FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Alarm.com Holdings, Inc. [ ALRM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/01/2015 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 07/01/2015 | C | 14,155,263 | A | (1) | 14,155,263 | D(2) | |||
Common Stock | 07/01/2015 | S | 798,850(3) | D | $13.02 | 13,356,413 | D(2) | |||
Common Stock | 07/01/2015 | C | 732,672 | A | (1) | 732,672 | I | By: Limited Partnership(4) | ||
Common Stock | 07/01/2015 | S | 41,348(5) | D | $13.02 | 691,324 | I | By: Limited Partnership(4) | ||
Common Stock | 07/01/2015 | C | 863,649 | A | (1) | 863,649 | I | By: Limited Partnership(6) | ||
Common Stock | 07/01/2015 | S | 48,740(7) | D | $13.02 | 814,909 | I | By: Limited Partnership(6) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock | (1) | 07/01/2015 | C | 1,572,847 | (1) | (1) | Common Stock | 14,155,263 | (1) | 0 | D(2) | ||||
Series A Preferred Stock | (1) | 07/01/2015 | C | 81,408 | (1) | (1) | Common Stock | 732,672 | (1) | 0 | I | By: Limited Partnership(4) | |||
Series A Preferred Stock | (1) | 07/01/2015 | C | 95,961 | (1) | (1) | Common Stock | 863,649 | (1) | 0 | I | By: Limited Partnership(6) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Each share of the Series A Prefered Stock automatically converted into 9 shares of common stock upon the closing of the Issuer's initial public offering. The Series A Preferred Stock has no expiration date. |
2. These shares are held directly by ABS Capital Partners V, L.P. ("ABS Capital V"). ABS Partners V, LLC (the "LLC") is the general partner of ABS Partners V, L.P. ("ABS Partners V"), which is the general partner of ABS Capital V. Donald Hebb, Jr., Phillip Clough, John Stobo, Jr., Mark Anderson, Stephanie Carter, Ashoke Goswami, James Stevenson, Ralph Terkowitz, a director of the Issuer, Timothy Weglicki and Laura Witt (collectively, the "ABS Managers") are the managing members of the LLC and, as such, share voting and dispositive power over the shares held by ABC Capital V. None of the ABS Managers acting alone have voting or dispositive power over the shares held by ABS Capital V. |
3. These shares were sold by ABS Capital V. |
4. These shares are held directly by ABS Capital Partners V-A, L.P. ("ABS Capital V-A"). The LLC is the general partner of ABS Partners V, which is the general partner of ABS Capital V-A. The ABS Managers are the managing members of the LLC and, as such, share voting and dispositive power over the shares held by ABS Capital V-A. None of the ABS Managers acting alone have voting or dispositive power over the shares held by ABS Capital V-A. |
5. These shares were sold by ABS Capital Partners V-A. |
6. These shares are held directly by ABS Capital Partners Offshore, L.P. ("ABS Capital Offshore"). The LLC is the general partner of ABS Partners V, which is the general partner of ABS Capital Offshore. The ABS Managers are the managing members of the LLC and, as such, share voting and dispositive power over the shares held by ABS Capital Offshore. None of the ABS Managers acting alone have voting or dispositive power over the shares held by ABS Capital Offshore. |
7. These shares were sold by ABS Capital Offshore. |
Remarks: |
ABS Capital Partners V, L.P., By:/s/ Jennifer Moyer, Attorney-in-Fact | 07/02/2015 | |
ABS Capital Partners V Offshore, L.P., By:/s/Jennifer Moyer, Attorney-in-Fact | 07/02/2015 | |
ABS Capital Partners V-A, L.P., By:/s/Jennifer Moyer, Attorney-in-Fact | 07/02/2015 | |
ABS Partners V LLC, By:/s/Jennifer Moyer, Attorney-in-Fact | 07/02/2015 | |
ABS Partners V, L.P., By:/s/Jennifer Moyer, Attorney-in-Fact | 07/02/2015 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |