-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CPip+3DwQEjRqBKPsPPDnAcHjAGUBxDYa4D14zF5rI5JjeLguVurjjRnRiG6M64L 6G9Lucz487xgNhmf53bEWQ== 0001231919-07-000111.txt : 20071113 0001231919-07-000111.hdr.sgml : 20071112 20071113145226 ACCESSION NUMBER: 0001231919-07-000111 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070803 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mirabelli Christopher CENTRAL INDEX KEY: 0001262326 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237238 BUSINESS ADDRESS: BUSINESS PHONE: 609-430-3900 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY STREET 2: SUITE 301 CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER NAME: FORMER CONFORMED NAME: MIRAELLI CHRISTOPHER DATE OF NAME CHANGE: 20030904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAWLOR AUGUSTINE CENTRAL INDEX KEY: 0001262327 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237239 BUSINESS ADDRESS: BUSINESS PHONE: 609-430-3900 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY STREET 2: SUITE 301 CITY: CAMBRIDGE STATE: MA ZIP: 02142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERNER HAROLD R CENTRAL INDEX KEY: 0001013603 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237240 BUSINESS ADDRESS: BUSINESS PHONE: 609-430-3900 MAIL ADDRESS: STREET 1: C/O HEALTHCARE VENTURES LLC STREET 2: 44 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAVANAUGH JAMES H CENTRAL INDEX KEY: 0001013473 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237242 BUSINESS ADDRESS: BUSINESS PHONE: 6094303930 MAIL ADDRESS: STREET 1: 44 NASSAU ST CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HealthCare Partners VII, L.P. CENTRAL INDEX KEY: 0001330957 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237243 BUSINESS ADDRESS: STREET 1: 44 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 609-430-3913 MAIL ADDRESS: STREET 1: 44 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 08542 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEALTHCARE VENTURES VII LP CENTRAL INDEX KEY: 0001202615 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237244 BUSINESS ADDRESS: STREET 1: 44 NASSAU STREET CITY: PRINCETON STATE: NJ ZIP: 085424511 BUSINESS PHONE: 6094303900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITTLECHILD JOHN W CENTRAL INDEX KEY: 0001013469 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 071237241 BUSINESS ADDRESS: BUSINESS PHONE: 609-430-3900 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY STREET 2: SUITE 301 CITY: CAMBRIDGE STATE: MA ZIP: 02142 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2007-08-03 2007-08-07 0001326190 PHARMATHENE, INC HAQ 0001202615 HEALTHCARE VENTURES VII LP C/O HEALTHCARE VENTURES LLC 44 NASSAU STREET PRINCETON NJ 08542 0 0 1 0 0001330957 HealthCare Partners VII, L.P. C/O HEALTHCARE VENTURES LLC 44 NASSAU STREET PRINCETON NJ 08542 0 0 1 0 0001013473 CAVANAUGH JAMES H C/O HEALTHCARE VENTURES LLC 44 NASSAU STREET PRINCETON NJ 08542 1 0 1 0 0001013469 LITTLECHILD JOHN W 55 CAMBRIDGE PARKWAY SUITE 301 CAMBRIDGE MA 02142 0 0 1 0 0001013603 WERNER HAROLD R C/O HEALTHCARE VENTURES LLC 44 NASSAU STREET PRINCETON NJ 08542 0 0 1 0 0001262327 LAWLOR AUGUSTINE 55 CAMBRIDGE PARKWAY SUITE 301 CAMBRIDGE MA 02142 0 0 1 0 0001262326 Mirabelli Christopher 55 CAMBRIDGE PARKWAY SUITE 301 CAMBRIDGE MA 02142 0 0 1 0 Common Stock, $.0001 par value per share 2007-08-03 4 P 0 125000 7.66 A 250000 D Common Stock, $.0001 par value per share 2007-08-03 4 J 0 3067243 0 A 3317243 D 8% Convertible Note 10.00 2007-08-03 4 J 0 1815056.92 0 A 2009-08-03 Common Stock 181505 1815056.92 D These securities are owned by HealthCare Ventures VII, L.P. ("HCVVII"). These securities are indirectly beneficially owned by HealthCare Partners VII, L.P. ("HCPVII"), the General Partner of HCVVII, and each of James Cavanaugh, Harold Werner, John Littlechild, Christopher Mirabelli and Augustine Lawlor, the general partners of HCPVII. Drs. Cavanaugh and Mirabelli and Messrs. Werner, Littlechild and Lawlor disclaim beneficial ownership of those securities in which they do not have a pecuniary interest and this report shall not be deemed an admission that they are the beneficial owners of these securities for purposes of Section 16. In addition, James Cavanaugh became a Director of the Issuer on August 6, 2007. Does not include options to purchase (i) 2,759 shares of the Issuer's Common Stock held by James Cavanaugh; and (ii) 1,655 shares of the Issuer's Common Stock held by Harold Werner. Eric Aguiar is no longer a general partner of HCPVII as of the date of thi s filing. These securities were received in exchange for an aggregate of 23,353,729 shares of Series A, Series B and Series C Convertible Preferred Stock of PharmAthene, Inc. in connection with the merger of PAI Acquisition Corp., a wholly-owned subsidiary of HealthCare Acquisition Corp. (now known as PharmAthene, Inc.) into PharmAthene, Inc. (the "Merger"). This amendment is being filed to correct the total number of shares of the Issuer's Common Stock issued to the Reporting Persons in the Merger. This Note was received in the Merger in exchange for a note of PharmAthene, Inc. in the principal amount of $1,705,724.61 (plus accrued interest). This amendment is being filed to correct the principal amount of the Note (and the underlying shares) received by the Reporting Persons in the Merger. Immediately convertible into shares of Common Stock of the Issuer at the rate of $10.00 per share. S/Jeffrey Steinberg, Administrative Partner, HealthCare Ventures VII, L.P. 2007-11-07 S/Jeffrey Steinberg, Administrative Partner for HealthCare Partners VII, L.P. 2007-11-07 S/Jeffrey Steinberg, Attorney-in-Fact for James H. Cavanaugh 2007-11-07 S/Jeffrey Steinberg, Attorney-in-Fact for John Littlechild 2007-11-07 S/Jeffrey Steinberg, Attorney-in-Fact for Harold Werner 2007-11-07 S/Jeffrey Steinberg, Attorney-in-Fact for Augustine Lawlor 2007-11-07 S/Jeffrey Steinberg, Attorney-in-Fact for Christopher Mirabelli 2007-11-07 -----END PRIVACY-ENHANCED MESSAGE-----