTERNATIONAL BUSINESS MACHS 4,500 1 4,500 INTERNATIONAL BUSINESS MACHS 67,400 1 67,400 INVESTMENT TECHNOLOGY GRP NE 96,000 1 96,000 INVESTMENT TECHNOLOGY GRP NE 154,000 1 154,000 JOHNSON & JOHNSON 8,500 1 8,500 JOHNSON & JOHNSON 10,500 1 10,500 JOHNSON & JOHNSON 181,000 1 181,000 JOURNAL COMMUNICATIONS INC 90,000 1 90,000 KBR INC 30,000 1 30,000 LYONDELL CHEMICAL CO 307,200 1 307,200 LYONDELL CHEMICAL CO 492,800 1 492,800 MASTERCARD INC 1,700 1 1,700 MASTERCARD INC 2,500 1 2,500 MASTERCARD INC 9,000 1 9,000 MASTERCARD INC 40,000 1 40,000 MASTERCARD INC 45,800 1 45,800 MEDTRONIC INC 5,300 1 5,300 MEDTRONIC INC 7,900 1 7,900 MEDTRONIC INC 116,800 1 116,800 MEDTRONIC INC 140,000 1 140,000 MIDWEST AIR GROUP INC 192,000 1 192,000 MIDWEST AIR GROUP INC 308,000 1 308,000 MIRANT CORP NEW 9,300 1 9,300 MIRANT CORP NEW 17,100 1 17,100 MIRANT CORP NEW 183,500 1 183,500 MIRANT CORP NEW 230,100 1 230,100 MOSAIC CO 130,000 1 130,000 NATIONAL DENTEX CORP 82,400 1 82,400 NEXCEN BRANDS INC 140,000 1 140,000 NII HLDGS INC 13,000 1 13,000 NII HLDGS INC 75,000 1 75,000 NORTHWESTERN CORP 93,299 1 93,299 NORTHWESTERN CORP 149,665 1 149,665 PARKER DRILLING CO 118,000 1 118,000 PAYCHEX INC 70,000 1 70,000 PENN NATL GAMING INC 67,200 1 67,200 PENN NATL GAMING INC 107,800 1 107,800 PLAINS EXPL& PRODTN CO 144,000 1 144,000 PLAINS EXPL& PRODTN CO 231,000 1 231,000 POTASH CORP SASK INC 2,100 1 2,100 POTASH CORP SASK INC 3,100 1 3,100 POTASH CORP SASK INC 44,800 1 44,800 PRESSTEK INC 145,000 1 145,000 QIAGEN N V 230,000 1 230,000 REDWOOD TR INC 10,000 1 10,000 RELM WIRELESS CORP 63,893 1 63,893 RYANAIR HLDGS PLC 3,300 1 3,300 RYANAIR HLDGS PLC 4,800 1 4,800 RYANAIR HLDGS PLC 71,900 1 71,900 RYANAIR HLDGS PLC 150,000 1 150,000 SCHLUMBERGER LTD 92,000 1 92,000 SEMICONDUCTOR HLDRS TR 7,200 1 7,200 SEMICONDUCTOR HLDRS TR 10,300 1 10,300 SEMICONDUCTOR HLDRS TR 152,500 1 152,500 SHAW GROUP INC 102,000 1 102,000 SHAW GROUP INC 130,000 1 130,000 SILICON LABORATORIES INC 155,000 1 155,000 STAMPS COM INC 10,000 1 10,000 STARRETT L S CO 25,000 1 25,000 STRYKER CORP 3,200 1 3,200 STRYKER CORP 4,500 1 4,500 STRYKER CORP 67,300 1 67,300 STRYKER CORP 100,000 1 100,000 TEXAS INSTRS INC 190,000 1 190,000 TGC INDS INC 49,235 1 49,235 U S G CORP 153,000 1 153,000 UAL CORP 18,000 1 18,000 UNITED RENTALS INC 94,874 1 94,874 UNITED RENTALS INC 155,126 1 155,126 UNITEDHEALTH GROUP INC 4,900 1 4,900 UNITEDHEALTH GROUP INC 7,100 1 7,100 UNITEDHEALTH GROUP INC 108,000 1 108,000 VENTANA MED SYS INC 17,818 1 17,818 VENTANA MED SYS INC 28,582 1 28,582 WASHINGTON GROUP INTL INC 4,300 1 4,300 WASHINGTON GROUP INTL INC 6,600 1 6,600 WASHINGTON GROUP INTL INC 57,600 1 57,600 WASHINGTON GROUP INTL INC 82,100 1 82,100 WASHINGTON GROUP INTL INC 92,400 1 92,400 WASHINGTON GROUP INTL INC 99,300 1 99,300 WEYCO GROUP INC 41,300 1 41,300
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