0001144204-16-093743.txt : 20160411 0001144204-16-093743.hdr.sgml : 20160411 20160411181856 ACCESSION NUMBER: 0001144204-16-093743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160407 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHARMATHENE, INC CENTRAL INDEX KEY: 0001326190 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 202726770 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 BUSINESS PHONE: 410 269 2600 MAIL ADDRESS: STREET 1: ONE PARK PLACE, SUITE 450 CITY: ANNAPOLIS STATE: MD ZIP: 21401 FORMER COMPANY: FORMER CONFORMED NAME: HEALTHCARE ACQUISITION CORP DATE OF NAME CHANGE: 20050505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHMAN ERIC I CENTRAL INDEX KEY: 0001313876 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32587 FILM NUMBER: 161566017 MAIL ADDRESS: STREET 1: LEV PHARMACEUTICALS INC STREET 2: 122 EAST 42ND STREET STE 206 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 v436750_4.xml OWNERSHIP DOCUMENT X0306 4 2016-04-07 0 0001326190 PHARMATHENE, INC PIP 0001313876 RICHMAN ERIC I C/O PHARMATHENE, INC., ONE PARK PLACE, SUITE 450 ANNAPOLIS MD 21401 1 0 0 0 Common Stock, $0.0001 par value per share 2016-04-07 4 M 0 5367 1.76 A 182189 D Common Stock, $0.0001 par value per share 2016-04-07 4 S 0 5367 2.20 D 176822 D Common Stock, $0.0001 par value per share 2016-04-08 4 M 0 6400 1.76 A 183222 D Common Stock, $0.0001 par value per share 2016-04-08 4 S 0 6400 2.20 D 176822 D Common Stock, $0.0001 par value per share 10000 I See Footnote Employee Stock Option (right to buy) 1.76 2016-04-07 4 M 0 5367 0 D 2012-09-30 2021-09-30 Common Stock 5367 19633 D Employee Stock Option (right to buy) 1.76 2016-04-08 4 M 0 6400 0 D 2012-09-30 2021-09-30 Common Stock 6400 13233 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 16, 2015. Held indirectly as previously reported on Form 4 dated November 10, 2011. /s/ Eric I. Richman 2016-04-11