13F-HR 1 alleniv13f.txt FORM 13F - PERIOD ENDING 6/30/2007 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2007 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name Allen Investment Management LLC ------------------------------------------------------------- Address 711 Fifth Avenue ------------------------------------------------------------- New York, New York 10022 ------------------------------------------------------------- ------------------------------------------------------------- Form 13F File Number: 028-11378 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard M. Felson ----------------------------------------------------------------- Title: Vice President ----------------------------------------------------------------- Phone: (212) 832-8000 ----------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ HOWARD M. FELSON New York, New York August 8, 2007 ---------------------- -------------------- ----------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: $841,122,309 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File No. Form 13F File No. Name --- ---------------- ---------------------------- 1. 028-12302 Allen Operations LLC ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 TOTAL NAME OF ISSUER CLASS CUSIP NUMBER VALUE POSITION CLASS ACME UTD CORP COM 004816104 259,185 17,279 SHS AFC ENTERPRISES INC COM 00104Q107 345,800 20,000 SHS ALCAN INC COM 013716105 15,609,600 192,000 SHS ALCAN INC COM 013716105 25,040,400 308,000 SHS ALLIANCE DATA SYSTEMS CORP COM 018581108 10,386,432 134,400 SHS ALLIANCE DATA SYSTEMS CORP COM 018581108 16,661,568 215,600 SHS AMBASSADORS GROUP INC COM 023177108 639,540 18,000 SHS AMERICAN EXPRESS CO COM 025816109 844,284 13,800 SHS AMERICAN EXPRESS CO COM 025816109 1,297,016 21,200 SHS AMERICAN EXPRESS CO COM 025816109 8,565,200 140,000 SHS AMERICAN EXPRESS CO COM 025816109 18,445,770 301,500 SHS AMERICAN INDEPENDENCE CORP COM NEW 026760405 1,072,645 97,248 SHS AMERICAN STD COS INC DEL COM 029712106 436,452 7,400 SHS AMERICAN STD COS INC DEL COM 029712106 672,372 11,400 SHS AMERICAN STD COS INC DEL COM 029712106 10,097,376 171,200 SHS AMERICAN TOWER CORP CL A 029912201 727,650 17,325 SHS AMERICAN TOWER CORP CL A 029912201 1,261,050 30,025 SHS AMERICAN TOWER CORP CL A 029912201 11,760,000 280,000 SHS AMERICAN TOWER CORP CL A 029912201 16,963,800 403,900 SHS AMR CORP COM 001765106 685,100 26,000 SHS ANGLO AMERN PLC ADR 03485P102 149,634 5,100 SHS ANGLO AMERN PLC ADR 03485P102 222,984 7,600 SHS ANGLO AMERN PLC ADR 03485P102 3,294,882 112,300 SHS ARCELOR MITTAL NY REG SH CL A 03937E101 3,556,800 57,000 SHS ARCHSTONE SMITH TR COM 039583109 4,539,648 76,800 SHS ARCHSTONE SMITH TR COM 039583109 7,282,352 123,200 SHS AUTODESK INC COM 052769106 7,062,000 150,000 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,532,650 14 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 2,080,025 19 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 16,859,150 154 SHS BERKSHIRE HATHAWAY INC DEL CL A 084670108 32,733,025 299 SHS BROADRIDGE FINL SOLUTIONS IN COM 11133T103 315,480 16,500 SHS BROADRIDGE FINL SOLUTIONS IN COM 11133T103 458,880 24,000 SHS BROADRIDGE FINL SOLUTIONS IN COM 11133T103 6,845,916 358,050 SHS BUCYRUS INTL INC NEW CL A 118759109 1,061,700 15,000 SHS BURLINGTON NORTHN SANTA FE C COM 12189T104 5,959,800 70,000 SHS CARBO CERAMICS INC COM 140781105 438,100 10,000 SHS CARMAX INC COM 143130102 5,285,079 207,258 SHS CBOT HLDGS INC CL A 14984K106 7,933,440 38,400 SHS CBOT HLDGS INC CL A 14984K106 12,726,560 61,600 SHS CENTRAL EUROPEAN DIST CORP COM 153435102 1,488,660 43,000 SHS CISCO SYS INC COM 17275R102 5,152,250 185,000 SHS CLEAR CHANNEL COMMUNICATIONS COM 184502102 3,630,720 96,000 SHS CLEAR CHANNEL COMMUNICATIONS COM 184502102 5,824,280 154,000 SHS COCA COLA CO COM 191216100 544,024 10,400 SHS COCA COLA CO COM 191216100 742,540 14,195 SHS COCA COLA CO COM 191216100 14,103,875 269,621 SHS COMCAST CORP NEW CL A SPL 20030N200 699,000 25,000 SHS COMCAST CORP NEW CL A SPL 20030N200 1,149,156 41,100 SHS COMCAST CORP NEW CL A SPL 20030N200 10,107,540 361,500 SHS COMCAST CORP NEW CL A SPL 20030N200 13,068,504 467,400 SHS COMMERCIAL METALS CO COM 201723103 6,754,000 200,000 SHS COMPUCREDIT CORP COM 20478N100 1,120,640 32,000 SHS CONOCOPHILLIPS COM 20825C104 659,400 8,400 SHS CONOCOPHILLIPS COM 20825C104 832,100 10,600 SHS CONOCOPHILLIPS COM 20825C104 8,242,500 105,000 SHS CONOCOPHILLIPS COM 20825C104 9,891,000 126,000 SHS CONTANGO OIL & GAS COMPANY COM NEW 21075N204 624,188 17,200 SHS CORE LABORATORIES N V COM N22717107 4,067,600 40,000 SHS CORNING INC COM 219350105 7,665,000 300,000 SHS CSS INDS INC COM 125906107 265,387 6,700 SHS CSX CORP COM 126408103 369,656 8,200 SHS CSX CORP COM 126408103 540,960 12,000 SHS CSX CORP COM 126408103 856,520 19,000 SHS CSX CORP COM 126408103 8,105,384 179,800 SHS DIOMED HOLDINGS INC COM NEW 25454R207 280,378 245,946 SHS EASTMAN CHEM CO COM 277432100 353,815 5,500 SHS EASTMAN CHEM CO COM 277432100 501,774 7,800 SHS EASTMAN CHEM CO COM 277432100 7,507,311 116,700 SHS EBAY INC COM 278642103 344,326 10,700 SHS EBAY INC COM 278642103 498,790 15,500 SHS EBAY INC COM 278642103 6,854,340 213,000 SHS EBAY INC COM 278642103 7,427,144 230,800 SHS EXXON MOBIL CORP COM 30231G102 336,359 4,010 SHS EXXON MOBIL CORP COM 30231G102 590,515 7,040 SHS EXXON MOBIL CORP COM 30231G102 10,677,924 127,300 SHS FEDERAL NATL MTG ASSN COM 313586109 7,120,970 109,000 SHS FLORIDA ROCK INDS INC COM 341140101 5,184,000 76,800 SHS FLORIDA ROCK INDS INC COM 341140101 8,316,000 123,200 SHS GENERAL FINANCE CORP COM 369822101 141,660 18,000 SHS GENESCO INC COM 371532102 4,519,584 86,400 SHS GENESCO INC COM 371532102 7,250,166 138,600 SHS GPO AEROPORTUARIO DEL PAC SA SPON ADR B 400506101 1,035,720 21,000 SHS HARMAN INTL INDS INC COM 413086109 11,097,285 95,011 SHS HARMAN INTL INDS INC COM 413086109 18,102,715 154,989 SHS HARRAHS ENTMT INC COM 413619107 9,821,952 115,200 SHS HARRAHS ENTMT INC COM 413619107 15,756,048 184,800 SHS HD PARTNERS ACQUISITION CORP COM 40415K100 78,774 10,300 SHS HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1,197,300 30,000 SHS HELIX ENERGY SOLUTIONS GRP I COM 42330P107 5,838,833 146,300 SHS HERBALIFE LTD COM USD SHS G4412G101 5,328,960 134,400 SHS HERBALIFE LTD COM USD SHS G4412G101 8,548,540 215,600 SHS HILB ROGAL & HOBBS CO COM 431294107 621,470 14,500 SHS HOLOGIC INC COM 436440101 829,650 15,000 SHS HOUSEVALUES INC COM 44183Y102 228,500 50,000 SHS INDEPENDENCE HLDG CO NEW COM NEW 453440307 1,489,347 72,900 SHS INFORMATION SERVICES GROUP I COM 45675Y104 134,847 17,627 SHS INGERSOLL-RAND COMPANY LTD CL A G4776G101 613,984 11,200 SHS INGERSOLL-RAND COMPANY LTD CL A G4776G101 888,084 16,200 SHS INGERSOLL-RAND COMPANY LTD CL A G4776G101 13,299,332 242,600 SHS INTEL CORP COM 458140100 10,683,000 450,000 SHS INTERNATIONAL BUSINESS MACHS COM 459200101 326,275 3,100 SHS INTERNATIONAL BUSINESS MACHS COM 459200101 473,625 4,500 SHS INTERNATIONAL BUSINESS MACHS COM 459200101 7,093,850 67,400 SHS INTL SECS EXCHANGE HLDGS INC CL A 46031W204 2,509,440 38,400 SHS INTL SECS EXCHANGE HLDGS INC CL A 46031W204 4,025,560 61,600 SHS JOHNSON & JOHNSON COM 478160104 628,524 10,200 SHS JOHNSON & JOHNSON COM 478160104 794,898 12,900 SHS JOHNSON & JOHNSON COM 478160104 13,365,378 216,900 SHS JOY GLOBAL INC COM 481165108 641,630 11,000 SHS JP MORGAN CHASE & CO COM 46625H100 7,025,250 145,000 SHS KBR INC COM 48242W106 786,900 30,000 SHS LEAR CORP COM 521865105 1,210,740 34,000 SHS LYONDELL CHEMICAL CO COM 552078107 341,504 9,200 SHS LYONDELL CHEMICAL CO COM 552078107 497,408 13,400 SHS LYONDELL CHEMICAL CO COM 552078107 2,227,200 60,000 SHS LYONDELL CHEMICAL CO COM 552078107 5,185,664 139,700 SHS LYONDELL CHEMICAL CO COM 552078107 7,524,224 202,700 SHS M D C HLDGS INC COM 552676108 735,072 15,200 SHS MARTIN MARIETTA MATLS INC COM 573284106 6,480,800 40,000 SHS MEMC ELECTR MATLS INC COM 552715104 5,195,200 85,000 SHS MI DEVS INC CL A SUB VTG 55304X104 3,316,332 91,008 SHS MI DEVS INC CL A SUB VTG 55304X104 5,319,948 145,992 SHS MICROSOFT CORP COM 594918104 468,573 15,900 SHS MICROSOFT CORP COM 594918104 752,458 25,533 SHS MICROSOFT CORP COM 594918104 11,613,037 394,063 SHS MIDWEST AIR GROUP INC COM 597911106 1,546,309 102,950 SHS MIDWEST AIR GROUP INC COM 597911106 2,480,553 165,150 SHS MITY ENTERPRISES INC COM 606850105 429,908 20,033 SHS MOODYS CORP COM 615369105 182,370 2,932 SHS MOODYS CORP COM 615369105 302,790 4,868 SHS MOODYS CORP COM 615369105 5,690,056 91,480 SHS MORGAN STANLEY COM NEW 617446448 436,176 5,200 SHS MORGAN STANLEY COM NEW 617446448 654,264 7,800 SHS MORGAN STANLEY COM NEW 617446448 8,975,160 107,000 SHS MOSAIC CO COM 61945A107 7,804,000 200,000 SHS NATIONAL DENTEX CORP COM 63563H109 1,546,648 82,400 SHS NII HLDGS INC CL B NEW 62913F201 1,049,620 13,000 SHS NII HLDGS INC CL B NEW 62913F201 6,055,500 75,000 SHS NORTHWESTERN CORP COM NEW 668074305 2,606,702 81,946 SHS NORTHWESTERN CORP COM NEW 668074305 4,181,552 131,454 SHS NVIDIA CORP COM 67066G104 5,783,400 140,000 SHS PAYCHEX INC COM 704326107 6,650,400 170,000 SHS PEABODY ENERGY CORP COM 704549104 8,224,600 170,000 SHS PENN WEST ENERGY TR TR UNIT 707885109 1,167,950 35,000 SHS PRESSTEK INC COM 741113104 1,158,550 145,000 SHS QIAGEN N V ORD N72482107 1,263,090 71,000 SHS QIAGEN N V ORD N72482107 4,091,700 230,000 SHS QUALCOMM INC COM 747525103 390,510 9,000 SHS QUALCOMM INC COM 747525103 568,409 13,100 SHS QUALCOMM INC COM 747525103 7,159,350 165,000 SHS QUALCOMM INC COM 747525103 8,586,881 197,900 SHS RELM WIRELESS CORP COM 759525108 117,432 22,583 SHS RIVERBED TECHNOLOGY INC COM 768573107 2,410,100 55,000 SHS SCHLUMBERGER LTD COM 806857108 10,362,680 122,000 SHS SEARS HLDGS CORP COM 812350106 644,100 3,800 SHS SEARS HLDGS CORP COM 812350106 711,900 4,200 SHS SEARS HLDGS CORP COM 812350106 2,034,000 12,000 SHS SEARS HLDGS CORP COM 812350106 8,136,000 48,000 SHS SEARS HLDGS CORP COM 812350106 10,678,500 63,000 SHS SPIRIT FIN CORP COM 848568309 2,946,478 202,368 SHS SPIRIT FIN CORP COM 848568309 4,726,642 324,632 SHS STAMPS COM INC COM NEW 852857200 137,800 10,000 SHS TGC INDS INC COM NEW 872417308 199,470 18,300 SHS TOLL BROTHERS INC COM 889478103 674,460 27,000 SHS TYCO INTL LTD NEW COM 902124106 419,334 12,410 SHS TYCO INTL LTD NEW COM 902124106 647,247 19,155 SHS TYCO INTL LTD NEW COM 902124106 7,670,330 227,000 SHS TYCO INTL LTD NEW COM 902124106 10,035,630 297,000 SHS U S G CORP COM NEW 903293405 5,051,120 103,000 SHS UAL CORP COM NEW 902549807 730,620 18,000 SHS UNITED RENTALS INC COM 911363109 4,961,504 152,474 SHS UNITED RENTALS INC COM 911363109 8,054,496 247,526 SHS UNITEDHEALTH GROUP INC COM 91324P102 460,260 9,000 SHS UNITEDHEALTH GROUP INC COM 91324P102 675,048 13,200 SHS UNITEDHEALTH GROUP INC COM 91324P102 10,115,492 197,800 SHS VENTANA MED SYS INC COM 92276H106 445,075 5,760 SHS VENTANA MED SYS INC COM 92276H106 713,975 9,240 SHS VULCAN MATLS CO COM 929160109 263,442 2,300 SHS VULCAN MATLS CO COM 929160109 377,982 3,300 SHS VULCAN MATLS CO COM 929160109 4,925,220 43,000 SHS VULCAN MATLS CO COM 929160109 5,658,276 49,400 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 344,043 4,300 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 528,066 6,600 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 6,568,821 82,100 SHS WASHINGTON GROUP INTL INC COM NEW 938862208 7,944,993 99,300 SHS WEYCO GROUP INC COM 962149100 1,112,209 41,300 SHS ------------- 841,122,309 =============
ITEM 1 ITEM 6 ITEM 7 ITEM 8 --INVESTMENT DISCRETION--- ---VOTING AUTHORITY--- (a) (b) (C) (a) (b) (C) NAME OF ISSUER SOLE SHARED OTHER MANAGERS SOLE SHARED OTHER ACME UTD CORP 17,279 1 17,279 AFC ENTERPRISES INC 20,000 1 20,000 ALCAN INC 192,000 1 192,000 ALCAN INC 308,000 1 308,000 ALLIANCE DATA SYSTEMS CORP 134,400 1 134,400 ALLIANCE DATA SYSTEMS CORP 215,600 1 215,600 AMBASSADORS GROUP INC 18,000 1 18,000 AMERICAN EXPRESS CO 13,800 1 13,800 AMERICAN EXPRESS CO 21,200 1 21,200 AMERICAN EXPRESS CO 140,000 1 140,000 AMERICAN EXPRESS CO 301,500 1 301,500 AMERICAN INDEPENDENCE CORP 97,248 1 97,248 AMERICAN STD COS INC DEL 7,400 1 7,400 AMERICAN STD COS INC DEL 11,400 1 11,400 AMERICAN STD COS INC DEL 171,200 1 171,200 AMERICAN TOWER CORP 17,325 1 17,325 AMERICAN TOWER CORP 30,025 1 30,025 AMERICAN TOWER CORP 280,000 1 280,000 AMERICAN TOWER CORP 403,900 1 403,900 AMR CORP 26,000 1 26,000 ANGLO AMERN PLC 5,100 1 5,100 ANGLO AMERN PLC 7,600 1 7,600 ANGLO AMERN PLC 112,300 1 112,300 ARCELOR MITTAL 57,000 1 57,000 ARCHSTONE SMITH TR 76,800 1 76,800 ARCHSTONE SMITH TR 123,200 1 123,200 AUTODESK INC 150,000 1 150,000 BERKSHIRE HATHAWAY INC DEL 14 1 14 BERKSHIRE HATHAWAY INC DEL 19 1 19 BERKSHIRE HATHAWAY INC DEL 154 1 154 BERKSHIRE HATHAWAY INC DEL 299 1 299 BROADRIDGE FINL SOLUTIONS IN 16,500 1 16,500 BROADRIDGE FINL SOLUTIONS IN 24,000 1 24,000 BROADRIDGE FINL SOLUTIONS IN 358,050 1 358,050 BUCYRUS INTL INC NEW 15,000 1 15,000 BURLINGTON NORTHN SANTA FE C 70,000 1 70,000 CARBO CERAMICS INC 10,000 1 10,000 CARMAX INC 207,258 1 207,258 CBOT HLDGS INC 38,400 1 38,400 CBOT HLDGS INC 61,600 1 61,600 CENTRAL EUROPEAN DIST CORP 43,000 1 43,000 CISCO SYS INC 185,000 1 185,000 CLEAR CHANNEL COMMUNICATIONS 96,000 1 96,000 CLEAR CHANNEL COMMUNICATIONS 154,000 1 154,000 COCA COLA CO 10,400 1 10,400 COCA COLA CO 14,195 1 14,195 COCA COLA CO 269,621 1 269,621 COMCAST CORP NEW 25,000 1 25,000 COMCAST CORP NEW 41,100 1 41,100 COMCAST CORP NEW 361,500 1 361,500 COMCAST CORP NEW 467,400 1 467,400 COMMERCIAL METALS CO 200,000 1 200,000 COMPUCREDIT CORP 32,000 1 32,000 CONOCOPHILLIPS 8,400 1 8,400 CONOCOPHILLIPS 10,600 1 10,600 CONOCOPHILLIPS 105,000 1 105,000 CONOCOPHILLIPS 126,000 1 126,000 CONTANGO OIL & GAS COMPANY 17,200 1 17,200 CORE LABORATORIES N V 40,000 1 40,000 CORNING INC 300,000 1 300,000 CSS INDS INC 6,700 1 6,700 CSX CORP 8,200 1 8,200 CSX CORP 12,000 1 12,000 CSX CORP 19,000 1 19,000 CSX CORP 179,800 1 179,800 DIOMED HOLDINGS INC 245,946 1 245,946 EASTMAN CHEM CO 5,500 1 5,500 EASTMAN CHEM CO 7,800 1 7,800 EASTMAN CHEM CO 116,700 1 116,700 EBAY INC 10,700 1 10,700 EBAY INC 15,500 1 15,500 EBAY INC 213,000 1 213,000 EBAY INC 230,800 1 230,800 EXXON MOBIL CORP 4,010 1 4,010 EXXON MOBIL CORP 7,040 1 7,040 EXXON MOBIL CORP 127,300 1 127,300 FEDERAL NATL MTG ASSN 109,000 1 109,000 FLORIDA ROCK INDS INC 76,800 1 76,800 FLORIDA ROCK INDS INC 123,200 1 123,200 GENERAL FINANCE CORP 18,000 1 18,000 GENESCO INC 86,400 1 86,400 GENESCO INC 138,600 1 138,600 GPO AEROPORTUARIO DEL PAC SA 21,000 1 21,000 HARMAN INTL INDS INC 95,011 1 95,011 HARMAN INTL INDS INC 154,989 1 154,989 HARRAHS ENTMT INC 115,200 1 115,200 HARRAHS ENTMT INC 184,800 1 184,800 HD PARTNERS ACQUISITION CORP 10,300 1 10,300 HELIX ENERGY SOLUTIONS GRP I 30,000 1 30,000 HELIX ENERGY SOLUTIONS GRP I 146,300 1 146,300 HERBALIFE LTD 134,400 1 134,400 HERBALIFE LTD 215,600 1 215,600 HILB ROGAL & HOBBS CO 14,500 1 14,500 HOLOGIC INC 15,000 1 15,000 HOUSEVALUES INC 50,000 1 50,000 INDEPENDENCE HLDG CO NEW 72,900 1 72,900 INFORMATION SERVICES GROUP I 17,627 1 17,627 INGERSOLL-RAND COMPANY LTD 11,200 1 11,200 INGERSOLL-RAND COMPANY LTD 16,200 1 16,200 INGERSOLL-RAND COMPANY LTD 242,600 1 242,600 INTEL CORP 450,000 1 450,000 INTERNATIONAL BUSINESS MACHS 3,100 1 3,100 INTERNATIONAL BUSINESS MACHS 4,500 1 4,500 INTERNATIONAL BUSINESS MACHS 67,400 1 67,400 INTL SECS EXCHANGE HLDGS INC 38,400 1 38,400 INTL SECS EXCHANGE HLDGS INC 61,600 1 61,600 JOHNSON & JOHNSON 10,200 1 10,200 JOHNSON & JOHNSON 12,900 1 12,900 JOHNSON & JOHNSON 216,900 1 216,900 JOY GLOBAL INC 11,000 1 11,000 JP MORGAN CHASE & CO 145,000 1 145,000 KBR INC 30,000 1 30,000 LEAR CORP 34,000 1 34,000 LYONDELL CHEMICAL CO 9,200 1 9,200 LYONDELL CHEMICAL CO 13,400 1 13,400 LYONDELL CHEMICAL CO 60,000 1 60,000 LYONDELL CHEMICAL CO 139,700 1 139,700 LYONDELL CHEMICAL CO 202,700 1 202,700 M D C HLDGS INC 15,200 1 15,200 MARTIN MARIETTA MATLS INC 40,000 1 40,000 MEMC ELECTR MATLS INC 85,000 1 85,000 MI DEVS INC 91,008 1 91,008 MI DEVS INC 145,992 1 145,992 MICROSOFT CORP 15,900 1 15,900 MICROSOFT CORP 25,533 1 25,533 MICROSOFT CORP 394,063 1 394,063 MIDWEST AIR GROUP INC 102,950 1 102,950 MIDWEST AIR GROUP INC 165,150 1 165,150 MITY ENTERPRISES INC 20,033 1 20,033 MOODYS CORP 2,932 1 2,932 MOODYS CORP 4,868 1 4,868 MOODYS CORP 91,480 1 91,480 MORGAN STANLEY 5,200 1 5,200 MORGAN STANLEY 7,800 1 7,800 MORGAN STANLEY 107,000 1 107,000 MOSAIC CO 200,000 1 200,000 NATIONAL DENTEX CORP 82,400 1 82,400 NII HLDGS INC 13,000 1 13,000 NII HLDGS INC 75,000 1 75,000 NORTHWESTERN CORP 81,946 1 81,946 NORTHWESTERN CORP 131,454 1 131,454 NVIDIA CORP 140,000 1 140,000 PAYCHEX INC 170,000 1 170,000 PEABODY ENERGY CORP 170,000 1 170,000 PENN WEST ENERGY TR 35,000 1 35,000 PRESSTEK INC 145,000 1 145,000 QIAGEN N V 71,000 1 71,000 QIAGEN N V 230,000 1 230,000 QUALCOMM INC 9,000 1 9,000 QUALCOMM INC 13,100 1 13,100 QUALCOMM INC 165,000 1 165,000 QUALCOMM INC 197,900 1 197,900 RELM WIRELESS CORP 22,583 1 22,583 RIVERBED TECHNOLOGY INC 55,000 1 55,000 SCHLUMBERGER LTD 122,000 1 122,000 SEARS HLDGS CORP 3,800 1 3,800 SEARS HLDGS CORP 4,200 1 4,200 SEARS HLDGS CORP 12,000 1 12,000 SEARS HLDGS CORP 48,000 1 48,000 SEARS HLDGS CORP 63,000 1 63,000 SPIRIT FIN CORP 202,368 1 202,368 SPIRIT FIN CORP 324,632 1 324,632 STAMPS COM INC 10,000 1 10,000 TGC INDS INC 18,300 1 18,300 TOLL BROTHERS INC 27,000 1 27,000 TYCO INTL LTD NEW 12,410 1 12,410 TYCO INTL LTD NEW 19,155 1 19,155 TYCO INTL LTD NEW 227,000 1 227,000 TYCO INTL LTD NEW 297,000 1 297,000 U S G CORP 103,000 1 103,000 UAL CORP 18,000 1 18,000 UNITED RENTALS INC 152,474 1 152,474 UNITED RENTALS INC 247,526 1 247,526 UNITEDHEALTH GROUP INC 9,000 1 9,000 UNITEDHEALTH GROUP INC 13,200 1 13,200 UNITEDHEALTH GROUP INC 197,800 1 197,800 VENTANA MED SYS INC 5,760 1 5,760 VENTANA MED SYS INC 9,240 1 9,240 VULCAN MATLS CO 2,300 1 2,300 VULCAN MATLS CO 3,300 1 3,300 VULCAN MATLS CO 43,000 1 43,000 VULCAN MATLS CO 49,400 1 49,400 WASHINGTON GROUP INTL INC 4,300 1 4,300 WASHINGTON GROUP INTL INC 6,600 1 6,600 WASHINGTON GROUP INTL INC 82,100 1 82,100 WASHINGTON GROUP INTL INC 99,300 1 99,300 WEYCO GROUP INC 41,300 1 41,300